Company UBS Swiss Exchange

UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world.

UBS Americas, Inc. provides investment advice services. It offers wealth, asset management and investment banking services. The company was founded in 2000 and is headquartered in Stamford, CT.

UBS Securities LLC is an investment bank and registered broker/dealer headquartered in New York City. The firm was founded in 1998 as UBS Warburg LLC. They are a subsidiary of UBS Americas Holding LLC, ultimately held by UBS Group AG (SWX: UBSG, NYSE: UBS) in Switzerland. UBS Securities is a primary dealer in US Government securities and provides a full range of investment banking services which includes corporate finance, mergers and acquisitions, capital markets, trading and sales, fixed-income, equity research, private banking, underwriting and prime brokerage operations. The firm also provides advisory services and access to capital markets for corporate, institutional, intermediary and alternative asset management clients.

UBS O'Connor LLC is a registered investment advisor and hedge fund manager headquartered in Chicago, Illinois. The firm was founded in 2000 and is a subsidiary of UBS Asset Management (Americas) Inc., ultimately owned by UBS Group AG (SIX, NYSE: UBS) in Switzerland. UBS O'Connor primarily provides discretionary and non-discretionary investment advisory services to various types of pooled investment vehicles, (which may or may not be exempt from registration), pension or profit-sharing plans, and institutional separately managed accounts.

Part of UBS Group AG, UBS Fund Management (Switzerland) AG is a Swiss financial company that offers guidance for managing future investments. The private company is based in Basel, Switzerland. The company's description emphasizes the importance of financial planning at any stage of life and offers services to help clients achieve their financial goals. The CEO of the company is Thomas Rose.

UBS Asset Management Deutschland GmbH (UBS AM-Deutschland) is the German asset management subsidiary of UBS Deutschland AG, ultimately held by UBS Group AG (NYSE: UBS) in Switzerland. Established in 1989, the firm is based in Frankfurt and manages a range of investment funds across all major asset classes for institutional and private clients.

UBS Asset Management AG engages in the acquisition, holding, management, and disposal of participating interests in firms, particularly in the financial services sector. The company was founded on September 3, 2014 and is headquartered in Zurich, Switzerland.

Part of UBS Group AG, UBS Securities Israel Ltd. is an Israeli company that specializes in brokerage services. The private company is based in Herzliya Pituach, Israel.

UBS Securities Japan Co., Ltd. (UBS-SJ) is part of the investment banking division and a wholly-owned subsidiary of Switzerland-based UBS AG (SWX: UBSN; NYSE: UBS). Located in Tokyo, the firm was established in 1988. The firm's culture emphasizes cross-business cooperation with fellow subsidiaries both in Japan and globally, combining the reach of a global group with local knowledge and insight. One of the largest securities operations in Japan, UBS-SJ provides investment products and services to Japanese institutional and corporate clients, as well as to foreign investors doing business in Japan. The firm's business is organized in three departments: FIRC (fixed income, rates and currencies), equity and investment banking. The investment banking division specializes in large-cap mergers and acquisitions, performing market research and analysis of M&A deals from a global perspective. The equity department is research-oriented and covers an extensive universe of large-cap Japanese firms. They also cover small- and mid-cap equity, and have specialist expertise in the automobile, auto parts, machinery and pharmaceutical sectors. Services provided to corporate clients include assistance with IPOs, block trades, convertible bonds, and warrants.

UBS Asset Management (Italia) SGR SpA (UBS Italy) is the Italy-based, wholly-owned asset management subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. The firm was founded in 2001 and formerly known as Etra Asset Management SGR SpA. Headquartered in Milan, UBS Italy offers a wide range of investment products and services to institutional investors, financial advisors and private investors.

UBS Securities Australia Ltd. is a brokerage firm headquartered in Melbourne, Australia. The firm is a wholly-owned subsidiary of UBG AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Securities Australia offers execution and settles trade in ASX quoted financial products for private investors.

Part of UBS Group AG, UBS Securities Malaysia Sdn Bhd. The private company is based in Kuala Lumpur, Malaysia. is a Malaysian company that provides brokerage services. The CEO of the company is Chris Oh.

Part of UBS Group AG, UBS Securities (Philippines), Inc. provides brokerage services. The private company is based in Makati, Philippines. The Filipino company was founded in 1996. The CEO is Robrina Lim Go.

Part of UBS Group AG, PT UBS Securities Indonesia is an Indonesian company that provides in-depth insights to navigate our changing world. The private company is based in Jakarta, Indonesia. The company's services include how to spot suspicious emails, text messages (sms) and calls, as well as high level market insights and commentary from their thought leaders.

UBS Europe SE (Broker) is the brokerage division of Germany-based UBS Europe SE, itself is a subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Frankfurt, the firm offers a full spectrum of brokerage services to corporate and institutional clients.

