Item 5.02 Departure of Directors or Certain Officers; Election of Directors;
Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 1, 2021, TriState Capital Holdings, Inc. (the "Company") announced
that, effective January 1, 2022, the Company's President and Chief Executive
Officer, James F. Getz, will vacate that position which will be filled by Brian
S. Fetterolf, in accordance with the Company's established executive succession
plan. Mr. Getz will continue to serve the Company as Chairman of the Company's
board of directors and will serve as Executive Chairman of the Company, as well
as continuing to serve as Chairman of the Company's wholly owned subsidiaries,
TriState Capital Bank and Chartwell Investment Partners.
Mr. Fetterolf, 50, has served and will continue to serve as director of the
Company and as President and Chief Executive Officer of TriState Capital Bank.
Mr. Fetterolf is also the Vice Chairman of Chartwell Investment Partners and as
President and a director of Chartwell TSC Securities Corp., the Company's wholly
owned broker-dealer subsidiary, since 2017. Mr. Fetterolf joined the Company in
2009 and has served in a series of leadership positions with increasing
responsibility, including as Chief Risk Officer and General Counsel of the Bank
and as Vice President of the Company. Information regarding Mr. Fetterolf's
compensation arrangements is disclosed in the Company's definitive proxy
statement for its 2021 Annual Meeting of Shareholders, which was filed with the
U.S. Securities and Exchange Commission on April 7, 2021.
The Company's press release, dated December 1, 2021, announcing the transition
is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Description
99.1 Press release dated December 1, 2021.
104 Cover Page Interactive Data File (embedded within the Inline XBRL
Document).
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