TriplePoint Venture Growth BDC Corp.

Equities

TPVG

US89677Y1001

Investment Management & Fund Operators

Market Closed - Nyse Other stock markets 04:00:01 2024-04-19 pm EDT			5-day change	1st Jan Change
9.5 ^USD	+3.94%		+4.40%	-12.52%

Mar. 22	Compass Point Upgrades TriplePoint Venture Growth BDC to Neutral From Sell, Price Target is $8.75	MT
Mar. 07	Oppenheimer Trims TriplePoint Venture Growth BDC Price Target to $9 From $10, Maintains Perform Rating	MT

TriplePoint Venture Growth BDC : SEC Filing (40-17G) - Fidelity Bond Filing

March 23, 2020 at 05:01 pm EDT

TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SAND HILL ROAD, SUITE 150

MENLO PARK, CALIFORNIA 94025

March 23, 2020

VIA EDGAR

Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

Re:	TriplePoint Venture Growth BDC Corp.
	File Number 814-01044
	Rule 17g-1(g) Fidelity Bond Filing

Ladies and Gentlemen:

Pursuant to Rule 17g-1 under the Investment Company Act of 1940, as amended (the "1940 Act"), TriplePoint Venture Growth BDC Corp., a Maryland corporation (the "Company") (File No. 814-01044), has today filed the following documents:

a copy of the Company's fidelity bond (the "Bond"), which includes a statement as to the period for which the premium has been paid (attached as Exhibit A); and
a certificate of the Secretary of the Company containing (a) the resolutions of the Board of Directors of the Company, including a majority of directors who are not "interested persons," as defined in Section 2(a)(19) of the 1940 Act, of the Company, approving the form, type, coverage and amount of the Bond and (b) a statement as to the period for which premiums have been paid (attached as Exhibit B).

Very truly yours,

TriplePoint Venture Growth BDC Corp.

By: /s/ Sajal K. Srivastava

Name:Sajal K. Srivastava

Title: Chief Investment Officer,

President, Secretary and Treasurer

Exhibit A

AIG Specialty Insurance Company

A capital stock company

POLICY NUMBER: 03-988-74-58

REPLACEMENT OF POLICY NUMBER: 01-232-70-46

INVESTMENT COMPANY BLANKET BOND

AIG Specialty Insurance Company

(A Stock Insurance Company, Herein Called the Underwriter)

THIS INSURER IS NOT LICENSED IN THE STATE OF NEW YORK AND IS NOT SUBJECT

TO ITS SUPERVISION.

Bond No. 03-988-74-58

DECLARATIONS

Item 1. Name of Insured (herein called Insured): TRIPLEPOINT VENTURE GROWTHBDC CORP

Principal Address	2755 SAND HILL RD STE 150
	MENLO PARK, CA 94025-7087

Item 2. Bond Period: from 12:01a.m. 03/05/2020 to 12:01a.m. 03/05/2021

the effective date of the termination or cancellation of this bond, standard time at the Principal Address as to each of said dates.

Item 3. Limit of Liability--Subject to Sections 9, 10 and 12 hereof,

Amount applicable to	Limit of	Deductible

	Liability
Insuring Agreement (A)-FIDELITY	$1,000,000	$0
Insuring Agreement (B)-AUDIT EXPENSE	$25,000	$5,000
Insuring Agreement (C)-ON PREMISES	$1,000,000	$25,000
Insuring Agreement (D)-IN TRANSIT	$1,000,000	$25,000
Insuring Agreement (E)-FORGERY OR ALTERATION	$1,000,000	$25,000
Insuring Agreement (F)-SECURITIES	$1,000,000	$25,000
Insuring Agreement (G)-COUNTERFEIT CURRENCY	$1,000,000	$25,000
Insuring Agreement (H)-STOP PAYMENT	$25,000	$5,000
Insuring Agreement (I)-UNCOLLECTIBLE ITEMS OF	$25,000	$5,000
DEPOSIT
Optional Insuring Agreements and Coverages:
Insuring Agreement - Computer Systems	$1,000,000	$25,000
©All rights reserved.

135980

(03/20)

Insuring Agreement - Unauthorized Signatures

$25,000

$5,000

If "Not Covered" is inserted above opposite any specified Insuring Agreement or Coverage, such Insuring Agreement or Coverage and any other reference thereto in this bond shall be deemed to be deleted therefrom.

Item 4. Offices or Premises Covered--Offices acquired or established subsequent to the effective date of this bond are covered according to the terms of General Agreement A. All the Insured's offices or premises in existence at the time this bond becomes effective are covered under this bond except the offices or premises located as follows: NOT APPLICABLE

Item 5. The liability of the Underwriter is subject to the terms of the following riders attached hereto: #1, #2, #3, #4, #5, #6, #7, #8

Item 6. The Insured by the acceptance of this bond gives to the Underwriter terminating or cancelling prior bond(s) or policy(ies) No.(s) 01-232-70-46 such termination or cancellation to be effective as of the time this bond becomes effective.

Item 7. Premium: $4,627

135980

(03/20)

IN WITNESS WHEREOF, the Insurer has caused this Policy to be signed by its President, Secretary and Authorized Representative. This Policy shall not be valid unless signed below at the time of issuance by an authorized representative of the insurer.

PRESIDENT	SECRETARY
AIG Specialty Insurance Company	AIG Specialty Insurance Company

AUTHORIZED REPRESENTATIVE

COUNTERSIGNED AT

DATE

COUNTERSIGNATURE

WOODRUFF-SAWYER & CO

50 CALIFORNIA STREET FLOOR 12 SAN FRANCISCO, CA 94111

1502821

135980

(03/20)

NOTICE TO POLICY HOLDER TAXES

AND FEES

The following information is hereby deemed added to the Declarations:

Premium		$4,627.00

State Tax	3.00%	$138.81

Stamping Fee	0.25%	$11.57

Fees		$0.00

Total Gross Premium		$4,777.38

Risk Specialists Companies Insurance Agency, Inc. d/b/a RSCIA in NH, One Montgomery Tower

25th Floor

San Francisco, CA 94104-4505

99288 (4/ 16)

AIG Specialty Insurance Company

INVESTMENT COMPANY BLANKET

BOND

The Underwriter, in consideration of an agreed premium, and subject to the Declarations made a part hereof, the General Agreements, Conditions and Limitations and other terms of this bond, agrees with the Insured, in accordance with the Insuring Agreements hereof to which an amount of insurance is applicable as set forth in Item 3 of the Declarations and with respect to loss sustained by the Insured at any time but discovered during the Bond Period, to indemnify and hold harmless the Insured for:


				INSURING AGREEMENTS
(A)	FIDELITY				fraudulent act(s), including Larceny or
	Loss resulting from any dishonest or	Embezzlement of any of the Employees. The
	total liability of the Underwriter for such
fraudulent act(s), including Larceny or	expense by reason of such acts of any
Embezzlement committed by an Employee,	Employee or in which such Employee is
committed anywhere and whether committed	concerned or implicated or with
alone or in collusion with others, including loss	respect to any one audit or examination is
of Property resulting from such acts of an
Employee, which Property is held by the	limited to the amount stated opposite Audit
Insured for any purpose or in any capacity and	Expense in Item 3 of the Declarations; it being
whether so held gratuitously or not and	understood, however, that such expense shall
whether or not the Insured is liable therefor.		be deemed to be a loss sustained by the
						Insured through any dishonest or fraudulent
	Dishonest or fraudulent act(s) as used in	act(s), including Larceny or Embezzlement of
this Insuring Agreement shall mean only	one or more of the Employees and the liability
dishonest or fraudulent act(s) committed by	under this paragraph shall be in addition to the
such Employee with the manifest intent:		Limit of liability stated in Insuring Agreement
	(a) to cause the Insured to sustain such	(A) in Item 3 of the Declarations.
	(C)	ON PREMISES
	loss; and
	(b) to obtain financial benefit for the		Loss of Property (occurring with or
	Employee, or for any other person or
	organization	intended	by	the	without negligence or violence) through
	Employee to receive such benefit,	robbery, burglary, Larceny, theft, holdup, or
	other	than salaries, commissions,	other	fraudulent means,	misplacement,
	fees,	bonuses,	promotions, awards,	mysterious	unexplainable	disappearance,
	profit sharing, pensions or other	damage thereto or destruction thereof,
	employee benefits earned in the	abstraction or removal from the possession,
	normal course of employment.		custody or control of the Insured, and loss of
						subscription,	conversion,	redemption or
(B)	AUDIT EXPENSE				deposit privileges through the misplacement or
						loss of Property, while the Property is (or is
Expense incurred by the Insured for that part	supposed or believed by the Insured to be)
of the costs of audits or examinations required	lodged or deposited within any offices or
by any governmental regulatory authority to be	premises located anywhere, except in an
conducted either by such authority or by an	office listed in Item 4 of the Declarations or
independent accountant by reason of the	amendment thereof or in the mail or with a
discovery of loss sustained			carrier for hire other than an armored motor

135979

(03/20)

by the Insured through any dishonest or	vehicle company, for the purpose of
			transportation.
			Offices and Equipment
			(1) Loss of or damage to, furnishings,
			fixtures,	stationery,	supplies or
			equipment, within any of the
			Insured's offices covered under this
			bond caused by Larceny or theft in,
			or by burglary, robbery or holdup of
			such office, or attempt thereat, or by
			vandalism or malicious mischief; or
(2) loss through damage to any such	endorsement or have been altered
office by Larceny or theft in, or by	without the knowledge and consent of such
burglary, robbery or holdup of such	customer, shareholder or subscriber to shares,
office or attempt thereat, or to the	whether certificated or uncertificated, of an
interior of any such office by	Investment Company, financial or banking
vandalism	or malicious	mischief	institution or stockbroker, withdrawal orders or
provided, in any event, that the	receipts for the withdrawal of funds or
Insured is the owner of such offices,	Property, or receipts or certificates of deposit
furnishings,	fixtures,	stationery,	for Property and bearing the name of the
supplies or equipment or is legally	Insured as issuer, or of another Investment
liable for such loss or damage,	Company for which the Insured acts as agent,
always excepting, however, all loss	excluding, however, any loss covered under
or damage through fire.		Insuring Agreement (F) hereof whether or not
(D) IN TRANSIT			coverage for Insuring Agreement (F) is
		provided for in the Declarations of this bond.
Loss of Property (occurring with or	Any check or draft (a) made payable to a
without negligence or violence) through	fictitious payee and endorsed in the name of
robbery, Larceny, theft, holdup, misplacement,	such fictitious payee or (b) procured in a
mysterious unexplainable disappearance,	transaction with the maker or drawer thereof or
being lost or otherwise made away with,	with one acting as an agent of such maker or
damage thereto or destruction thereof, and	drawer or anyone impersonating another and
loss of subscription, conversion, redemption or	made or drawn payable to the one so
deposit privileges through the misplacement or	impersonated and endorsed by anyone other
loss of Property, while the Property is in transit	than the one impersonated, shall be deemed
anywhere in the custody of any person or	to be forged as to such endorsement.
persons acting as messenger, except while in	Mechanically	reproduced	facsimile
the mail or with a carrier for hire, other than an
armored motor vehicle company, for the	signatures are treated the same as
purpose of transportation, such transit to begin	handwritten signatures.
immediately upon receipt of such Property by
the transporting person or persons, and to end	(F) SECURITIES
immediately upon delivery thereof at
destination.			Loss sustained by	the	Insured,

135979

(03/20)

