SURTECO GROUP SE
DGAP Voting Rights Announcement: SURTECO GROUP SE
SURTECO GROUP SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-06-16 / 08:32
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: SURTECO GROUP SE
Street: Johan-Viktor-Bausch-Str. 2
Postal code: 86647
City: Buttenwiesen
Germany
Legal Entity Identifier (LEI): 52990096XE56IELO5P09
2. Reason for notification
Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:
X Termination of a share pool contract and conclusion of a new share pool contract, thereby changing the
allocation.
3. Details of person subject to the notification obligation
Natural person (first name, surname): Thomas Bausch
Date of birth: 13 May 1940
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Claus Linnemann, Christa Linnemann, Katrin Schlautmann, Christian Schlautmann, Th. Bausch GmbH & Co. Vermögensanlage
KG, PKG Schürfeld GmbH
5. Date on which threshold was crossed or reached:
08 Jun 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 57.49 % 0.00 % 57.49 % 15505731
Previous 22.18 % 0.00 % 22.18 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE0005176903 51444 8862310 0.33 % 57.16 %
Total 8913754 57.49 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion Voting rights absolute Voting rights in %
period
0 0.00 %
Total 0 0.00 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of Expiration or maturity Exercise or conversion Cash or physical Voting rights Voting rights
instrument date period settlement absolute in %
0 0.00 %
Total 0 0.00 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Dr. Dr. Thomas Bausch % % %
Th. Bausch GmbH % % %
Th. Bausch GmbH & Co. 56.87 % % 56.87 %
Vermögenslage KG
- % % %
Dr. Dr. Thomas Bausch % % %
-TNB Verwaltungs GbR % % %
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %
10. Other explanatory remarks:
Date
15 Jun 2021
----------------------------------------------------------------------------------------------------------------------- 2021-06-16 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de -----------------------------------------------------------------------------------------------------------------------
Language: English
Company: SURTECO GROUP SE
Johan-Viktor-Bausch-Str. 2
86647 Buttenwiesen
Germany
Internet: www.surteco-group.com
End of News DGAP News Service
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June 16, 2021 02:32 ET (06:32 GMT)
