Item 5.07 Submission of Matters to a Vote of Security Holders.
(1) Election of Directors;
(2) Approval of the
(3) Ratification of
The final number of votes cast with respect to each matter is set out below:
(1) Election of Directors: Broker Non- Nominee Votes For Votes Withheld Votes Gregory H.A. Baxter 14,011,798 26,180 - H.C. Charles Diao 13,982,596 55,382 - Ashley D. Frushone 13,982,311 55,667 - David Glazek 13,868,215 169,763 - Assia Grazioli-Venier 14,011,518 26,460 - Stephen Usher 13,913,743 124,235 - Lawrence S. Wexler 14,029,649 8,329 - Arnold Zimmerman 13,984,725 53,253 - (2) Approval of theTurning Point Brands, Inc. 2021 Equity Incentive Plan For 13,920,788 Against 106,429 Abstain 10,761
Broker Non-Votes 2,512,822
(3) Ratification ofRSM US LLP as independent auditors for the year endingDecember 31, 2021 : For 16,384,791 Against 156,614 Abstain 9,395 Broker Non-Votes -
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