Item 9.01 Financial Statements and Exhibits

(a) Financial Statements of Business Acquired.

The audited financial statements of TD Ameritrade as of and for the fiscal year ended September 30, 2020, and the related Report of Independent Auditors, are filed as Exhibit 99.1 hereto and incorporated herein by reference.

(b) Pro Forma Financial Information.

The unaudited pro forma condensed combined balance sheet of CSC as of September 30, 2020 and the unaudited pro forma condensed combined statements of income of CSC for the fiscal year ended December 31, 2019 and for the nine months ended September 30, 2020 (collectively, the "Unaudited Pro Forma Financial Statements") are filed as Exhibit 99.2 hereto and incorporated herein by reference. The Unaudited Pro Forma Financial Statements give effect to the Merger and related transactions.

(d) Exhibits



Exhibit No.  Description
23.1           Consent of Ernst & Young LLP.
99.1           Audited Financial Statements of TD Ameritrade Holding Corporation
             as of and for the fiscal year ended September 30, 2020 and the
             related Report of Independent Auditors.
99.2           Unaudited Pro Forma Condensed Combined Balance Sheet of The Charles
             Schwab Corporation as of September 30, 2020 and Unaudited Pro Forma
             Condensed Combined Statements of Income of The Charles Schwab
             Corporation for the fiscal year ended December 31, 2019 and for the
             nine months ended September 30, 2020.
104          Cover Page Interactive Data File - the cover page interactive data
             file does not appear in the Interactive Data File because its XBRL
             tags are embedded within the Inline XBRL document.

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