SURTECO GROUP SE
DGAP Voting Rights Announcement: SURTECO GROUP SE
SURTECO GROUP SE: Release according to Article 40, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution
2021-01-11 / 11:53
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
*Notification of Major Holdings*
*1. Details of issuer*
+------------------------------+--------------------------+
|Name: |SURTECO GROUP SE |
+------------------------------+--------------------------+
|Street: |Johan-Viktor-Bausch-Str. 2|
+------------------------------+--------------------------+
|Postal code: |86647 |
+------------------------------+--------------------------+
|City: |Buttenwiesen |
| |Germany |
+------------------------------+--------------------------+
|Legal Entity Identifier (LEI):|52990096XE56IELO5P09 |
+------------------------------+--------------------------+
*2. Reason for notification*
+-+------------------------------------------------------------+
| |Acquisition/disposal of shares with voting rights |
+-+------------------------------------------------------------+
| |Acquisition/disposal of instruments |
+-+------------------------------------------------------------+
| |Change of breakdown of voting rights |
+-+------------------------------------------------------------+
|X|Other reason: |
| |Partial termination of a pool contract and thus a change in |
| |the allocation of voting rights. |
+-+------------------------------------------------------------+
*3. Details of person subject to the notification obligation*
+---------------------------------------------------+
|Natural person (first name, surname): Oliver Bausch|
|Date of birth: 02 Jul 1962 |
+---------------------------------------------------+
*4. Names of shareholder(s)*
holding directly 3% or more voting rights, if different from 3.
+--------------------------------------------------------------+
|Claus Linnemann, Christa Linnemann, Katrin Schlautmann, |
|Christian Schlautmann, Th. Bausch GmbH & Co. Vermögensanlage |
|KG |
+--------------------------------------------------------------+
*5. Date on which threshold was crossed or reached:*
+-----------+
|31 Dec 2020|
+-----------+
*6. Total positions*
+-------------+-----------+-----------+----------+-------------+
| |% of voting|% of voting| Total of| Total number|
| | rights| rights| both in %| of voting|
| |attached to| through| (7.a. +| rights|
| | shares|instruments| 7.b.)| pursuant to|
| | (total of| (total of| | Sec. 41 WpHG|
| | 7.a.)| 7.b.1 +| | |
| | | 7.b.2)| | |
+-------------+-----------+-----------+----------+-------------+
|New | 20.14 %| 0.00 %| 20.14 %| 15505731|
+-------------+-----------+-----------+----------+-------------+
|Previous | 39.96 %| n/a %| n/a %| /|
|notification | | | | |
+-------------+-----------+-----------+----------+-------------+
*7. Details on total positions*
*a. Voting rights attached to shares (Sec. 33, 34 WpHG)*
+------------+-----------+------------+-----------+------------+
|ISIN | Absolute | In % |
+------------+-----------+------------+-----------+------------+
| | Direct| Indirect| Direct| Indirect|
| | (Sec. 33| (Sec. 34| (Sec. 33| (Sec. 34|
| | WpHG)| WpHG)| WpHG)| WpHG)|
+------------+-----------+------------+-----------+------------+
|DE0005176903| 108294| 3014640| 0.70 %| 19.44 %|
+------------+-----------+------------+-----------+------------+
|*Total* | 3122934 | 20.14 % |
+------------+-----------+------------+-----------+------------+
*b.1. Instruments according to Sec. 38 (1) no. 1 WpHG*
+---------+---------------+------------+-----------+-----------+
|Type of |Expiration or |Exercise or | Voting| Voting|
|instrumen|maturity date |conversion | rights|rights in %|
|t | |period | absolute| |
+---------+---------------+------------+-----------+-----------+
| | | | 0| 0.00 %|
+---------+---------------+------------+-----------+-----------+
| | |*Total* | 0| 0.00 %|
+---------+---------------+------------+-----------+-----------+
*b.2. Instruments according to Sec. 38 (1) no. 2 WpHG*
+-------+------------+-----------+---------+---------+---------+
|Type of|Expiration |Exercise or|Cash or | Voting| Voting|
|instrum|or maturity |conversion |physical | rights|rights in|
|ent |date |period |settlemen| absolute| %|
| | | |t | | |
+-------+------------+-----------+---------+---------+---------+
| | | | | 0| 0.00 %|
+-------+------------+-----------+---------+---------+---------+
| | | |*Total* | 0| 0.00 %|
+-------+------------+-----------+---------+---------+---------+
*8. Information in relation to the person subject to the notification
obligation*
+-+------------------------------------------------------------+
| |Person subject to the notification obligation is not |
| |controlled nor does it control any other undertaking(s) that|
| |directly or indirectly hold(s) an interest in the |
| |(underlying) issuer (1.). |
+-+------------------------------------------------------------+
|X|Full chain of controlled undertakings starting with the |
| |ultimate controlling natural person or legal entity: |
+-+------------------------------------------------------------+
+-----------------+---------------+-----------+----------------+
|Name | % of voting|% of voting| Total of both|
| | rights (if at| rights| (if at least 5%|
| | least 3% or| through| or more)|
| | more)|instruments| |
| | | (if at| |
| | |least 5% or| |
| | | more)| |
+-----------------+---------------+-----------+----------------+
|Oliver Bausch | 20.14 %| %| 20.14 %|
+-----------------+---------------+-----------+----------------+
|J.V. Bausch GmbH | %| %| %|
+-----------------+---------------+-----------+----------------+
|J.V. Bausch GmbH | 19.73 %| %| 19.73 %|
|& Co. | | | |
|Vermögensverwaltu| | | |
|ngs KG | | | |
+-----------------+---------------+-----------+----------------+
*9. In case of proxy voting according to Sec. 34 para. 3 WpHG*
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:
+------------------------+-----------------------+-------------+
| Proportion of voting| Proportion of|Total of both|
| rights| instruments| |
+------------------------+-----------------------+-------------+
| %| %| %|
+------------------------+-----------------------+-------------+
*10. Other explanatory remarks:*
++
||
++
Date
+-----------+
|07 Jan 2021|
+-----------+
2021-01-11 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Archive at www.dgap.de
Language: English
Company: SURTECO GROUP SE
Johan-Viktor-Bausch-Str. 2
86647 Buttenwiesen
Germany
Internet: www.surteco-group.com
End of News DGAP News Service
1159702 2021-01-11
(END) Dow Jones Newswires
January 11, 2021 05:53 ET (10:53 GMT)
