Item 8.01 Other Events.

On December 2, 2021, SQZ Biotechnologies Company (the "Company") announced interim results from the highest-dose monotherapy cohort of its ongoing Phase 1/2 clinical trial of SQZ-PBMC-HPV, an investigational cell therapy being evaluated in certain patients with advanced or metastatic Human Papillomavirus positive ("HPV16+") solid tumors. An abstract regarding the data was also published on December 2, 2021 by the European Society for Medical Oncology Immuno-Oncology ("ESMO-IO") and the Company plans on presenting the data at ESMO-IO on December 9, 2021.

Trial Highlights from ESMO IO Abstract 565



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SQZ-PBMC-HPV-101 Phase 1/2 trial has four dose-escalating monotherapy cohorts
ranging from 0.5 to 5.0 x10e6 cells per kg
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A total of 18 patients were treated across four cohorts and patients had an
average of 3.5 prior lines of systemic cancer therapy
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Across all cohorts the investigational therapy was generally well-tolerated, and
no dose-limiting toxicities were observed
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No grade 2 or higher treatment-related severe adverse events, or grade 3 adverse
events, were observed in the highest-dose cohort
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In the highest-dose cohort with five patients evaluable, one patient who had
been heavily treated with PD-1 inhibitors before entering the trial demonstrated
radiographic response as well as substantial increases in CD8 T cell tumor
infiltration and PD-L1 expression



The highest-dose monotherapy stage continues enrollment to further characterize the investigational therapy in single agent settings. The combination stage of the trial is enrolling with checkpoint inhibitors targeting the PD-(L)1 and CTLA-4 pathways.

A copy of the press release issued in connection with the announcement is being furnished as Exhibit 99.1 to this Current Report on Form 8-K. The information in Exhibit 99.1 attached hereto is intended to be furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended or the Exchange Act, except as expressly set forth by specific reference in such filing.





Forward Looking Statements


This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. All statements contained that do not relate to matters of historical fact should be considered forward-looking statements, including without limitation statements relating to events and presentations, our platform development, our product candidates, clinical activities, progress and outcomes, development plans, manufacturing, clinical safety and efficacy results, therapeutic impact, including the potential impact of combining SQZ-PBMC-HPV with checkpoint inhibitors, market opportunities and disease prevalence. These forward-looking statements are based on management's current expectations. Actual results could differ from those projected in any forward-looking statements due to several risk factors. Such factors include, among others, risks and uncertainties related to our limited operating history; our significant losses incurred since inception and expectation to incur significant additional losses for the foreseeable future; the development of our initial product candidates, upon which our business is highly dependent; the impact of the COVID-19 pandemic on our operations and clinical activities; our need for additional funding and our cash runway; the lengthy, expensive, and uncertain process of clinical drug development, including uncertain outcomes of clinical trials and potential delays in regulatory approval; our ability to maintain our relationships with our third party vendors and strategic collaborators; and protection of our proprietary technology, intellectual property portfolio and the confidentiality of our trade secrets. These and other important factors discussed under the caption "Risk Factors" in our Annual Report on Form 10-K, as updated by our Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2021 and other filings with the U.S. Securities and Exchange Commission could cause actual results to differ materially from those indicated by the forward-looking statements. Any forward-looking statements represent management's estimates as of this date and we undertake no duty to update these forward-looking statements, whether as a result of new information, the occurrence of current events, or otherwise, unless required by law.

Certain information contained in this press release relates to or is based on studies, publications, surveys and other data obtained from third-party sources and our own internal estimates and research. While we believe these third-party sources to be reliable as of the date of this press release, we have not independently verified, and we make no representation as to the adequacy, fairness, accuracy or completeness of any information obtained from third-party sources.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits

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Exhibit   Description
  No.
99.1        Press release issued by SQZ Biotechnologies Company on December 2, 2021
104       Cover Page Interactive Data File (embedded with the Inline XBRL document)





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