Governance UBS Group AG

UBSG

CH0244767585

Investment Management & Fund Operators

Market Closed - Swiss Exchange Other stock markets 11:30:39 2024-12-06 am EST			5-day change	1st Jan Change
28.84 ^CHF	-0.41%		+1.26%	+10.50%

Dec. 06	UBS's Credit Suisse Unit Faces FCA Scrutiny Over Alleged WhatsApp Misuse	MT
Dec. 06	UBS Group AG Appoints Wiwi Gutmannsbauer as Chief Operating Officer for the Firm in the Apac Region	CI

Executive Committee: UBS Group AG

Manager

Positions heldSince

Sergio Ermotti

64 year

Chief Executive Officer

2023-04-04

Stefan Seiler

50 year

Human Resources Officer

2023-05-08

Todd Tuckner

59 year

Director of Finance/CFO

2023-04-30

Sarah Mackey

Investor Relations Contact

Barbara Levi

53 year

General Counsel

2021-10-31

Mike Dargan

47 year

Chief Operating Officer	2023-05-08
Chief Tech/Sci/R&D Officer	2023-05-08

Markus Ronner

59 year

Compliance Officer	2018-10-31
General Counsel	2018-10-31

Markus Baumann

61 year

Corporate Secretary

2016-12-31

Composition of the Board of Directors: UBS Group AG

Director

CommitteesSince

Thomas Kelleher

67 year

Audit Committee
Executive Committee
Finance Committee Chair
Governance Committee Chair	2022-04-05
Nominating Committee Chair	2022-04-05

Zu Liu Hu

60 year

Governance Committee Chair	2016-11-01
Nominating Committee Chair	2020-08-20
Governance Committee	2019-12-31
Nominating Committee	2019-12-31
Executive Committee
Audit Committee	2020-08-20
Compensation Committee Chair	2020-08-20

Julie Richardson

61 year

Governance Committee	2018-12-31
Nominating Committee	2018-12-31
Audit Committee Chair	2019-04-30
Compensation Committee Chair	2018-12-31
Compensation Committee	2019-04-30
Audit Committee	2022-05-24

Gail Kelly

68 year

Audit Committee	2019-05-14
Governance Committee	2019-11-12
Nominating Committee	2019-11-12
Compensation Committee Chair	2019-07-22

Jeremy Anderson

66 year

Governance Committee	2022-11-15
Nominating Committee	2022-11-15
Audit Committee Chair	2017-12-31
Audit Committee	2019-12-31

Kai Yuan Wong

64 year

Audit Committee	2021-05-31
Compensation Committee	2021-07-28
Audit Committee Chair	2024-03-19

Nathalie Rachou

67 year

Governance Committee	2021-12-31
Nominating Committee	2021-12-31
Compensation Committee Chair	2019-11-04

Patrick Firmenich

62 year

Audit Committee	2020-12-31
Nominating Committee Chair	2023-01-31

Lukas Gähwiler

59 year

Governance Committee	2022-12-31
Nominating Committee	2022-12-31

William Dudley

71 year

Director/Board Member

2019-05-01

Mark Hughes

66 year

Director/Board Member

2020-04-28

Claudia Boeckstiegel

60 year

Director/Board Member	2021-04-07
Independent Dir/Board Member	2021-04-07

Latest Appointments: UBS Group AG

UBS Group AG Appoints Wiwi Gutmannsbauer as Chief Operating Officer for the Firm in the Apac Region	Dec. 06	CI
Investment banks eye 2025 income boom as Trump drives deal rebound	Dec. 06	RE
UBS Announces Appointment of Jason L. Zachter as Managing Director and Financial Advisor of UBS Wealth Management Business	Nov. 25	CI
'Boomerang' CEOs: veteran executives of major companies make a return	Oct. 22	RE
St James's Place confirms Waddington as new CFO	Sep. 16	AN
UBS Merges Brazil Wealth Management, Private Banking Businesses	Sep. 04	MT
UBS Group AG Appoints Anderson Brito as Head of Global Banking, Brazil	Aug. 27	CI

More news

Former Officers and Directors: UBS Group AG

Insider

Positions held

SinceUntil

Christian Bluhm

Corporate Officer/Principal

2015-12-31

2024-06-30

Dieter Wemmer

Director/Board Member	2016-05-09	2024-04-23
Independent Dir/Board Member	2016-05-09	2024-04-23

Suni Harford

Corporate Officer/Principal

2019-09-30

2024-02-29

Jason Shane

Compliance Officer	-	2023-09-30
Public Communications Contact	-	2023-09-30
General Counsel	-	2023-09-30

Mark Hengel

Public Communications Contact

2023-06-30

Alex Dignam

Corporate Officer/Principal

2022-12-31

Thomas Naratil

Chief Operating Officer	2014-11-30	2015-12-30
Director of Finance/CFO	2014-11-30	2015-12-30
Corporate Officer/Principal	2015-12-31	2022-10-02

Kirt Gardner

Director of Finance/CFO

2015-12-31

2022-04-30

Axel Weber

Chairman

2014-11-30

2022-04-05

Reto Francioni

Director/Board Member	2014-10-31	2022-04-05
Independent Dir/Board Member	2014-10-31	2022-04-05