(E) FORGERY OR ALTERATION		including loss sustained by reason of a
Loss through FORGERY or ALTERATION of,	violation of the constitution, by-laws, rules or
regulations	of	any	Self	Regulatory
on or in any bills of exchange, checks, drafts,	Organization of which the Insured is a member
acceptances,	certificates	of	deposit.	or which would have been imposed upon the
promissory notes, or other written promises,	Insured by the constitution, by- laws, rules or
orders or directions to pay sums certain in	regulations	of	any	Self	Regulatory
money, due bills, money orders, warrants,	Organization if the Insured had been a
orders upon public treasuries, letters of credit,	member thereof,
written instructions, advices or applications	through the Insured's having, in good faith and
directed to the Insured, authorizing or
acknowledging the transfer, payment, delivery	in the course of business, whether for its own
or receipt of funds or Property, which	account or for the account of others, in any
instructions or advices or applications purport	representative, fiduciary, agency or any other
to have been signed or endorsed by any	capacity, either gratuitously or otherwise,
customer of the Insured, shareholder or	purchased or otherwise acquired, accepted or
subscriber to shares, whether certificated or	received, or sold or delivered, or given any
uncertificated, of any Investment Company or	value, extended any credit or assumed any
by any financial or banking institution or	liability, on the faith of, or otherwise acted
stockbroker but which instructions, advices or	upon, any securities, documents or other
applications either bear the forged signature or	written

instruments which prove to have

been	(G) COUNTERFEIT CURRENCY
(a) counterfeited, or	Loss through the receipt by the Insured,

forged as to the signature of any in good faith, of any counterfeited money maker, drawer, issuer, endorser, orders or altered paper currencies or coin of

assignor,	lessee, transfer agent	the United States of America or Canada
or registrar, acceptor, surety or	issued or purporting to have been issued by
guarantor or as to the signature	the United States of America or Canada or
of any person signing in any other	issued pursuant to a United States of America
capacity, or		or Canadian statute for use as currency.
(c) raised or otherwise altered, or	(H) STOP PAYMENT
lost, or stolen, or
(2) through the Insured's having, in good	Loss against any and all sums which the
faith and in the course of business,	Insured shall become obligated to pay by
guaranteed in writing or witnessed	reason of the Liability imposed upon the
any signatures whether for valuable	Insured by law for damages:
consideration or not and whether or	For having either complied with or failed
not such guaranteeing or witnessing
is ultra vires the Insured, upon any	to comply with any written notice of any
transfers, assignments, bills of sale,	customer, shareholder or subscriber of
powers of	attorney,	guarantees,	the Insured or any Authorized
endorsements	or other	obligations	Representative	of	such	customer,
upon or in connection with any	shareholder or subscriber to stop
securities, documents or other written	payment of any check or draft made or
instruments and		drawn by such customer, shareholder or
			subscriber	or	any	Authorized
			Representative of such

135979

(03/20)

Loss includes dividends and interest accrued not to exceed 15% of the

before withdrawal as declared in the Fund(s) prospectus shall begin from the date a deposit was first credited to any Insured Fund(s).

which pass or purport to pass title to such securities, documents or other written instruments; EXCLUDING, losses caused by FORGERY or ALTERATION of, on

or in those instruments covered under Insuring Agreement (E) hereof.

customer, shareholder or subscriber, or

For having refused to pay any check or draft made or drawn by any customer, shareholder or subscriber of the Insured or any Authorized Representative of such customer, shareholder or subscriber.

Securities,	documents or	other
written instruments shall be deemed	(I) UNCOLLECTIBLE ITEMS	OF DEPOSIT
to mean original (including original
counterparts) negotiable or non-	Loss resulting from payments of
negotiable agreements which in and	dividends or fund shares, or withdrawals
of themselves represent an equitable	permitted from any customer's, shareholder's
interest, ownership, or debt, including	or subscriber's account based upon
an assignment thereof	which	Uncollectible Items of Deposit of a customer,
instruments are in the ordinary	shareholder or subscriber credited by the
course of business, transferable by	Insured or the Insured's agent to such
delivery of such agreements with any	customer's, shareholder's or	subscriber's
necessary	endorsement	or	Mutual Fund Account; or
assignment.

loss resulting from any Item of Deposit The word "counterfeited" as used in processed through an Automated Clearing this Insuring Agreement shall be House which is reversed by the customer, deemed to mean any security, shareholder or subscriber and deemed document or other written instrument uncollectible by the Insured.

which is intended to deceive and to be taken for an original.

Mechanically produced facsimile signatures are treated the same as handwritten signatures.

Uncollectible Items which are deposited.

This Insuring Agreement applies to all Mutual Funds with "exchange privileges" if all Fund(s) in the exchange program are insured by a National Union Fire Insurance Company of Pittsburgh, PA for Uncollectible Items of Deposit. Regardless of the number of transactions between Fund(s), the minimum number of days of deposit within the Fund(s)

GENERAL AGREEMENTS

A . ADDITIONAL OFFICES OR		The Underwriter will indemnify the Insured
EMPLOYEES- CONSOLIDATION OR	against court costs and reasonable attorneys'
MERGER-NOTICE	fees incurred and paid by the
1. If the Insured shall, while this bond Insured	in defense, whether or not

135979

(03/20)

is in force, establish any additional successful, whether or not fully litigated on office or offices, such office or the merits and whether or not settled of any offices shall be automatically suit or legal proceeding brought against the covered hereunder from the dates of Insured to enforce the Insured's liability or their establishment, respectively. No alleged liability on account of any loss, claim notice to the Underwriter of an or damage which, if established against the increase during any premium period Insured, would constitute a loss sustained by in the number of offices or in the the Insured covered under the terms of this number of Employees at any of the bond provided, however, that with respect to offices covered hereunder need be Insuring Agreement (A) this indemnity shall given and no additional premium apply only in the event that

need be paid for the remainder of

	such premium period.			(1) an Employee admits to being guilty of
	2. If an Investment Company, named as	any dishonest or fraudulent act(s),
	including Larceny or Embezzlement;
	Insured herein, shall, while this bond is	or
	in force, merge or consolidate with, or	(2) an Employee is adjudicated to be
	purchase the assets of another	guilty of any dishonest or fraudulent
	institution,	coverage	for	such	act(s),	including	Larceny	or
	acquisition	shall apply	automatically	Embezzlement;
	from the date of acquisition. The	(3) in the absence of (1) or (2) above an
	Insured shall notify the Underwriter of	arbitration panel agrees, after a
	such acquisition within 60 days of said	review of an agreed statement of
	date, and an additional premium shall	facts, that an Employee would be
	be computed only if such acquisition	found guilty of dishonesty if such
	involves	additional	offices	or	Employee were prosecuted.
	employees.				The Insured shall promptly give notice to
B.	WARRANTY
			the Underwriter of any such suit or legal
	No statement made by or on behalf of	proceeding and at the request of the
	Underwriter shall furnish it with copies of all
the Insured, whether contained in the	pleadings and other papers therein. At the
application or otherwise, shall be deemed to	Underwriter's election the Insured shall permit
be a warranty of anything except that it is true	the Underwriter to conduct the defense of such
to the best of the knowledge and belief of the	suit or legal proceeding, in the Insured's name,
person making the statement.			through attorneys of the Underwriter's
					selection. In such event, the Insured shall give
C.	COURT COSTS AND			all reasonable	assistance	which	the
ATTORNEYS' information	and
FEE				Underwriter	shall	deem necessary to	the

(Applicable to all Insuring Agreements or proper defense of such suit or legal Coverages now or hereafter forming proceeding.
part of this bond)

If the amount of the Insured's liability or	D. FORMER EMPLOYEE
alleged liability is greater than the amount	Acts of an Employee, as defined in this
recoverable under this bond, or if a Deductible
Amount is applicable, or both, the liability of	bond, are covered under Insuring Agreement
the Underwriter under this General Agreement	(A) only while the Employee is in the
is limited to the proportion of court costs and	Insured's employ. Should loss involving a
attorneys' fees incurred and paid by the	former Employee of the Insured be discovered
Insured or by	subsequent to the termination of

135979

(03/20)

the Underwriter that the amount recoverable employment, coverage would still apply under under this bond bears to the total of such Insuring Agreement (A) if the direct proximate amount plus the amount which is not so cause of the loss occurred while the former recoverable. Such indemnity shall be in Employee performed duties within the scope addition to the Limit of Liability for the of his/her employment.

applicable Insuring Agreement or Coverage.

THE FOREGOING INSURING AGREEMENTS

AND GENERAL AGREEMENTS ARE SUBJECT

THE FOLLOWING

CONDITIONS AND

LIMITATIONS

SECTION 1. DEFINITIONS

The following terms, as used in this bond, shall have the respective meanings stated in this Section:

"Employee" means:
1. any of the Insured's officers, partners, or employees, and
2. any of the officers or employees of any predecessor of the Insured whose principal assets are acquired by the Insured by consolidation or merger with, or purchase of assets or capital stock of such predecessor. and
3. attorneys retained by the Insured to perform legal services for the Insured and the employees of such attorneys while such attorneys or the employees of such attorneys are performing such services for the Insured, and
4. guest students pursuing their studies or duties in any of the Insured's offices, and

directors or trustees of the Insured, the investment advisor, underwriter (distributor), transfer agent, or shareholder accounting record keeper, or administrator authorized by written

any officer, partner or Employee of

agreement to keep financial and/or other required records, but only while performing acts coming within the scope of the usual duties of an officer or employee or while acting as a member of any committee duly elected or appointed to examine or audit or have custody of or access to the Property of the Insured, and
1. any individual or individuals assigned to perform the usual duties of an employee within the premises of the Insured, by contract, or by any agency furnishing temporary personnel on a contingent or part-time basis, and
2. each natural person, partnership or corporation authorized by written agreement with the Insured to perform services as electronic data processor of checks or other accounting records of the Insured, but excluding any such processor who acts as transfer agent or in any other agency capacity in issuing checks, drafts or securities for the Insured, unless included under Sub- section (9) hereof, and
3. those persons so designated in Section 15, Central Handling of Securities, and

same general character shall not be considered Employees.

a) an investment advisor,

(b) "Property" means money (i.e..

135979

(03/20)

b)	an			underwriter
c)	(distributor),	agent	or
a	transfer
	shareholder		accounting
d)	record-keeper, or
an			administrator
	authorized		by	written
	agreement to keep financial
	and/or	other	required
	records,

for an Investment Company named as Insured while performing acts coming within the scope of the usual duties of an officer or Employee of any Investment Company named as Insured herein, or while acting as a member of any committee duly elected or appointed to examine or audit or have custody of or access to the Property of any such Investment Company, provided that only Employees or partners of a transfer agent, shareholder accounting record- keeper or administrator which is an affiliated person as defined in the Investment Company Act of 1940, of an Investment Company named as Insured or is an affiliated person of the adviser, underwriter or administrator of such Investment Company, and which is not a bank, shall be included within the definition of Employee.

Each employer of temporary personnel or processors as set forth in Sub-Sections (6) and of Section 1(a) and their partners, officers and employees shall collectively be deemed to be one person for all the purposes of this bond, excepting, however, the last paragraph of Section 13.

