Item 3.01.   Notice of Delisting or Failure to Satisfy a Continued Listing Rule

             or Standard? Transfer of Listing.



On November 22, 2021, SuRo Capital Corp. (the "Company") received approval from the Listing Qualifications Department of The Nasdaq Stock Market LLC ("Nasdaq") to transfer the listing of the Company's common stock from the Nasdaq Capital Market to the Nasdaq Global Select Market, effective as of the open of business on November 24, 2021. The Company's common stock will continue to trade under the symbol "SSSS". The Nasdaq Global Select Market operates in substantially the same manner as the Nasdaq Capital Market and listed companies must meet certain financial requirements and comply with Nasdaq's corporate governance requirements.

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