UBS draws on its 150-year heritage to serve private, institutional and corporate clients worldwide, as well as retail clients in Switzerland. They combine their wealth management, investment banking and asset management businesses with their Swiss operations to deliver superior financial solutions and manage CHF 2.2 trillion in invested assets. Headquartered in Zurich and Basel, Switzerland, UBS has offices in more than 50 countries, including all major financial centers, and employs approximately 65,000 people. Under Swiss company law, UBS is organized as an Aktiengesellschaft, a corporation that has issued shares of common stock to investors. UBS AG is the parent company of the UBS Group (Group). The operational structure of the Group comprises the Corporate Center and four business divisions: Wealth Management & Swiss Bank, Wealth Management Americas, Global Asset Management and the Investment Bank.

UBS Securities Co. Ltd. is the Chinese brokerage subsidiary of UBS Group AG (SWX: UBSG) in Switzerland. Headquartered in Beijing, the firm was founded in 2006 as Beijing Securities Co. Ltd. They provide securities brokerage services to domestic corporate and institutional clients, and qualified foreign institutional investors (QFII).

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Part of UBS Group AG, UBS Asset Management (Taiwan) Ltd. is a Taiwanese diversified asset management company that offers a range of equity funds, including global, regional, single-country, and industry-specific funds. The private company is based in Taipei, Taiwan and was founded in 2000. UBS Asset Management is one of the largest mutual fund management companies in Switzerland and provides professional asset management services to clients in Taiwan. The company's website offers the latest news on its domestic and overseas funds, investment insights, and research resources to help clients stay on top of market trends. Hsin Chiao has been the CEO of the company since 2014.

Part of UBS Group AG, Productive Nominees Ltd. is a British company that acts as a nominee/trust/depository. The private company is located in the UK.

Part of UBS Group AG, Swiss Finance Corp. Mauritius Ltd. is an investment holding Mauritian company. The private company is located in Mauritius.

UBS Bank USA engages in the provision of banking services. Its products and services include insured deposit accounts1, securities backed lending services, residential mortgages, and credit cards. The company is headquartered in Salt Lake City, UT.

Part of UBS Group AG, UBS Securities International Ltd. provides business support services. The private company is based in London, UK and was founded in 1981.

UBS (Monaco) SA (UBS Monaco) is a wealth management firm headquartered in Monaco, Monaco. The firm was founded in 1956 and is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Monaco provides comprehensive financial services to Individuals, Families and Corporates around the world.

Part of UBS Group AG, UBS Private Banking Nominees Ltd. acts as a nominee/trust/depository. The private company is based in London, UK.

Part of UBS Group AG, UBS Fund Management (Luxembourg) SA is a Luxembourger company that provides investment advice. The private company is based in Luxembourg, Luxembourg.

Part of UBS Group AG, UBS Asia Equities Ltd. is a Chinese company that provides security brokerage services and investment advice. The private company is based in Hong Kong, Hong Kong.

Part of UBS Group AG, UBS Bank LLC is a Russian banking company that provides banking services. The private company is based in Moscow, Russian Federation. The company was founded in 2005. Fedor Vladimirovich Tregubenko has been the CEO of the company since 2017.

Part of UBS Group AG, UBS Credit Corp. provides investment advisory. The private company is based in Weehawken, NJ.

Part of UBS Group AG, UBS Switzerland AG is a Swiss company that provides wealth management, retail and corporate banking services. The private company is based in Zurich, Switzerland.

UBS Americas Holding LLC operates as a bank holding company. The company is headquartered in New York, NY.

Part of UBS Group AG, UBS Pension Trustee Co. Ltd. provides business support services. The private company is based in London, UK.

Part of UBS Group AG, UBS (Luxembourg) Issuer SA operates as an asset manager. The private company is based in Luxembourg, Luxembourg.

Part of UBS Group AG, UBS Holdings Asia Ltd. is a Chinese company that provides investment services. The private company is based in Hong Kong, Hong Kong.

Part of UBS Group AG, Pan Nominees Ltd. acts as a nominee/trust/depository. The private company is based in London, UK.

Part of UBS Group AG, UBS Saudi Arabia Holding Ltd. is a Saudi Arabian company that provides financial services. The private company is located in Saudi Arabia.

Part of UBS Group AG, Jocar Nominees Ltd. is a British company that acts as a nominee/Trust/Depository. The private company is located in the UK.

Part of UBS Group AG, UBS Global Investments LLC is an investment holding American company. The private company is located in the US.

Part of UBS Group AG, NYRE Holding Corp. is an investment holding American company. The private company is located in the US.

Part of UBS Group AG, Apollo Nominees Ltd. is a British company that acts as a nominee/Trust/Depository. The private company is located in the UK.

UBS Asset Management Switzerland AG is the asset management subsidiary of UBS AG, ultimately owned by UBS Group AG (NYSE: UBS) in Switzerland. Headquartered in Zurich, the firm was founded in 2018 and provides investment management services to institutional investors, distribution partners and private investors.

Part of UBS Group AG, UBS (China) Ltd. provides retail and commercial banking services. The private company is based in Beijing, China.