Brokers, or other agents under contract or representatives of the

currency, coin, bank notes, Federal Reserve notes), postage and revenue stamps, U.S. Savings Stamps, bullion, precious metals of all kinds and in any form and articles made therefrom, jewelry, watches, necklaces, bracelets, gems, precious and semi-precious stones, bonds, securities, evidences of debts, debentures, scrip, certificates, interim receipts, warrants, rights, puts, calls,

straddles, spreads, transfers, coupons, drafts, bills of exchange,

acceptances, notes, checks, withdrawal orders, money orders, warehouse receipts, bills of lading, conditional sales contracts, abstracts of title, insurance policies, deeds, mortgages under real estate and/or chattels and upon interests therein, and assignments of such policies, mortgages and instruments, and other valuable papers, including books of account and other records used by the Insured in the conduct of its business, and all other instruments similar to or in the nature of the foregoing including Electronic Representations of such instruments enumerated above (but excluding all data processing records) in which the Insured has an interest or in which the Insured acquired or should have acquired an interest by reason of a predecessor's declared financial condition at the time of the Insured's consolidation or merger with, or purchase of the principal assets of, such predecessor or which are held by the Insured for any purpose or in any capacity and whether so held by the Insured for any purpose or in any capacity and whether so held gratuitously or not and whether or not the Insured is liable therefor.

"Forgery" means the signing of the name of another with intent to

135979

(03/20)

deceive; it does not include the signing of one's own name with or without authority, in any capacity, for any purpose.

"Larceny and Embezzlement" as it applies to any named Insured means those acts as set forth in Section 37 of the Investment Company Act of 1940.
"Items of Deposit" means any one or more checks and drafts. Items of Deposit shall not be deemed uncollectible until the Insured's collection procedures have failed.

SECTION 2. EXCLUSIONS

THIS BOND DOES NOT COVER:

owner or partner of the Insured in some other capacity, nor, in any event, loss resulting from the act or acts of any person while acting in the capacity of a member of such Board or equivalent body.

loss resulting from the complete or partial non-payment of, or default upon, any loan or transaction in the nature of, or amounting to, a loan made by or obtained from the Insured or any of its partners, directors or Employees, whether authorized or unauthorized and whether procured in good faith or through trick, artifice, fraud or false pretenses. unless such loss is covered under Insuring Agreement (A), (E) or (F).
loss resulting from any violation by the Insured or by any Employee

			(1) of law regulating (a) the
(a) loss effected directly or indirectly by			issuance, purchase or sale of
means of forgery or alteration of, on			securities,	(b)	securities
or in any instrument, except when			transactions	upon	Security
covered by Insuring Agreement (A),			Exchanges or over the counter
(E), (F) or (G).			market,	(c)	Investment
(b) loss due to riot or civil commotion			Companies, or (d)
outside the United States of America		(2)	Investment Advisors, or
and Canada; or loss due to military,		of any rule or regulation made
naval or usurped power, war or			pursuant to any such law,
insurrection unless such loss occurs			unless such loss, in the
in transit in the circumstances recited			absence of such laws, rules or
in Insuring Agreement (D), and			regulations,	would be covered
unless, when such transit was			under Insuring Agreements
initiated, there was no knowledge of			(A) or (E).
such riot, civil commotion, military,	(g)	loss of Property or loss of privileges
naval or usurped power, war or
insurrection on the part of any person	through the misplacement or loss of Property
acting for the Insured in initiating	as set forth in Insuring Agreement (C) or (D)
such transit.	while the Property is in the custody of any
(c) loss, in time of peace or war, directly	armored motor vehicle company, unless such
or indirectly caused by or resulting	loss shall be in excess of the amount
from the effects of nuclear fission or	recovered or received by the Insured under (a)
fusion or	radioactivity; provided,	the Insured's contract with said armored motor
however, that this paragraph shall not	vehicle company, (b) insurance carried by said
apply to loss resulting from industrial	armored motor vehicle company for the benefit
uses of nuclear energy.	of users of its service, and (c) all other
(d) loss resulting	from any wrongful act or	insurance and indemnity in force in
acts of any person who is a member of the	whatsoever form carried by or for the
Board of Directors of the Insured or a

135979

(03/20)

(m) any loss resulting from Uncollectible Items of Deposit which are drawn from a financial institution outside the fifty states of the United States of America, District of Columbia, and territories and possessions of the United States of America, and Canada.

member of any equivalent body by whatsoever benefit of users of name known unless such person is also an

Employee or an elected official, partial

said armored motor vehicle company's service, and then this bond shall cover only such excess.

(h) potential income, including but not limited to interest and dividends, not realized by the Insured because of a loss covered under this bond, except as included under Insuring Agreement (I).

all damages of any type for which the

Insured is legally liable, except direct	SECTION 3. ASSIGNMENT OF RIGHTS
compensatory damages arising from
a loss covered under this bond.	This bond does not afford coverage in
(j) loss through the surrender of	favor of any Employers of temporary personnel
Property away from an office of the	or of processors as set forth in sub-sections
Insured as a result of a threat	(6) and (7) of Section 1(a) of this bond, as
	aforesaid, and upon payment to the Insured by

to do bodily harm to any the Underwriter on account of any loss through

person, except loss of Property	dishonest or fraudulent act(s) including
in transit in the custody of any	Larceny or Embezzlement committed by any
person	acting as	messenger	of the partners, officers or employees of such
provided that when such transit	Employers, whether acting alone or in
was initiated there was no	collusion with others, an assignment of such of
knowledge by the Insured of	the Insured's rights and causes of action as it
any such threat, or		may have against such Employers by reason
(2) to do damage to the premises	of such acts so committed shall, to the extent
or Property of the Insured,	of such payment, be given by the Insured to
except	when	covered under	the Underwriter, and the Insured shall execute
Insuring Agreement (A).	all papers necessary to secure to the
(k) all costs, fees and other expenses	Underwriter the rights herein provided for.
incurred by the Insured in
establishing the existence of or	SECTION 4. LOSS -NOTICE-PROOF-LEGAL
amount of loss covered under this	PROCEEDINGS
bond unless such indemnity is	This bond is for the use and benefit only of the
provided	for	under	Insuring
Agreement (B).			Insured named in the Declarations and the
				Underwriter shall not be liable hereunder for

loss resulting from payments made or loss sustained by anyone other than the

withdrawals from the account of a	Insured unless the Insured, in its sole
customer of the Insured, shareholder	discretion and at its option, shall include such
or subscriber to shares involving	loss in the Insured's proof of loss. At the
funds erroneously credited to such	earliest practicable moment after discovery of
account, unless such payments are	any loss hereunder the Insured shall give the
made to or withdrawn by such	Underwriter written notice thereof and shall
depositor or representative of such	also within six months after such discovery
person, who	furnish to the Underwriter affirmative proof of
	loss with

135979

(03/20)

is within the premises of the drawee full particulars. If claim is made under this bank of the Insured or within the bond for loss of securities or shares, the office of the Insured at the time of Underwriter shall not be liable unless each of such payment or withdrawal or such securities or shares is identified in such unless such payment is covered proof of loss by a certificate or bond

under Insuring Agreement (A).

number or, where such securities or	actual market value at the time of
shares	are	uncertificated,	by	such	replacement; and further provided that in case
identification means as agreed to by the	of a loss or misplacement of interim
Underwriter. The Underwriter shall have thirty	certificates, warrants, rights, or other
days after notice and proof of loss within which	securities, the production which is necessary
to investigate the claim, but where the loss is	to the exercise of subscription, conversion,
clear and undisputed, settlement shall be	redemption or deposit privileges, the value
made within forty-eight hours; and this shall	thereof shall be the market value of such
apply notwithstanding the loss is made up	privileges	immediately	preceding	the
wholly or in part of securities of which	expiration thereof if said loss or misplacement
duplicates	may	be	obtained.	Legal	is not discovered until after their expiration. If
proceedings for recovery of any loss	no market price is quoted for such Property or
hereunder shall not be brought prior to the	for such privileges, the value shall be fixed by
expiration of sixty days after such proof of loss	agreement between the parties or by
is filed with the Underwriter nor after the	arbitration.
expiration of twenty-four months from the	In case of any loss or damage to
discovery of such loss, except that any action	Property consisting of books of accounts or
or proceeding to recover hereunder on	other records used by the Insured in the
account of any judgment against the Insured in	conduct of its business, the Underwriter shall
any suit mentioned in General Agreement C or	be liable under this bond only if such books or
to recover attorneys' fees paid in any such	records are actually reproduced and then for
suit, shall be begun within twenty-four months	not more than the cost of blank books, blank
from the date upon which the judgment in such	pages or other materials plus the cost of labor
suit shall become final. If any limitation	for the actual transcription or copying of data
embodied in this bond is prohibited by any law	which shall have been furnished by the
controlling the construction hereof, such	Insured in order to reproduce such books and
limitation shall be deemed to be amended so	other records.
as to be equal to the minimum period of	SECTION 6. VALUATION OF PREMISES
limitation permitted by such law.
Discovery occurs when the Insured			AND FURNISHINGS
(a) becomes aware of facts, or
(b) receives written notice of an actual	In case of damage to any office of the
	or potential claim by a third party	Insured, or loss of or damage to the
	which alleges that the Insured is	furnishings,	fixtures, stationery, supplies,
	liable under circumstance		equipment, safes or vaults therein, the
which would cause a reasonable person to	Underwriter shall not be liable for more than
assume that a loss covered by the bond has	the actual cash value thereof, or for more than
been or will be incurred even though the exact	the actual cost of their replacement or repair.
amount or details of loss may not be then		The Underwriter may, at its election, pay such
known.						actual cash value or make such replacement
						or repair. If	the Underwriter	and the Insured

cannot agree upon such cash value or such cost of replacement or repair, such shall be determined by

135979

(03/20)

SECTION 5. VALUATION OF PROPERTY	arbitration.
SECTION 7. LOST SECURITIES
The value of any Property, except books of

accounts or other records used by the Insured	If the Insured shall sustain a loss of securities
in the conduct of its business, for the loss of	the total value of which is in excess of the limit
which a claim shall be made hereunder, shall	stated in Item 3 of the Declarations of this
be determined by the average market value of	bond, the liability of the Underwriter shall be
such Property on the business day next	limited to payment for, or duplication of,
preceding the discovery of such loss;	securities having value equal to the limit stated
provided, however, that the value of any	in Item 3 of
Property replaced by the Insured prior to the
payment of claim therefor shall be the
the Declarations of this bond.	Underwriter	and	thereafter	in
If the Underwriter shall make payment to
the Insured for any loss of securities, the	reimbursement of the Insured for that part of
Insured shall thereupon assign to the	such loss within the Deductible Amount. The
Underwriter all of the Insured's rights, title and	Insured shall execute all necessary papers to
interests in and to said securities.	secure to the Underwriter the rights provided
With respect to securities the value of	for herein.
which do not exceed the Deductible Amount	SECTION 9. NON-REDUCTION AND NON-
(at the time of the discovery of the loss) and
for which the Underwriter may at its sole	ACCUMULATION	OF	LIABILITY
discretion and option and at the request of the	AND TOTAL LIABILITY
Insured issue a Lost Instrument Bond or	At all times prior to termination hereof
Bonds to effect replacement thereof, the
Insured will pay the usual premium charged	this bond shall continue in force for the limit
therefor and will indemnify the Underwriter	stated in the applicable sections of Item 3 of
against all loss or expense that the	the Declarations of this bond notwithstanding
Underwriter may sustain because of the	any previous loss for which the Underwriter
issuance of such Lost Instrument Bond or	may have paid or be liable to pay hereunder;
Bonds.	PROVIDED, however, that regardless of the
With respect to securities the value of	number of years this bond shall continue in
which exceeds the Deductible Amount (at the	force and the number of premiums which shall
time of discovery of the loss) and for which the	be payable or paid, the liability of the
Underwriter may issue or arrange for the	Underwriter under this bond with respect to all
issuance of a Lost Instrument Bond or Bonds	loss resulting from
to effect replacement thereof, the Insured	(a) any one act of burglary, robbery or
agrees that it will pay as premium therefor a
proportion of the usual premium charged	holdup, or attempt thereat, in which
therefor, said proportion being equal to the	no Partner or Employee is concerned
percentage that the Deductible Amount bears	or implicated shall be deemed to be
to the value of the securities upon discovery of	one loss, or
the loss, and that it will indemnify the issuer of	(b) any one unintentional or negligent act
said Lost Instrument Bond or Bonds against all	on the part of any one person
loss and expense that is not recoverable from	resulting in damage to or destruction
the Underwriter under the terms and	or misplacement of Property, shall be
conditions of this INVESTMENT COMPANY	deemed to be one loss, or	than	those
BLANKET BOND	(c) all wrongful	acts,	other
subject to the Limit of Liability hereunder.	specified in (a) above, of any one
	person shall be deemed to be one

