Item 2.02 Results of Operations and Financial Condition.

On October 13, 2020, The New Home Company Inc., a Delaware corporation (the "Company"), announced certain preliminary estimated financial results regarding the Company's results of operations and financial condition as of and for the three months ended September 30, 2020. A copy of the press release is filed as Exhibit 99.1 hereto and incorporated by reference herein.

In accordance with General Instruction B.2 of Form 8-K, the information in this Item 2.02, including Exhibit 99.1, shall not be deemed to be "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended (the "Securities Act"), or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.

Item 7.01 Regulation FD Disclosure.

In connection with the announced private offering of $250.0 million aggregate principal amount of senior notes due 2025 (the "2025 Notes") of the Company, as described in Item 8.01 of this report (the "Offering"), the Company is disclosing certain information, which has not previously been publicly reported, to prospective investors in a preliminary offering memorandum, dated October 13, 2020, related to the issuance of the 2025 Notes (the "Preliminary Offering Memorandum"). Pursuant to Regulation FD, the Company is furnishing certain excerpts from the Preliminary Offering Memorandum as Exhibit 99.2 of this report, which is incorporated by reference herein.

In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01, including Exhibit 99.2, shall not be deemed to be "filed" for purposes of Section 18 of the Exchange Act or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.




Item 8.01 Other Events.

On October 13, 2020, the Company issued a press release announcing that it had commenced the Offering. The Company intends to use the net proceeds from the Offering, together with cash on hand, to fund the redemption of all of the Company's outstanding 7.25% senior unsecured notes due 2022 (the "2022 Notes") and pay related fees and expenses. In accordance with Rule 135c of the Securities Act, a copy of this press release is being filed as Exhibit 99.3 to this report and, accordingly, this report is not intended to and does not constitute an offer to sell or a solicitation for an offer to purchase any securities of the Company.

In addition, on October 13, 2020, the Company issued a conditional notice of redemption to the holders of the 2022 Notes, which provides for the redemption by the Company of all of the 2022 Notes outstanding on November 12, 2020 at a redemption price of 101.813% of the principal amount thereof, plus accrued and unpaid interest to such redemption date, subject to the successful completion of the Offering.

The 2025 Notes have not been registered under the Securities Act or any state securities laws and may not be offered or sold in the United States absent registration or an applicable exemption from the registration requirements of the Securities Act and any applicable state securities laws.

Item 9.01 Financial Statements and Exhibits.





(d) Exhibits



                    Press Release, dated October 13, 2020, entitled "The New Home
         99.1     Company Reports Selected 2020 Third Quarter Preliminary
                  Results"
         99.2       Excerpts from the Preliminary Offering Memorandum, dated
                  October 13, 2020
                    Press Release, dated October 13, 2020, entitled "The New Home
         99.3     Company Inc. Announces Proposed Private Offering of Senior Notes
                  due 2025"
         104      Cover Page Interactive Data File - the cover page XBRL tags are
                  embedded within the Inline XBRL document.

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