Item 5.07. Submission of Matters to a Vote of Security Holders.
The Company held its reconvened annual meeting of stockholders on
1. To approve the election of the following individuals as directors to the Board of Directors:Xiaochun Xu For 3,316,009 Withhold 192,044 Broker Non-Votes 2,521,541 Uncast 0Debra Donaghy For 3,342,471 Withhold 165,582 Broker Non-Votes 2,521,541 Uncast 0Russell Medford For 3,346,047 Withhold 162,006 Broker Non-Votes 2,521,541 Uncast 0Joseph Thomis For 3,345,747 Withhold 162,306 Broker Non-Votes 2,521,541 Uncast 0Haihong Zhu For 3,327,770 Withhold 180,283 Broker Non-Votes 2,521,541 Uncast 0 2. To approve the amendment of the Company's Amended 2016 Equity Incentive Plan to increase the aggregate number of shares of the Company's common stock that may be issued under the plan from 392,500 shares to 1,200,000 shares: For 3,259,737 Against 195,474 Abstain 52,842 Broker Non-Votes 2,521,541 Uncast 0 3. To Ratify the Appointment ofMarcum LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year EndingDecember 31, 2021 : For 5,682,494 Against 299,350 Abstain 47,750 Broker Non-Votes 0 Uncast 0
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The stockholders did not vote on any other matters at the Annual Meeting.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Description of Exhibit 10.1 Fourth Amendment to the Company's Amended. 2016 Equity Incentive Plan, effectiveJune 4, 2020 . 10.2 Amended 2016 Equity Incentive Plan 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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