135979

(03/20)

SECTION 8. SALVAGE

In case of recovery, whether made by the Insured or by the Underwriter, on account of any loss in excess of the Limit of Liability hereunder plus the Deductible Amount applicable to such loss from any source other than suretyship, insurance, reinsurance, security or indemnity taken by or for the benefit of the Underwriter, the net amount of such recovery, less the actual costs and expenses of making same, shall be applied to reimburse the Insured in full for the excess portion of such loss, and the remainder, if any, shall be paid first in reimbursement of the

loss, or

all wrongful acts, other than those specified in (a) above, of one or more persons (which dishonest act(s) or act(s) of Larceny or Embezzlement include, but are not limited to, the failure of an Employee to report such acts of others) whose dishonest act or acts intentionally or unintentionally, knowingly or unknowingly, directly or indirectly, aid or aids in any way, or permits the continuation of, the dishonest act or acts of any other person or persons shall be deemed to be one loss with the act or acts of the persons aided, or

(e) any one casualty or event other than	of such loss, after deducting the net
those specified in (a), (b), (c) or (d)	amount of all reimbursement and/or recovery
preceding, shall be deemed to be	obtained or made by the Insured, other than
one loss, and	from any bond or policy of insurance issued by
shall be limited to the applicable Limit of	an insurance company and covering such
loss, or by the Underwriter on account thereof
Liability stated in Item 3 of the Declarations of	prior to payment by the Underwriter of such
this bond irrespective of the total amount of	loss, shall exceed the Deductible Amount set
such loss or losses and shall not be	forth in Item 3 of the Declarations hereof
cumulative in amounts from year to year or	(herein called Deductible Amount) and then for
from period to period.	such excess only, but in no event for more
Sub-section (c) is not applicable to any	than the applicable Limit of Liability stated in
situation to which the language of sub- section	Item 3 of the Declarations.
(d) applies.	The Insured will bear, in addition to the
SECTION 10. LIMIT OF LIABILITY	Deductible Amount, premiums on Lost
Instrument Bonds as set forth in Section 7.
With respect to any loss set forth in the	There shall be no deductible applicable
to any loss under Insuring Agreement A
PROVIDED clause of Section 9 of this bond	sustained by any Investment Company named
which is recoverable or recovered in whole or	as Insured herein.
in part under any other bonds or policies	SECTION 13. TERMINATION
issued by the Underwriter to the Insured or to
any predecessor in interest of the Insured and	The Underwriter may terminate this bond
terminated or cancelled or allowed to expire
and in which the period for discovery has not	as an entirety by furnishing written notice
expired at the time any such loss thereunder is	specifying the termination date which cannot
discovered, the total liability of the Underwriter	be prior to 60 days after the receipt of such
under this bond and under other bonds or	written notice by each Investment Company
policies shall not exceed, in the aggregate, the	named as Insured and the Securities and
amount carried hereunder on such loss or the	Exchange Commission, Washington, D.C. The
amount available to the Insured under such	Insured may terminate this bond as an entirety
other bonds or policies, as limited by the terms	by furnishing written notice to the Underwriter.
and conditions thereof, for any such

135979

(03/20)

loss if the latter amount be the larger.		When the Insured cancels, the Insured shall
SECTION 11. OTHER INSURANCE		furnish written notice to the Securities and
	Exchange	Commission,	Washington.	D.C.
If the Insured shall hold, as indemnity	prior to 60 days before the effective date of the
termination. The Underwriter shall notify all
against any loss covered hereunder, any valid	other Investment Companies named as
and enforceable insurance or suretyship, the	Insured of the receipt of such termination
Underwriter shall be liable hereunder only for	notice and the termination cannot be effective
such amount of such loss which is in excess of	prior to 60 days after receipt of written notice
the amount of such other insurance or	by all other Investment Companies. Premiums
suretyship, not exceeding, however, the Limit	are earned until the termination date as set
of Liability of this bond applicable to such loss.	forth herein.
SECTION 12. DEDUCTIBLE			This Bond will terminate as to any one
		Insured immediately upon taking over of such
The Underwriter shall not be liable under any	Insured by a receiver or other liquidator or by
State or Federal officials, or immediately upon
of the Insuring Agreements of this bond on	the filing of a petition under any State or
account of loss as specified, respectively, in	Federal statute relative to bankruptcy or
sub-sections (a), (b), (c), (d) and (e) of Section	reorganization of the Insured, or assignment
9, NON-REDUCTION AND NON-			for the benefit of creditors of the Insured. or
ACCUMULATION OF LIABILITY AND		immediately upon such Insured ceasing to
TOTAL LIABILITY, unless the amount		exist,
whether through merger into another	which to discover loss sustained by the
entity, or by disposition of all of its assets.
The Underwriter shall refund the	Insured prior to the effective date of such
unearned premium computed at short rates in	termination or cancellation and shall pay an
accordance with the standard short rate	additional premium therefor.
cancellation tables if terminated by the Insured	Upon receipt of such notice from the
or pro rata if terminated for any other reason.	Insured, the Underwriter shall give its written
					consent thereto; provided, however, that such
This Bond shall terminate			additional period of time shall terminate
(a) as to any Employee as soon as any	immediately;	date of any other
partner,	officer	or	supervisory	(a) on the effective
Employee of the Insured, who is		insurance obtained by the Insured,
not in collusion with such		its successor in business or any
Employee, shall learn of any		other party, replacing in whole or in
dishonest	or	fraudulent	act(s),		part the insurance afforded by this
including		Larceny	or		bond, whether or not such other
Embezzlement on the part of such		insurance provides coverage	for
Employee without prejudice to the		loss sustained prior to its effective
loss of any Property then in transit	(b)	date, or
in the custody of such Employee	upon takeover of the Insured's
(See Section 16[d]), or				business by any State or Federal
(b) as to any Employee 60 days after		official or agency, or by any
receipt by each Insured and by the		receiver or liquidator, acting or
Securities	and	Exchange		appointed for this purpose
Commission of a written notice	without the necessity of the Underwriter giving
from the Underwriter of its desire to	notice of such termination. In the event that
terminate this bond as to such	such additional period of time is terminated, as
Employee, or				provided above, the Underwriter shall refund
					any unearned premium.

135979

(03/20)

(c) as to any person, who is a partner,	The right to purchase such additional
	officer or employee of any	period for the discovery of loss may not be
	Electronic Data Processor covered	exercised by any State or Federal official or
	under this bond, from and after the	agency, or by any receiver or liquidator, acting
	time that the Insured or any partner	or appointed to take over the Insured's
	or officer thereof not in collusion	business for the operation or for the liquidation
	with such person shall have	thereof or for any other purpose.
	knowledge or information that such	SECTION 15.	CENTRAL	HANDLING OF
	person	has	committed	any
	dishonest	or	fraudulent	act(s),	SECURITIES
	including Larceny or Embezzlement	Securities included in the systems for the
	in the service of the Insured or
	otherwise, whether such act be	central handling of securities established and
	committed before or after the time	maintained by Depository Trust Company,
	this bond is effective.		Midwest Depository Trust Company, Pacific
SECTION	14.		RIGHTS	AFTER	Securities Depository Trust Company, and
	Philadelphia	Depository	Trust Company,
TERMINATION OR CANCELLATION		hereinafter called Corporations, to the extent
At any time prior to the termination or		of the Insured's interest therein as effective by
	the making of appropriate entries on the books
cancellation of this bond as an entirety,		and records of such Corporations shall be
whether by the Insured or the Underwriter, the	deemed to be Property.
Insured may give to the Underwriter notice that	The words "Employee" and "Employees" shall
it desires under this bond an additional period	be deemed to include the officers, partners,
of 12 months within				clerks and other
employees of the New York Stock	interest bears to the total value of all
such interests and that the Insured's share of
Exchange, Boston Stock Exchange, Midwest	such excess loss(es) shall be the amount of
Stock Exchange, Pacific Stock Ex- change	the Insured's interest in such Property in
and Philadelphia Stock Exchange, hereinafter	excess of the amount(s) so apportioned to the
called Exchanges, and of the above named	Insured by such Corporations.
Corporations, and of any nominee in whose	This bond does not afford coverage in
name is registered any security included within	favor of such Corporations or Exchanges or
the systems for the central handling of	any nominee in whose name is registered any
securities established and maintained by such	security included within the systems for the
Corporations, and any employee of any	central handling of securities established and
recognized service company, while such	maintained by such Corporations, and upon
officers, partners, clerks and other employees	payment to the Insured by the Underwriter on
and employees of service companies perform	account of any loss(es) within the systems, an
services for such Corporations in the operation	assignment of such of the Insured's rights and
of such systems. For the purpose of the above	causes of action as it may have against such
definition a recognized service company shall	Corporations or Exchanges shall to the extent
be any company providing clerks or other	of such payment, be given by the Insured to
personnel to said Exchanges or Corporation	the Underwriter, and the Insured shall execute
on a contract basis.				all papers necessary to secure to the
The Underwriter shall not be liable on	Underwriter the rights provided for herein.
account of any loss(es) in connection with the	SECTION 16. ADDITIONAL COMPANIES
central handling of securities within the
systems established and maintained by such		INCLUDED AS INSURED
Corporations, unless such loss(es) shall be

135979

(03/20)

in excess of the amount(s) recoverable or	If more than one corporation, co-
recovered under any bond or policy of
insurance indemnifying	such	Corporations,	partnership or person or any combination of
against such loss(es), and then the	them be included as the Insured herein:
Underwriter shall be liable hereunder only for	(a) the total liability of the Underwriter
the Insured's share of such excess loss(es),
but in no event for more than the Limit of	hereunder for loss or losses
Liability						sustained by any one or more or all
applicable hereunder.					of them shall not exceed the limit
For the purpose of determining the Insured's	for which the Underwriter would be
share of excess loss(es) it shall be deemed	liable hereunder if all such loss
that the Insured has an interest in any	were sustained by any one of them,
certificate representing any security included	(b) the one first named herein shall be
within such systems equivalent to the interest	deemed authorized to make, adjust
the Insured then has in all certificates	and receive and enforce payment
representing the same security included within	of all claims hereunder and shall be
such systems and that such Corporations shall	deemed to be the agent of the
use their best judgement in apportioning the	others for such purposes and for
amount(s) recoverable or recovered under any	the giving or receiving of any notice
bond or policy of insurance indemnifying such	required or permitted to be given by
Corporations against such loss(es) in	the terms hereof, provided that the
connection with the central handling of	Underwriter	shall furnish	each
securities within such systems among all those	named Investment Company with a
having an interest as recorded by appropriate	copy of the bond and with any
entries in the books and records of such	amendment thereto, together with a
Corporations in Property involved in such	copy of each formal filing of the
loss(es) on the basis that each such interest	settlement of each such claim prior
shall share in the amount(s) so recoverable or	to the execution of such settlement,
recovered in the ratio that the value of each
such
(c) the Underwriter shall not be	Such notice is not required to be given in
responsible	for	the	proper	the case of an Insured which is an Investment
application of any payment made	Company.
hereunder to said first named	SECTION 18. CHANGE OR MODIFICATION
Insured,
(d) knowledge possessed or discovery	This bond or any instrument amending or
made by any partner, officer or
supervisory	Employee of	any	effecting same may not be changed or
Insured	shall	for the purposes	of	modified orally. No changes in or modification
Section 4 and Section 13 of this	thereof shall be effective unless made by
bond	constitute	knowledge	or	written endorsement issued to form a part
discovery by all the Insured, and		hereof over the	signature of	the

