St Barbara : Notification regarding unquoted securities - SBM

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

ST BARBARA LIMITED

Date of this announcement

Monday November 29, 2021

The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
SBMAK	PERFORMANCE RIGHTS	3,499,564	29/11/2021

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

ST BARBARA LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	009165066
1.3	ASX issuer code
SBM

1. The announcement is New announcement
2. Date of this announcement

29/11/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

For personal use only

2.1 The +securities the subject of this notification are:

+Securities issued under an +employee incentive scheme that are subject to a restriction on transfer and are not being quoted on ASX until the restriction ends

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

For personal use only

Additional +securities in an existing class issued under an +employee incentive scheme

ASX +security code and description

SBMAK : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

29/11/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			423,729
Mr Craig Jetson		Mr Craig Jetson
			161,017
Mr Lucas Welsh		Mr Lucas Welsh

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

The terms of the incentive rights are outlined in the Company's 2021 Notice of Annual General Meeting:

https://stbarbara.com.au/wp-content/uploads/2021/09/2021.09.17-asx-2021-notice-of-annual-general-meeting-and-proxy-f orm.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

3,075,835 unlisted employee rights issued to eligible employees (including to Key Management Personnel (KMP) excluding the Managing Director & CEO) as performance-linkedlong-term incentives in respect of the 2022 financial year under the St Barbara Limited Rights Plan. Rights issued to KMP on terms sets out in the Notice of 2021 Annual General Meeting, and to non-KMP on substantially similar terms.

423,729 unlisted employee rights issued to the Managing Director & CEO as performance-linkedlong-term incentives in respect of the 2022 financial year under the St Barbara Limited Rights Plan. Rights issued on terms set out in the Notice of 2021 Annual General Meeting.

Rights issued to the Managing Director & CEO were approved by the shareholders at the Company¿s Annual General Meeting held on 27 October 2021.

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Issue details

Number of +securities

3,499,564

For personal use only

Notification of Issue, Conversion or Payment up of Unquoted

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