Item 8.01. Other Events.
On
The above description of the Underwriting Agreement, the Base Indenture, the First Supplemental Indenture, the Officers' Certificate and the Notes is qualified in its entirety by reference to the Underwriting Agreement, the Base Indenture, the First Supplemental Indenture, the Officers' Certificate and the form of 2028 Notes and 2033 Notes, each of which is incorporated herein by reference and attached to this Current Report on Form 8-K as Exhibit 1.1, Exhibit 4.1, Exhibit 4.2, Exhibit 4.3, Exhibit 4.4 and Exhibit 4.5, respectively.
This Current Report on Form 8-K is being filed for the purpose of filing Exhibit
1.1, Exhibit 4.1, Exhibit 4.2, Exhibit 4.3, Exhibit 4.4 and Exhibit 4.5 as
exhibits to
A copy of the opinion of
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Item 9.01. Financial Statements and Exhibits.
(d) Exhibits Exhibit Number Description 1.1 Underwriting Agreement, datedApril 26, 2021 , amongSVB Financial Group andGoldman Sachs & Co. LLC ,BofA Securities, Inc. andMorgan Stanley & Co. LLC , as representatives of the several underwriters listed on Schedule 1 thereto 4.1 Indenture, datedSeptember 20, 2010 , by and betweenSVB Financial Group andU.S. Bank Trust Company, National Association (as successor in interest toU.S. Bank National Association ), as trustee (incorporated by reference from Exhibit 4.1 of the Current Report on Form 8-K filed onSeptember 20, 2010 ) 4.2 First Supplemental Indenture, datedApril 28, 2022 , by and betweenSVB Financial Group andU.S. Bank Trust Company, National Association , as trustee 4.3 Officers' Certificate, datedApril 29, 2022 4.4 Form of 4.345% Senior Fixed Rate/Floating Rate Notes due 2028 (included as Exhibit A to Exhibit 4.3) 4.5 Form of 4.570% Senior Fixed Rate/Floating Rate Notes due 2033 (included as Exhibit B to Exhibit 4.3) 5.1 Opinion ofSullivan & Cromwell LLP 23.1 Consent ofSullivan & Cromwell LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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