(e) if the first named Insured ceases	Underwriter's	Authorized
for any reason to be covered under	Representative. When a bond covers only one
this bond, then the Insured next	Investment Company no change or
named	shall	thereafter	be	modification which would adversely affect the
considered as the first named	rights of the Investment Company shall be
Insured for the purposes of this	effective prior to 60 days after written
bond.				notification has been furnished to the
				Securities and Exchange Commission,

135979

(03/20)

SECTION 17. NOTICE AND CHANGE OF	Washington, D.C. by the Insured or by the
Underwriter. If more than one Investment
CONTROL	Company is named as the Insured herein, the
Upon the Insured's obtaining knowledge	Underwriter shall give written notice to each
Investment Company and to the Securities
of a transfer of its outstanding voting securities	and Exchange Commission, Washington, D.C.
which results in a change in control (as set	not less than 60 days prior to the
forth in Section 2(a) (9) of the Investment	effective date of any change or modification
Company Act of 1940) of the Insured, the	which would adversely affect the rights of such
Insured shall within thirty	Investment Company.
(30) days of such knowledge give written	SECTION 18. SERVICE OF SUIT
notice to the Underwriter setting forth:

the names of the transferors and

transferees (or the names of the	It is agreed that in the event of failure of	the
beneficial owners if the voting	Underwriter to pay any amount claimed to be
securities are requested in another	due hereunder, the Underwriter, at the request
name), and	of the Insured, will submit to the jurisdiction of
(b) the total number of voting securities	a court of competent jurisdiction within the
owned by the transferors and the	United States. Nothing in this Section
transferees (or the beneficial	constitutes, or should be understood to
owners), both immediately before	constitute, a waiver of the Underwriter's rights
and after the transfer, and	to commence an action in any court	of

the total number of outstanding competent jurisdiction in the United States, to

voting securities.	remove an action to a United States District
As used in this section, control means	Court, or to seek a transfer of a case to
another court as permitted by the laws of the
the power to exercise a controlling influence	United States or of any state in the United
over the management or policies of the	States. It is further agreed that service of
Insured.	process in such suit may be made upon
Failure to give the required notice shall	General Counsel, Legal Department, AIG
Specialty Insurance Company, 175 Water
result in termination of coverage of this bond,	Street, New York, NY 10038, or his or her
effective upon the date of stock transfer for	representative, and that in any suit instituted
any loss in which any transferee is concerned	against the Underwriter upon this contract of
or implicated.

insurance, the Underwriter will abide by the final decision of such court or of any appellate court in the event of any appeal. Further, pursuant to any statute of any state, territory, or district of the United States which makes provision therefore, the Underwriter hereby designates the Superintendent, Commissioner, or Director of Insurance, or other officer specified for that purpose in the statute, or his or her successor or successors in office as its true and lawful attorney upon whom may be served any lawful process in any action, suit, or proceeding instituted by or on behalf of the Insured or any beneficiary hereunder

135979

(03/20)

arising out of this contract of insurance, and hereby designates the above-named General Counsel as the person to whom the said officer is authorized to mail such process or a true copy thereof.

IN WITNESS WHEREOF, the Underwriter has caused this bond to be executed on the Declarations Page.

135979

(03/20)

ENDORSEMENT# 1
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

INDIRECT OR CONSEQUENTIAL LOSS EXCLUSION

This rider modifies insurance provided under the following:

BROKER-DEALER GUARD BOND

FOLLOW FORM BOND (EXCESS OVER A FIDELITY BOND)

INVESTMENT COMPANY BLANKET BOND

It is agreed that:

This bond shall not cover any indirect or any consequential loss of any nature including, but not limited to fines, penalties, multiple or punitive damages.
Nothing contained here shall be held to vary, alter, waive or extend any of the terms, limitations, conditions, or agreements of the attached bond other than as above stated.

AUTHORIZED REPRESENTATIVE

END 001

113022 (10/12)

ENDORSEMENT# 2
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

PROTECTED INFORMATION EXCLUSION

This rider modifies insurance provided under the following:

BROKER-DEALER GUARD BOND

CREDIT UNION FINANCIAL INSTITUTION FIDELITY BOND

FINANCIAL INSTITUTIONS BOND, STANDARD FORM 14

FINANCIAL INSTITUTIONS BOND, STANDARD FORM 15

FINANCIAL INSTITUTIONS BOND, STANDARD FORM 24

FINANCIAL INSTITUTIONS BOND, STANDARD FORM 25 FOLLOW

FORM BOND (EXCESS OVER A FIDELITY BOND) INVESTMENT

COMPANY BLANKET BOND

It is agreed that:

1. Coverage shall not apply to any loss resulting directly or indirectly from the: (a) theft, disappearance or destruction of; (b) unauthorized use or disclosure of; (c) unauthorized access to; or (d) failure to protect any:

confidential or non-public; or
personal or personally identifiable;

information that any person or entity has a duty to protect under any law, rule or regulation, any agreement or any industry guideline or standard.

This exclusion shall not apply to the extent that any unauthorized use or disclosure of a password enables a theft by an Employee of the Insured of money, securities or tangible property of the Insured or that the Insured is holding for a third party; provided, however, this exception shall not apply to the extent that such unauthorized use or disclosure of a password enables a theft of or disclosure of information.

2. Nothing contained here shall be held to vary, alter, waive or extend any of the terms, limitations, conditions, or agreements of the attached bond other than as above stated.

AUTHORIZED REPRESENTATIVE

END 002

113011 (10/12)

ENDORSEMENT# 3
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

COMPUTER CRIME COVERAGE

RIDER (ICBB VERSION)

In consideration of the premium charged, it is hereby understood and agreed that bond is hereby amended as follows:

All the terms and conditions of the Investment Company Blanket Bond, Form No. 41206 (09/84), shall apply to coverage as is afforded by this endorsement unless specifically stated otherwise herein or in any endorsement attached hereto.
Item 3 of the Declarations is hereby amended by adding the following under Optional Insuring Agreements and Coverages section:

		Limit of Liability	Deductible
(CC-1) Computer Systems Fraud	$1,000,000	$25,000
(CC-2) Data Processing Service Operations	$1,000,000	$25,000
(CC-3) Voice Initiated Transfer Fraud	$1,000,000	$25,000
(CC-4) Telefacsimile Transfer Fraud	$1,000,000	$25,000
(CC-5)	Destruction of Data or Programs by	$1,000,000	$25,000
Hacker
(CC-6)	Destruction of Data or Programs by	$1,000,000	$25,000
Virus
(CC-7)	Voice Computer Systems Fraud	$1,000,000	$25,000

3. The Declarations page is hereby amended by adding the following after Item 6 thereof:

Item 7.

Voice Initiated Transfer Fraud

Under the terms of the Voice Initiated Transfer Fraud Insuring Agreement, the Insured must place verification call-back for each transfer in excess of $25,000.

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

Telefacsimile Transfer Fraud

Under the terms of the Telefacsimile Transfer Fraud Insuring Agreement, the Insured must place a Verification call-back for each transfer in excess of $25,000

4. The Insuring Agreements are hereby amended by adding the following Insuring Agreements to the Bond:

COMPUTER SYSTEMS FRAUD

(CC-1) Loss resulting directly from a fraudulent:

entry of Electronic Data or Computer Program into, or
change of Electronic Data or Computer Program within
any Computer System operated by the Insured, whether owned or leased; or any Computer System identified in the application for this bond; or a Computer System first used by the Insured during the bond period; as provided by General Agreement B; provided the entry or change causes:
1. Property to be transferred, paid or delivered,
2. an account of the Insured, or of its customer, to be added, deleted, debited or credited, or
3. an unauthorized account or a fictitious account to be debited or credited.

In this Insuring Agreement, fraudulent entry or change shall include such entry or change made by an Employee of the Insured acting in good faith:

on an instruction from a software contractor who has a written agreement with the Insured to design, implement or service programs for a Computer System covered by this Insuring Agreement, or
on an instruction transmitted by Tested telex or similar means of Tested communication identified in the application for this bond purportedly sent by a customer, financial institution or automated clearing house.

DATA PROCESSING SERVICE OPERATIONS

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

(CC-2) Loss sustained by a Client of the Insured resulting directly from a fraudulent:

entry of Electronic Data or a Computer Program into, or
change of Electronic Data or a Computer Program within a Computer System covered under the terms of the COMPUTER SYSTEMS FRAUD Insuring Agreement, or
entry or change of Electronic Data during electronic transmission or physical transit from the Insured to its Client, provided that the entry or change causes:
1. Property to be transferred, paid or delivered,
2. an account of the Client, or a customer of the Client, to be added, deleted, debited or credited, or
3. an unauthorized account or a fictitious account to be debited or credited,

and for which loss the Insured is legally liable to the Client as a provider of data processing services for such Client.

In this Insuring Agreement, fraudulent entry or change shall include such entry or change made by an Employee of the Insured acting in good faith:

on an instruction from a software contractor who has a written agreement with the Insured to design, implement or service programs for a Computer System covered by this Insuring Agreement, or
on an instruction transmitted by Tested telex or similar means of Tested communication identified in the application for this bond purportedly sent by a customer, financial institution or automated clearing house.

In this Insuring Agreement, Client means an entity for which the Insured serves as data processor under the terms of a written agreement.

VOICE INITIATED TRANSFER FRAUD

(CC-3) Loss resulting directly from the Insured having, in good faith, transferred Funds from a Customer's account through a Computer System covered under the terms of the COMPUTER SYSTEMS FRAUD Insuring Agreement in

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

reliance upon a fraudulent voice instruction transmitted by telephone which was purported to be from:

an officer, director, partner or employee of a Customer of the Insured who was authorized by the Customer to instruct the Insured to make such transfer,
an individual person who is a Customer of the Insured, or
an Employee of the Insured in another office of the Insured who was authorized by the Insured to instruct other Employees of the Insured to transfer Funds,

and was received by an Employee of the Insured specifically designated to receive and act upon such instructions, but the voice instruction was not from a person described in (1), (2) or (3) above, provided that:

such voice instruction was electronically recorded by the Insured and required password(s) or code word(s) given; and
if the transfer was in excess of the amount shown on the Declarations Page as the verification call-back amount for this Insuring Agreement, the voice instruction was verified by a call-back according to a prearranged procedure.

As used in this Insuring Agreement, Customer means an entity or individual which has a written agreement with the Insured authorizing the Insured to rely on voice instructions to initiate transfers and has provided the Insured with the names of persons authorized to initiate such transfers, and with which the Insured has established an instruction verification mechanism.

