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MarketScreener Homepage  >  Equities  >  Nasdaq  >  StoneX Group Inc.    SNEX

STONEX GROUP INC.

(SNEX)
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StoneX : Statement of changes in beneficial ownership of securities

11/18/2020 | 06:15pm EST

SEC Form 4

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

OMB APPROVAL

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

OMB Number:

3235-0287

Estimated average burden

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934

hours per response:

0.5

or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person*

2. Issuer Name and Ticker or Trading Symbol

5. Relationship of Reporting Person(s) to Issuer

PARTHEMORE ERIC

StoneX Group Inc.[ SNEX ]

(Check all applicable)

X

Director

10% Owner

Officer (give title

Other (specify

3. Date of Earliest Transaction (Month/Day/Year)

(Last)

(First)

(Middle)

below)

below)

155 EAST 44TH STREET

11/16/2020

SUITE 900

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable

Line)

(Street)

X Form filed by One Reporting Person

NEW YORK

NY

10017

Form filed by More than One Reporting

Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)

2. Transaction

2A. Deemed

3.

4. Securities Acquired (A) or

5. Amount of

6. Ownership

7. Nature

Date

Execution Date,

Transaction

Disposed Of (D) (Instr. 3, 4 and

Securities

Form: Direct

of Indirect

(Month/Day/Year)

if any

Code (Instr.

5)

Beneficially

(D) or Indirect

Beneficial

(Month/Day/Year)

8)

Owned Following

(I) (Instr. 4)

Ownership

Reported

(Instr. 4)

Code

V

Amount

(A) or

Price

Transaction(s)

(D)

(Instr. 3 and 4)

Common(1)

11/16/2020

S

400

D

$62

19,870

D

Common(1)

11/18/2020

S

1,528

D

$62

18,342

D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned

(e.g., puts, calls, warrants, options, convertible securities)

1. Title of

2.

3. Transaction

3A. Deemed

4.

5. Number

6. Date Exercisable and

7. Title and

8. Price of

9. Number of

10.

11. Nature

Derivative

Conversion

Date

Execution Date,

Transaction

of

Expiration Date

Amount of

Derivative

derivative

Ownership

of Indirect

Security

or Exercise

(Month/Day/Year)

if any

Code (Instr.

Derivative

(Month/Day/Year)

Securities

Security

Securities

Form:

Beneficial

(Instr. 3)

Price of

(Month/Day/Year)

8)

Securities

Underlying

(Instr. 5)

Beneficially

Direct (D)

Ownership

Derivative

Acquired

Derivative

Owned

or Indirect

(Instr. 4)

Security

(A) or

Security (Instr.

Following

(I) (Instr. 4)

Disposed

3 and 4)

Reported

of (D)

Transaction(s)

(Instr. 3, 4

(Instr. 4)

and 5)

Amount

or

Date

Expiration

Number

Code

V

(A)

(D)

Title

of

Exercisable

Date

Shares

Explanation of Responses:

1. All of the transactions reported on this form are program transactions pursuant to a Rule 10b5-1 plan.

Remarks:

Eric Parthemore

11/18/2020

** Signature of Reporting Person

Date

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4 (b)(v).

  • Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

This is an excerpt of the original content. To continue reading it, access the original document here.

Disclaimer

StoneX Group Inc. published this content on 18 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 18 November 2020 23:14:00 UTC


© Publicnow 2020
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Financials (USD)
Sales 2021 - - -
Net income 2021 126 M - -
Net Debt 2021 - - -
P/E ratio 2021 8,68x
Yield 2021 -
Capitalization 1 120 M 1 120 M -
Capi. / Sales 2021 -
Capi. / Sales 2022 -
Nbr of Employees 2 950
Free-Float 75,4%
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Technical analysis trends STONEX GROUP INC.
Short TermMid-TermLong Term
TrendsNeutralNeutralBullish
Income Statement Evolution
Consensus
Sell
Buy
Mean consensus BUY
Number of Analysts 1
Average target price 70,00 $
Last Close Price 57,12 $
Spread / Highest target 22,5%
Spread / Average Target 22,5%
Spread / Lowest Target 22,5%
EPS Revisions
Managers and Directors
NameTitle
Sean Michael O'Connor President, Chief Executive Officer & Director
John Radziwill Chairman
Xuong Nguyen Chief Operating Officer
William J. Dunaway CFO & Principal Accounting Officer
Scott Julian Branch Independent Non-Executive Director
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