N Z X
Ongoing Disclosure Notice
Disclosure of Directors and Senior Managers RelevantInterests
Sections 297(2) and 298(2), Financial Markets Conduct Act 2013
To NZX Limited; and | |
Name of listed issuer: | The a2 Milk CompanyLimited |
Date this disclosure made: | /09/2016 |
Date of last disclosure: | 1/09/2016 |
Director or senior manager giving disclosure
Fullname(s): | Shareef Yaseen KHAN |
Name of listed issuer: | The a2 Milk CompanyLimited (CompanyJ |
Name of related body corporate (if applicable): | |
Position held in listed issuer: | General Manager, Operations |
Summary ofacquisition or disposal of relevant interest (excluding specified derivatives)
Class of affected quoted financial products: | (1) Unlisted options to subscribe for Ordinary Shares in the Company (Options); (2) Ordinary Shares; (3) Ordinary Shares; (4) Options: (5) Ordinary Shares: (6) Ordinary Shares |
Nature of the affected relevant interest(s): | (1) to (6) Legal and beneficial owner |
For that relevantinterest· | |
Number held in class before acquisition or disposal: | (1) 1,900,000 Options; (2) Nil Ordinary Shares: (3} 200,000 Ordinary Shares; (4) 1,700,000 Options; (5) Nil Ordinary Shares; (60 100,000 Ordinary Shares |
Number held in class after acquisition or disposal: | (1) 1,700,000 Options; (2} 200,000 Ordinary Shares; (3) Nil Ordinary Shares: (4) 1,600,000 Options; (5) 100,000 Ordinary Shares: (6) Nil Ordinary Shares |
Current registered holder(s): | 1 (1) to (6) ==Shareef Yaseen KHAN |
Registered holder(s) once transfers are registered: | (1), (2). (4) and (5) Shareef Yaseen KHAN; (3) and (6) Unknown |
Summary of acquisition or disposal of specified derivatives relevantinterest (If applicable)
Type of affected derivative:
The notional value of the derivative (if any) or the notional amount of underlying financial products (if any)· |
A statement as to whether the derivative is cash settled or physically settled: |
Maturity date of the derivative (if any): |
Expirv date of the derivative(if any): |
The price specified in the terms of the derivative (if any): |
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products: |
Class of underlying financial products: Details of affected derivative-
For that derivative,-
Parties to the derivative: |
If the director or senior manager is not a party to the derivative, the nature of the relevant interest io tbe derijlJ1tiv_e: |
Details of transactions giving rise to acquisition or disposal
Details of transactions re Date of transaction·
4
(1) and (2) 05/09/2016; (3) 06/09/2016; (4), (5) and (6) 07/09/2016
Nature of transaction: | |
Name of anv other oartv or parties to the transaction (if known): | |
Ine consideration, expressed ,n New Lea1ana aouars, pa1a or rec,eved for the acqu1s1bon or disposal. If the consideration was not in cash and cannot be readily by converted into a cash value, describe the consideration: | (1) and (2) =$126,000; (3) $384,822.27; (4) and (5) $63.000; (6) $204,318.18 (Aggregate of (3) and (6) $589 140.45 |
Number of financial products to which the transaction related: | (1) 200,000 Options; (2) and (3) 200,000 Ordinary Shares; (4) 100,000 Options; (5) and (6) 100,000 Ordina Shares |
If the issuer has afinancial products tradrng policy that proh1b1ls d,rectors or senior
managers from trading during any period without written clearance (a closed period)
cIude thefioIIowrnodeta·1,s-
Whether relevant interests were aouired or disposed of durina a closed oeriod:
1:.
N/A
Whether prior written clearance was provided to allow the aquisition or disposal to Iproceed durina the closed period:
Date of the prior written clearance (if any}:
Summary of other relevant Interests after acquisition or disposal:
Class of auoted financial oroducts:
Nature of relevant interest:
For lhal relevant interest,-
Number held in class:
Current reaistered holder(s):
For a derivative relevant interest,-
.
The notional value of the derivative (if any) or the notional amount of underlying financial products (if any):
A statement as to whether the derivative is cash settled or physically settled:
Maturity date of the derivative (if any):
Expiry date of the derivative (if any):
The price's specified terms (if any):
Any other details needed to understand how the amount of the consideration payable under the derivative or the value of the derivative is affected by the value of the underlying financial products:
For that derivative relevant interest,-
Parties to the derivative:
If the director or senior manager is not a party to the derivative, the nature of the relevant interest in the derivative:
!Typt!of derivalive: Details of derivative -
Ceriflcation
Icertify that, to the best of my knowledge and bel ef, the information contained in this disclosure is correct and that Iam duly authorised to make this disclosure by all persons for whom itis made.
Signature of director or officer:
Date of signature:
or
Signature of person authorised to sign on behalf of director or officer:
Date of signature:
Name and title of authorised person:
Notes
Use this form to disclose all the aquisitions and disposals by a director or senior manager of a listed issuer, or of a related body corporate, or in specified derivatives The disclosure must be made within-
20 working days after the first aquisition or disposal disclosed in this notice if the aquisitions or disposals are of a kind referred to in section 297(2)(a) of the Financial Markets Conduct Act 2013; or
in any other case, 5 trading days after the first aquisition or disposal disclosed in this notice.
A2 Milk Company Ltd. published this content on 12 September 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 14 September 2016 12:35:02 UTC.
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