TELEFACSIMILE TRANSFER FRAUD

(CC-4) Loss resulting directly from the Insured having, in good faith, transferred or delivered Funds, Certificated Securities or Uncertificated Securities through a Computer System covered under the terms of the COMPUTER SYSTEMS FRAUD Insuring Agreement in reliance upon a fraudulent instruction received through a Telefacsimile Device, and which instruction:

purports and reasonably appears to have originated from:
1. a Customer of the Insured,
2. another financial institution, or

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

another office of the Insured

but, in fact, was not originated by the Customer or entity whose identification it bears, and

contains a valid test code which proves to have been used by a person who was not authorized to make use of it, and
contains the name of a person authorized to initiate such transfer;

provided that, if the transfer was in excess of the amount shown on the Declarations as the verification call-back amount for this Insuring Agreement, the instructions was verified by a call-back according to a prearranged procedure.

As used in this Insuring Agreement, Customer means an entity or individual which has a written agreement with the Insured authorizing the Insured to rely on Telefacsimile Device instructions to initiate transfers and has provided the Insured with the names of persons authorized to initiate such transfers, and with which the Insured has established an instruction verification mechanism.

DESTRUCTION OF DATA OR PROGRAMS BY HACKER

(CC-5) Loss that is Restoration Costs resulting directly from the malicious destruction of, or damage to, Electronic Data or Computer Programs owned by the Insured or for which the Insured is legally liable while stored within a Computer System covered under the terms of the COMPUTER SYSTEMS FRAUD Insuring Agreement.

Special Condition: Under this Insuring Agreement, a single "Loss" shall comprise of all covered costs incurred by the Insured between the time destruction or damage is discovered and the time the affected Computer Program(s) or Electronic Data is/are restored or repaired (or a determination has been made that such restoration or repair is impossible). Recurrence of destruction or damage after the Computer Program(s) or Electronic Data is/are restored or repaired shall constitute a separate single "Loss."

DESTRUCTION OF DATA OR PROGRAMS BY VIRUS

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

(CC-6) Loss resulting directly from the malicious destruction of, or damage to, Electronic Data or Computer Programs owned by the Insured or for which the Insured is legally liable while stored within a Computer System covered under the terms of the COMPUTER SYSTEMS FRAUD Insuring Agreement if such destruction or damage was caused by a computer program or similar instruction which was written or altered to incorporate a hidden instruction designed to destroy or damage Electronic Data or Computer Programs in the Computer System in which the computer program or instruction so written or so altered is used.

Special Condition: Under this Insuring Agreement, a single "Loss" consists of all covered costs incurred by the Insured between the time destruction or damage is discovered and the time the affected Computer Program(s) or Electronic Data is/are restored or repaired (or a determination has been made that such restoration or repair is impossible). Recurrence of destruction or damage after the Computer Program(s) or Electronic Data is/are restored or repaired shall constitute a separate single "Loss."

VOICE COMPUTER SYSTEM FRAUD

(CC-7) Loss resulting directly from charges for voice telephone long-distance toll calls which were incurred due to the fraudulent use or fraudulent manipulation of an Account Code or System Password required to obtain access to a Voice Computer System owned or leased by the Insured, installed on the Insured's premises, whose System Administration is performed and controlled by the Insured; provided, however, that the unauthorized access was not made possible by:

failure to incorporate a System Password feature or failure to change the System Password at least once every 30 days thereafter, or
failure to have a call-disconnect feature in operation to automatically terminate a caller's access to the Voice Computer System after not more than three unsuccessful attempts to input an Account Code.

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

Special Condition: Under this Insuring Agreement, a single "Loss" consists of loss resulting from toll call charges made only on telephone lines directly controlled by one Voice Computer System and only toll call charges occurring for a period of not more than 30 days inclusive of the date on which the first such toll call charge was made.

5. GENERAL AGREEMENT A. ADDITIONAL OFFICES OR EMPLOYEES-CONSOLIDATION,MERGER-NOTICE is hereby deleted in its entirety and is replaced with the following:

ADDITIONAL OFFICES OR EMPLOYEES OR COMPUTER SYSTEMS - CONSOLIDATION, MERGER OR PURCHASE OF ASSETS OR COMPUTER SYSTEMS

If the Insured shall, while this bond is in force, establish any additional offices, other than by consolidation or merger with, or purchase or acquisition of assets or liabilities or computer systems of, another institution, such offices and computer systems shall be automatically covered hereunder from the date of such establishment without the requirement of notice to the Underwriter or the payment of additional premium for the remainder of the premium period.
If the Insured shall, while this bond is in force, consolidate or merge with, or purchase or acquire assets or liabilities or computer systems of, another institution, the Insured shall not have such coverage as is afforded under this bond for loss which:
1. has occurred or will occur in offices or premises or computer systems, or
2. has been caused or will be caused by an employee or employees of such institution, or
3. has arisen or will arise out of the assets or liabilities or computer systems acquired by the Insured as a result of such consolidation, merger or purchase of assets or liabilities or computer systems unless the Insured shall:
4. 1. give the Underwriter written notice within 60 days of the proposed consolidation, merger or purchase of assets or liabilities or computer systems prior to the proposed effective date of such action; and

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

1. obtain the written consent of the Underwriter to extend the coverage provided by this bond to such additional offices or premises or computer systems, Employees and other exposures; and
2. upon obtaining such consent, pay to the Underwriter an additional premium.
Solely for the coverage provided by this rider, in Section 1. DEFINITIONS of the CONDITIONS AND LIMITATIONS of this bond, definition (b) "Property" is hereby amended to include Electronic Data and Computer Programs.
Solely for the coverage provided by this rider, Section 1. DEFINITIONS of the CONDITIONS AND LIMITATIONS of this bond is hereby amended by adding the following definitions to the end thereof:
1. "Account Code" means a confidential and protected string of characters which identifies or authenticates a person and permits that person to gain access to a Voice Computer System for the purpose of making toll calls or utilizing voice mail box messaging capabilities or other similar functional features of the System.
2. "Computer Program" means a set of related electronic instructions which direct the operations and functions of a computer or devices connected to it which enable the computer or devices to receive, process, store or send Electronic Data.
3. "Computer System" means:
4. 1. computers with related peripheral components, including storage components wherever located;
  2. systems and applications software;
  3. terminal devices; and
  4. related communication networks, including the internet

by which Electronic Data are electronically collected, transmitted, processed, stored and retrieved.

"Electronic Data" means facts or information converted to a form usable in a Computer System by Computer Programs and which is stored on magnetic tapes or disks, or optical storage disks or other bulk media.

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

"Funds" means Money on deposit in an account.
"Restoration Costs" means reasonable and necessary costs or expenses incurred by the Insured with the Insurer's prior written consent to restore or repair damaged or destroyed Electronic Data or Computer Programs within a Computer System; provided that if it is determined that such Electronic Data or Computer Programs cannot be restored or repaired, then Restoration Costs means solely those reasonable costs or expenses incurred by the Insured, with the Insurer's prior written consent, to reach such determination.

Notwithstanding the foregoing, Restoration Costs shall not include, and in no event shall any Insuring Agreement of this bond cover:

1. any costs related directly or indirectly to the damage or destruction of Electronic Data or Computer Programs that the Insured did not have a license to use; or
2. any costs or expenses incurred to redo the work product, research or analysis that was the basis of any damaged or destroyed Electronic Data or Computer Programs.
"System Administration" means the performance of security functions including but not limited to defining authorized persons to access a Voice Computer System and adding, changing and deleting Account Codes or passwords in connection therewith; and invoking or revoking a System option which directs telephone call routing or which adds, moves or drops telephone lines or which performs any other similar activity allowed by a hardware or software-based System option that has been incorporated by a manufacturer or vendor into a System or any component thereof provided said System option is not intended for the sole use of such manufacturer or vendor.

(vii)"System Maintenance" means the performance of hardware and software installation, diagnostics and corrections and similar activities that are performed in the usual custom and practice by a manufacturer or vendor to establish or maintain the basic operational functionality of a Voice Computer System or any component thereof.

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

"System Password" means a confidential and protected string of characters which identifies or authenticates a person and permits that person to gain access to a Voice Computer System or any portion thereof for the purpose of performing System Administration or System Maintenance activities.
"Telefacsimile Device" means a machine capable of sending or receiving a duplicate image of a document by means of electronic impulses transmitted through a telephone line and which reproduces the duplicate image on paper.
"Tested" means a method of authenticating the contents of a communication by placing a valid test key on it which has been agreed upon by the Insured and a customer, automated clearing house, or another financial institution for the purpose of protecting the integrity of the communication in the ordinary course of business.
"Uncertificated Security" means a share, participation or other interest in property of, or an enterprise of, the issuer or an obligation of the issuer, which is:
1. not represented by an instrument and the transfer of which is registered upon books maintained for that purpose by or on behalf of the issuer;
2. of a type commonly dealt in securities, exchanges or markets; and
3. either one of a class or series or by its terms divisible into a class or series of shares, participations, interests or obligations.

(xii)"Voice Computer System" means a Computer System installed in one location which functions as a private branch exchange (PBX), voice mail processor, automated call attendant or provides a similar capability used for the direction or routing of telephone calls in a voice communications network.

8. Solely for the coverage provided by this rider, Section 2. EXCLUSIONS of the CONDITIONS AND LIMITATIONS of the bond is hereby amended by adding the following exclusions to the end thereof:

THIS BOND DOES NOT COVER:

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

any loss of the type or kind covered by any other Insuring Agreement provided in this financial institution bond, regardless of any deductible amount or limit of liability;
loss caused by a director or Employee of the Insured or by a person in collusion with any director or Employee of the Insured; (Collusion shall include the willful withholding of knowledge from the Insured by any director or Employee that a fraudulent act by a person not an Employee has been or will be perpetrated against the Insured.);
loss resulting directly or indirectly from entry or change of Electronic Data or Computer Programs in a Computer System, unless covered under the COMPUTER SYSTEMS FRAUD or DATA PROCESSING SERVICE OPERATIONS Insuring Agreements;
loss resulting directly or indirectly from the Insured having transferred Funds in reliance on the validity of a voice instruction, unless covered under the COMPUTER SYSTEMS FRAUD or VOICE INITIATED TRANSFER FRAUD Insuring Agreements;
loss resulting directly or indirectly by the Insured having transferred or delivered Funds, Certificated Securities or Uncertificated Securities in reliance on an instruction received through a Telefacsimile Device, unless covered under the TELEFACSIMILE TRANSFER FRAUD Insuring Agreement;
loss resulting directly or indirectly from theft of confidential information;
loss resulting directly or indirectly from the assumption of liability by the Insured by contract unless the liability arises from a loss covered by this rider and would be imposed on the Insured regardless of the existence of the contract;
the cost of duplication of Electronic Data or Computer Programs, unless covered under the DESTRUCTION OF DATA OR PROGRAMS BY HACKER or DESTRUCTION OF DATA OR PROGRAMS BY VIRUS Insuring Agreements;
loss involving a Voice Computer System, unless covered under the VOICE COMPUTER SYSTEM FRAUD Insuring Agreement;

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

loss resulting directly or indirectly from:
1. written instructions or advices, or

telegraphic or cable instructions or advices;

unless the instructions or advices are Tested and the loss is covered under the COMPUTER SYSTEMS FRAUD or DATA PROCESSING

SERVICE

OPERATIONS Insuring Agreements;

loss resulting directly or indirectly from negotiable instruments, securities, documents or other written instruments which bear a forged signature, or are counterfeit, altered or otherwise fraudulent and which are used as source documentation in the preparation of Electronic Data or manually keyed into a data terminal;
loss resulting directly or indirectly from the fraudulent preparation, or fraudulent modification of Computer Programs unless covered under the COMPUTER SYSTEMS FRAUD or DATA PROCESSING SERVICE OPERATIONS Insuring Agreements;
loss resulting directly or indirectly from:
1. mechanical failure, faulty construction, error in design, latent defect, fire, wear or tear, gradual deterioration, electrical disturbance or electrical surge which affects a Computer System; or
2. failure or breakdown of electronic data processing media; or
3. error or omission in programming or processing;
loss as a result of a threat to Computer System operations;
loss resulting directly or indirectly from the use of a telephone credit, debit, charge, identification or similar card to gain access to the Insured's Voice Computer System;
loss resulting directly or indirectly from the input of Electronic Data into a Computer System terminal device either on the premises of a customer of the Insured or under the control of such customer by a person who had authorized access to the customer's authentication mechanism.

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

loss resulting directly or indirectly from payments made or withdrawals from a depositor's account involving items of deposit which are not finally paid for any reason;
loss of potential income, including but not limited to interest and dividends;
loss of any type for which the Insured is legally liable, except compensatory damages, but not multiples thereof, arising directly from a loss covered under this policy;
any fees, costs and expenses incurred by the Insured;
indirect or consequential loss of any nature;
loss involving automated mechanical devices which on behalf of the Insured, disburse money, accept deposits, cash checks, drafts or similar written instruments, or make credit card loans;
loss due to riot or civil commotion or loss due to military, naval or usurped power, war or insurrection;
loss resulting directly or indirectly from the effects of nuclear fission or fusion or radioactivity; provided, however, that this exclusion shall not apply to loss resulting from industrial uses of nuclear energy;
loss as a result of a threat:
1. to do bodily harm to any person;
2. to do damage to the premises or property of the Insured; or
3. to Computer Systems operations.

9. Solely for the coverage provided by this rider, Section 4. LOSS - NOTICE - PROOF - LEGAL PROCEEDINGS of the CONDITIONS AND LIMITATIONS of the bond is hereby amended by adding the following to the end thereof:

It is further understood and agreed that:

Proof of loss for claim under the Voice Initiated Transfer Fraud Insuring Agreement must include electronic recordings of such voice instructions and the verification call-back, if such call-back was required; and

END 003

135055 (12/19)

ENDORSEMENT# 3	(Continued)
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

Proof of loss for claim under the Telefacsimile Transfer Fraud Insuring Agreement must include a copy of the document reproduced by the Telefacsimile Device.

ALL OTHER TERMS, CONDITIONS AND EXCLUSIONS REMAIN UNCHANGED.

AUTHORIZED REPRESENTATIVE

END 003

135055 (12/19)

ENDORSEMENT# 4
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

UNAUTHORIZED SIGNATURES COVERAGE

In consideration of the premium charged, it is agreed that:

1. The following Insuring Agreement is added to this bond:

(US) UNAUTHORIZED SIGNATURES

Loss resulting directly from the Insured having accepted, paid or cashed any check or withdrawal order made or drawn on a customer's account which bears the signature or endorsement of someone other than a person whose name and signature is on file with the Insured as a signatory on such account.

It shall be a condition precedent to the Insured's right of recovery under this UNAUTHORIZED SIGNATURES Insuring Agreement that the Insured shall have on file the signatures of all persons who are signatories on such account.

2. The "Optional Insuring Agreements and Coverages" section of Item 3 of the Declarations of this bond is amended by adding the following at the end thereof:

	Limit of	Deductible
Insuring Agreement (US) -	Liability
$25,000	$5,000
UNAUTHORIZED
SIGNATURES

3. Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, limitations, conditions or agreements of the attached bond other than as above stated.

AUTHORIZED

END 004

127425 (11/17)

ENDORSEMENT# 5
This endorsement, effective at 12:01AM March 05, 2020	forms a part of
Policy number: 03-988-74-58
Issued to: TRIPLEPOINT VENTURE GROWTH BDC
By: AIG Specialty Insurance Company

AUTOMATIC COVERAGE AND LIMIT INCREASE RIDER

In consideration of the premium charged, it is hereby understood and agreed that:

If the first named Insured establishes a new Investment Company (as defined in the Investment Company Act of 1940) during the Bond Period other than by consolidation or merger with, purchase or acquisition of assets or liabilities of, another institution, such new Investment Company shall automatically be covered hereunder as an "Insured" from the date of such establishment for the remainder of the Bond Period, subject to paragraph 2 of this endorsement.
If the Insured shall, while this bond is in force, require an increase in the Limit of Liability as listed in Item 3 of the Declarations of this bond to comply with SEC Rule 17g-1 of the Investment Company Act of 1940, due to an increase in asset size of current funds insured under the bond or by the addition of new Investment Companies (as defined in the Investment Company Act of 1940), then such increase in the Limit of Liability shall be automatic up to the minimum amount required by SEC Rule 17g-1 for the remainder of the Bond Period. Notwithstanding the foregoing, however, under no circumstances shall the Limit of Liability exceed $1,250,000 without the prior written approval of the Underwriter and payment by the first named Insured when due of any additional premium required by the Underwriter related to such increase.
Nothing herein contained shall be held to vary, alter, waive or extend any of the terms, limitations conditions or agreements of the attached bond other than as abovestated.

ALL OTHER TERMS, CONDITIONS AND EXCLUSIONS REMAIN UNCHANGED.

AUTHORIZED

END 005

126545 (10/17)

		ENDORSEMENT# 6
This endorsement,effective	12:01 am	March 5,	2020	forms a part of
policy number	03-988-74-58
issued to TRIPLEPOINT VENTURE GROWTH BDC CORP

by AIG Specialty Insurance Company

NOTICE OF CLAIM

(REPORTING BY E- MAIL)

In consideration of the premium charged, it is hereby understood and agreed as follows:

Email Reporting of Claims: In addition to the postal address set forth for any Notice of Claim Reporting under this policy, such notice may also be given in writing pursuant to the policy's other terms and conditions to the Insurer by email at the following email address:
c- claim@AIG.com
Your email must reference the policy number for this policy. The date of the Insurer's receipt of the emailed notice shall constitute the date of notice.
In addition to Notice of Claim Reporting via email, notice may also be given to the Insurer by mailing such notice to: AIG, Financial Lines Claims, P.O. Box 25947, Shawnee Mission, KS 66225 or faxing such notice to (866) 227- 1750.
Definitions: For this endorsement only, the following definitions shall apply:
1. "Insurer" means the "Insurer," "Underwriter" or "Company" or other name specifically ascribed in this policy as the insurance company or underwriter for this policy.
2. "Notice of Claim Reporting" means "notice of claim/ circumstance," "notice of loss" or other reference in the policy designated for reporting of claims, loss or occurrences or situations that may give rise or result in loss under this policy.
3. "Policy" means the policy, bond or other insurance product to which this endorsement is attached.
This endorsement does not apply to any Kidnap & Ransom/ Extortion Coverage Section, if any, provided by this policy.

ALL OTHER TERMS, CONDITIONS AND EXCLUSIONS REMAIN UNCHANGED.

AUTHORIZED REPRESENTATIVE

Or Countersignature (In states where applicable)

END 006

99758 (8/08)

Page 1 of 1

ENDORSEMENT#7

This endorsement, effective at	12:01 am March 5, 2020
Policy number	03-988-74-58

Issued to: TRIPLEPOINT VENTURE GROWTH BDC CORP

forms a part of

By: AIG Specialty Insurance Company

ECONOMIC SANCTIONS ENDORSEMENT

This endorsement modifies insurance provided under the following:

Coverage shall only be provided and payment of loss under this policy shall only be made in full compliance with enforceable United Nations economic and trade sanctions and the trade and economic sanction laws or regulations of the European Union and the United States of America, including, but not limited to, sanctions, laws and regulations administered and enforced by the U.S. Treasury Department's Office of Foreign Assets Control ("OFAC").

ALL OTHER TERMS, CONDITIONS AND EXCLUSIONS REMAIN UNCHANGED.

AUTHORIZED REPRESENTATIVE

Or Countersignature (In states where applicable)

END 007

119679 (9/ 15)

Page 1 of 1

					ENDORSEMENT#8
This endorsement,effective	12:01 am	March 5, 2020	forms a part of
policy number	03-988-74-58
issued to TRIPLEPOINT VENTURE GROWTH BDC CORP
by	AIG Specialty Insurance Company
					FORMS INDEX ENDORSEMENT
The contents of the Policy is comprised of the following forms:
			EDITION

FORM NUMBER		DATE		FORM TITLE
135980			03/20	INVESTMENT COMPANY BLANKET BOND DEC
99288			04/16	NOTICE TO POLICY HOLDER TAXES AND FEES (Addendum)
135979			03/20	INVESTMENT COMPANY BLANKET BOND GUTS
113022			10/12	INDIRECT OR CONSEQUENTIAL LOSS EXCLUSION
113011			10/12	PROTECTED INFORMATION EXCLUSION
135055			12/19	COMPUTER CRIME COVERAGE RIDER
127425			11/17	UNAUTHORIZED SIGNATURES COVERAGE
126545			10/17	AUTOMATIC COVERAGE AND LIMIT INCREASE RIDER
99758			08/08	NOTICE OF CLAIM (REPORTING BY E-MAIL)
119679			09/15	ECONOMIC SANCTIONS ENDORSEMENT
78859			10/01	FORMS INDEX ENDORSEMENT

ALL OTHER TERMS, CONDITIONS AND EXCLUSIONS REMAIN UNCHANGED.

AUTHORIZED REPRESENTATIVE

Or Countersignature (In states where applicable)

END 008

78859 (10/01)

Page 1 of1

Issuing Company:

CLAIM REPORTING FORM

AIG Specialty Insurance Company

Reported under Policy/ Bond Number:	03-988-74-58
Type of Coverage: D&O		E&O		Fidelity

Name, as given on Policy Declarations (Face Page):

Date:

(complete the Fidelity Supplemental on the next page) Insured's

TRIPLEPOINT VENTURE GROWTH BDC CORP

Contact Person:

Title:

Phone:

(

)

Ext

eMail:

Case or Claimant Name:

If the party involved is different from "Insured" Name (as given on Policy Declarations) state relationship:

Insurance Broker/ Agent: WOODRUFF-SAWYER& CO

Address: 50 CALIFORNIA STREET, FLOOR 12

Address: SAN FRANCISCO, CA 94111

Contact: STEVE CROSS	Phone:

eMail: scross@woodruffsawyer.com

Send Notice of Claims to:	AIG	Phone:	(888) 602- 5246
	Financial Lines Claims	Fax:	(866) 227- 1750
	P.O. Box 25947	Email:		c- Claim@AIG.com
	Shawnee Mission, KS 66225

CLAIM REPORTING FORM

FIDELITY SUPPLEMENTAL

(Only complete this supplemental if the Claim is being reported under Fidelity Coverage)

Issuing Company: AIG Specialty Insurance Company

Reported under Policy/ Bond Number:	03-988-74-58


Date of Discovery:		Estimated Amount of loss:

Cause of Loss:	Employee Dishonesty		Computer Fraud
	Funds Transfer		Robbery/Burglary
	ID Theft		Forgery
	Client Property		In Transit
	ERISA		Credit Card Forgery
	Other		if Other, describe:

Send Notice Of Claims To:	AIG	Phone:	(888) 602- 5246
	Financial Lines Claims	Fax:	(866) 227- 1750
	P.O. Box 25947	Email:		c- Claim@AIG.com
	Shawnee Mission, KS 66225

centralized Customer Link and Information Management

Exhibit B

CERTIFICATE OF THE SECRETARY OF

TRIPLEPOINT VENTURE GROWTH BDC CORP.

THE UNDERSIGNED, Sajal K. Srivastava, the duly appointed Chief Investment Officer, President, Secretary and Treasurer of TriplePoint Venture Growth BDC Corp. (the "Company"), an externally managed, non- diversified, closed-end management investment company that has elected to be treated as a business development company under the Investment Company Act of 1940, as amended (the "1940 Act"), does hereby certify that:

This certificate is being delivered to the Securities and Exchange Commission (the "SEC") in connection with the filing of the Company's fidelity bond (the "Bond") pursuant to Rule 17g-1 under the 1940 Act, and the SEC is entitled to rely on this certificate for purposes of the filing.
The undersigned is the duly elected, qualified and acting Chief Investment Officer, President, Secretary and Treasurer of the Company, and has custody of the corporate records of the Company and is a proper officer to make this certification.
Attached hereto is a copy of the resolutions approved by the Board of Directors of the Company, including a majority of the Board of Directors who are not "interested persons" of the Company, as such term is defined in the 1940 Act, approving the amount, type, form and coverage of the Bond.
Premiums have been paid for the period March 5, 2020 to March 5, 2021.

IN WITNESS WHEREOF, the undersigned has caused this certificate to be executed this 23rd day of March, 2020.

By: /s/ Sajal K. Srivastava

Name:Sajal K. Srivastava

Title: Chief Investment Officer, President,

Secretary and Treasurer

Approval of Fidelity Bond Coverage

WHEREAS, Section 17(g) of the 1940 Act, and Rule 17g-1(a) thereunder, requires each BDC, such as the Company, to provide and maintain a bond which shall be issued by a reputable fidelity insurance company, authorized to do business in the place where the bond is issued, to protect the Company against larceny and embezzlement, covering each officer and employee of the BDC who may singly, or jointly with others, have access to the securities or funds of the BDC, either directly or through authority to draw upon such funds of, or to direct generally, the disposition of such securities, unless the officer or employee has such access solely through his position as an officer or employee of a bank (each, a "covered person"); and

WHEREAS, Rule 17g-1 specifies that the bond may be in the form of (i) an individual bond for each covered person, or a schedule or blanket bond covering such persons, (ii) a blanket bond which names the Company as the only insured (a "single insured bond"), or(iii) a bond which names the Company and one or more other parties as insureds (a "joint insured bond"), as permitted by Rule 17g-1;and

WHEREAS, Rule 17g-1 requires that a majority of the Non-Interested Directors approve periodically (but not less than once every 12 months) the reasonableness of the form and amount of the bond, with due consideration to the value of the aggregate assets of the Company to which any covered person may have access, the type and terms of the arrangements made for the custody and safekeeping of such assets, and the nature of securities and other investments to be held by the Company, and pursuant to factors contained in Rule 17g-1;and

WHEREAS, under Rule 17g-1, the Company is required to make certain filings with the SEC and give certain notices to each member of the Board in connection with the bond, and designate an officer who shall make such filings and give such notices;

WHEREAS, the Board, including all of the Non-Interested Directors, have previously received and reviewed a copy of the current fidelity bond issued by the National Union Fire Insurance Company of Pittsburgh, Pennsylvania, a reputable fidelity insurance company, in the amount equal to $1,000,000 (the "Current Fidelity Bond"); and

WHEREAS, the Board, including all of the Non-Interested Directors, have considered the expected aggregate value of the securities and funds of the Company to which the Company's officers and employees may have access (either directly or through authority to draw upon such funds or to direct generally the disposition of such securities), the type and terms of the arrangements made for the custody of such securities and funds, the nature of securities and other investments to be held by the Company, the accounting procedures and controls of the Company, the nature and method of conducting the operations of the Company, the requirements of Section 17(g) of the 1940 Act and Rule 17g-1 thereunder, and all other factors deemed relevant by the Board, including such Non- Interested Directors;

NOW THEREFORE BE IT RESOLVED, by the Board, including all of the Non-Interested Directors, that the terms of the Current Fidelity Bond, including the amount of coverage, form and premium for such bond be, and hereby are, ratified and approved; and

FURTHER RESOLVED, by the Board, including all of the Non-Interested Directors, that Authorized Officers be, and hereby are, authorized by and on behalf of the Company to negotiate, execute and deliver such documents or agreements as may be necessary to cause a new fidelity bond to be issued by the AIG Specialty Insurance Company (the "New Fidelity Bond") upon expiration of the Company's Current Fidelity Bond; provided, that (i) such New Fidelity Bond is issued on substantially the same terms and conditions as the Current Fidelity Bond, including with respect to the amount of coverage and form for such bond, and (ii) the premium for the New Fidelity Bond is no greater than 110% of the premium paid for the Current Fidelity Bond; and

FURTHER RESOLVED, by the Board, including all of the Non-Interested Directors, that the terms of the New Fidelity Bond, including the amount of coverage, form and premium for such bond, be, and hereby are approved; provided, that such New Fidelity Bond is issued in conformity with the foregoing resolution; and

FURTHER RESOLVED, by the Board, including all of the Non-Interested Directors, that each of the officers of the Company be, and hereby is, authorized to file a copy of the New Fidelity Bond with the SEC; and

FURTHER RESOLVED, that each of the Authorized Officers is hereby authorized in the name and on behalf of the Company, to make or cause to be made, and to execute and deliver, all such additional agreements, documents, instruments and certifications and to take all such steps, and to make all such payments, fees and remittances, as any one or more of such officers may at any time or times deem necessary or desirable in order to effectuate the purpose and intent of the foregoing resolutions; and

FURTHER RESOLVED, that any and all actions previously taken by the Company or any of its directors, Authorized Officers or other employees in connection with the documents, and actions contemplated by the foregoing resolutions be, and they hereby are, ratified, confirmed, approved and adopted in all respects as and for the acts and deeds of the Company.

Attachments

Original document
Permalink

Disclaimer

TriplePoint Venture Growth BDC Corp. published this content on 23 March 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 March 2020 21:00:18 UTC

Latest news about TriplePoint Venture Growth BDC Corp.

Compass Point Upgrades TriplePoint Venture Growth BDC to Neutral From Sell, Price Target is $8.75	Mar. 22	MT
Oppenheimer Trims TriplePoint Venture Growth BDC Price Target to $9 From $10, Maintains Perform Rating	Mar. 07	MT
Piper Sandler Adjusts Price Target on TriplePoint Venture Growth BDC to $10 From $11, Maintains Neutral Rating	Mar. 07	MT
Compass Point Downgrades TriplePoint Venture Growth BDC to Sell From Neutral, Trims Price Target to $8.75 From $9.25	Mar. 07	MT
Wells Fargo Adjusts Price Target on TriplePoint Venture Growth BDC to $9.50 From $11, Maintains Equalweight Rating	Mar. 07	MT
JMP Securities Downgrades TriplePoint Venture Growth BDC to Market Perform From Market Outperform	Mar. 07	MT
Transcript : TriplePoint Venture Growth BDC Corp., Q4 2023 Earnings Call, Mar 06, 2024	Mar. 06
TriplePoint Venture Growth BDC Corp. Reports Earnings Results for the Full Year Ended December 31, 2023	Mar. 06	CI
Triplepoint Venture Growth Bdc Corp. Declares Regular Quarterly Distribution for the First Quarter, Payable on March 29, 2024	Mar. 06	CI
TriplePoint Venture Growth BDC Corp. Reports Earnings Results for the Fourth Quarter Ended December 31, 2023	Mar. 06	CI
UBS Adjusts TriplePoint Venture Growth BDC's Price Target to $10.50 From $11, Keeps Neutral Rating	Nov. 09	MT
Transcript : TriplePoint Venture Growth BDC Corp., Q3 2023 Earnings Call, Nov 01, 2023	Nov. 01
TriplePoint Venture Growth BDC Corp. Reports Earnings Results for the Third Quarter and Nine Months Ended September 30, 2023	Nov. 01	CI
TriplePoint Venture Growth BDC Corp. Declares Regular Quarterly Distribution for the Fourth Quarter, Payable on December 29, 2023	Nov. 01	CI
Compass Point Upgrades TriplePoint Venture Growth BDC to Neutral From Sell, Price Target is $9.75	23-08-23	MT
Compass Point Downgrades TriplePoint Venture Growth BDC to Sell From Neutral With $9.75 Price Target	23-08-03	MT
Transcript : TriplePoint Venture Growth BDC Corp., Q2 2023 Earnings Call, Aug 02, 2023	23-08-02
TriplePoint Venture Growth BDC Corp. Reports Earnings Results for the Second Quarter and Six Months Ended June 30, 2023	23-08-02	CI
TriplePoint Venture Growth BDC Corp. Declares Dividend for the Third Quarter of 2023, Payable on September 29, 2023	23-08-02	CI
JMP Securities Adjusts TriplePoint Venture Growth Price Target to $11.50 From $13.50, Maintains Market Outperform Rating	23-05-23	MT
UBS Adjusts TriplePoint Venture Growth BDC's Price Target to $11 From $12.50, Maintains Neutral Rating	23-05-18	MT
Ladenburg Thalmann Trims Price Target on TriplePoint Venture Growth BDC to $13.50 From $14.50, Maintains Buy Rating	23-05-04	MT
Wells Fargo Downgrades TriplePoint Venture Growth BDC to Equalweight From Overweight, Cuts Price Target to $10 From $12	23-05-04	MT
Oppenheimer Adjusts TriplePoint Venture Growth BDC Price Target to $9 From $13, Maintains Market Perform Rating	23-05-04	MT
TriplePoint Venture Growth BDC Corp. Reports Earnings Results for the First Quarter Ended March 31, 2023	23-05-03	CI

Chart TriplePoint Venture Growth BDC Corp.

Duration

Period

Chart TriplePoint Venture Growth BDC Corp.

More charts

Company Profile

TriplePoint Venture Growth BDC Corp. is an externally managed, closed-end, non-diversified management investment company that operates as a business development company. It is focused on providing customized debt financing with warrants and direct equity investments to venture growth stage companies in technology and other high growth industries backed by a select group of venture capital firms. Its investment objective is to maximize its total return to stockholders primarily in the form of current income and, to a lesser extent, capital appreciation by lending primarily with warrants to venture growth stage companies focused on technology and other high growth industries backed by TriplePoint Capital LLC (TPC) select group of leading venture capital investors. TPC is a Sand Hill Road-based global investment platform, which provides customized debt financing, leasing, direct equity investments and other complementary solutions. Its investment adviser is TriplePoint Advisers LLC.

Sector

Investment Management & Fund Operators

Calendar

2024-04-25 - Annual General Meeting

More about the company

Income Statement Evolution

More financial data

Ratings for TriplePoint Venture Growth BDC Corp.

Trading Rating

Investor Rating

ESG Refinitiv

More Ratings

Analysts' Consensus

Sell

Buy

Mean consensus

HOLD

Number of Analysts

Last Close Price

9.14 USD

Average target price

9.607 USD

Spread / Average Target

+5.11%

Consensus

EPS Revisions

Estimates Revisions

Quarterly earnings - Rate of surprise

Company calendar

Sector Investment Management

	1st Jan change	Capi.
TRIPLEPOINT VENTURE GROWTH BDC CORP.	-12.52%	344M
BLACKSTONE INC.	-9.56%	85.99B
KKR & CO. INC.	+11.79%	82.62B
ARES MANAGEMENT CORPORATION	+8.92%	25.27B
LEGAL & GENERAL PLC	-2.59%	18.07B
THE CARLYLE GROUP INC.	+8.33%	15.77B
AMUNDI	+3.57%	13.86B
FRANKLIN RESOURCES, INC.	-15.58%	13.17B
HDFC ASSET MANAGEMENT COMPANY LIMITED	+15.71%	9.64B
BLUE OWL CAPITAL INC.	+22.55%	8.55B

Investment Management