Markus U. Diethelm

General Counsel

2014-10-31

2021-10-31

Richard Bianchi

Corporate Officer/Principal

2016-08-31

2021-10-31

Cornelis Leenaars

Corporate Officer/Principal

2015-03-31

2021-04-30

Beatrice Weder di Mauro

Director/Board Member	2014-10-31	2021-04-07
Independent Dir/Board Member	2014-10-31	2021-04-07

Piero Novelli

Corporate Officer/Principal

2003-12-31

2021-03-30

Axel P. Lehmann

Director/Board Member	2013-12-31	2015-12-30
Chief Operating Officer	2015-12-31	2017-12-31
Independent Dir/Board Member	2013-12-31	2015-12-30
Corporate Officer/Principal	2017-12-31	2021-01-30

David Sidwell

Director/Board Member	2014-10-31	2020-04-28
Independent Dir/Board Member	2014-10-31	2020-04-28

Isabelle Romy

Director/Board Member	2014-10-31	2020-04-28
Independent Dir/Board Member	2014-10-31	2020-04-28

Robert Scully

Director/Board Member	2016-05-09	2020-03-31
Independent Dir/Board Member	2016-05-09	2020-03-31

Richard Sleijpen

Corporate Officer/Principal

2020-02-29

Vinay S. Pande

Corporate Officer/Principal

2016-01-31

2020-01-31

Martin Blessing

Corporate Officer/Principal

2015-12-31

2019-09-30

Iqbal Khan

Corporate Officer/Principal

2019-09-30

Huw van Steenis

Corporate Officer/Principal

2019-09-01

James Dean Forbes

Corporate Officer/Principal

2012-04-30

2019-05-31

Michel Demaré

Director/Board Member	2009-12-31	2018-12-31
Independent Dir/Board Member	2009-12-31	2018-12-31

Kathryn Shih

Corporate Officer/Principal

2015-12-31

2018-11-30

Andrea Orcel

Corporate Officer/Principal

2014-11-30

2018-09-30

Jürg Zeltner

Corporate Officer/Principal

2014-11-30

2017-12-31

David Richards

Corporate Officer/Principal

2014-04-30

2016-09-30

Andrew B. Shoup

Corporate Officer/Principal

2016-02-08

Bob McCann

Corporate Officer/Principal

2014-11-30

2015-12-30

Philip J. Lofts

Corporate Officer/Principal

2014-11-30

2015-12-30

Chi-Won Yoon

Corporate Officer/Principal

2008-12-31

2015-12-30

James Edward Staley

Director/Board Member

2015-05-06

2015-10-27

Helmut Gunter Wilhelm Panke

Director/Board Member	2014-11-30	2015-05-06
Independent Dir/Board Member	2014-11-30	2015-05-06

Luzius Cameron

Corporate Secretary

2014-11-30

Chi-Kwong Yam

Director/Board Member	2014-11-30	-
Independent Dir/Board Member	2014-11-30	-

Ann Godbehere

Director/Board Member	2014-10-31	-
Independent Dir/Board Member	2014-10-31	-

Ulrich Körner

Corporate Officer/Principal

2023-05-08

William Parrett

Director/Board Member	2014-10-31	-
Independent Dir/Board Member	2014-10-31	-

Marc Grasso

Corporate Officer/Principal

2010-05-31

2013-01-31

John Dugenske

Corporate Officer/Principal

2008-12-31

2012-12-31

Robert Karofsky

Corporate Officer/Principal

2012-12-31

Vesna Nevistic

Corporate Officer/Principal

2008-12-31

2011-12-31

Kweku Adoboli

Director/Board Member	2009-12-31	2010-12-31
Corporate Officer/Principal	2006-08-31	2009-12-31

Manuel Leuthold

Corporate Officer/Principal

2008-12-31

2010-12-31

David Graham

General Counsel

2003-12-31

2010-12-31

Nicholas Jordan

Corporate Officer/Principal

2009-12-31

Rajeev Misra

Corporate Officer/Principal

2009-12-31

Caroline Patricia Stewart

Investor Relations Contact

2009-12-31

Shao Ming Tong

Corporate Officer/Principal

2004-12-31

2007-12-31

Tim Antonie

Corporate Officer/Principal

2003-12-31

2007-12-31

George Mangiaracina

Chief Executive Officer

1991-12-31

2007-12-31

Hans-Ulrich Meister

Corporate Officer/Principal

2003-12-31

2006-12-31

Anthony G. DeChellis

Corporate Officer/Principal

2002-12-31

2005-12-31

Michael Dudley Moran Davies

Corporate Officer/Principal

2005-12-31

Kathryn Bueker

Director/Board Member

2003-01-31

2004-01-31

Hans Benz

President

1994-12-31

2000-12-31

Hans-Peter Wuest

Corporate Officer/Principal

1996-12-31

1997-12-31

Alexander Sacheverell Wilmot-Sitwell

Corporate Officer/Principal

1995-12-31

Roberto Magnifico

Director/Board Member

1992-04-30

1995-06-30

Stefano Marsaglia

Corporate Officer/Principal

1986-12-31

Yi Zuo

Corporate Officer/Principal

Sean Chao

Corporate Officer/Principal

Tim Galt

Corporate Officer/Principal

Whitney Mikell

Corporate Officer/Principal

Christian Schaub

Corporate Officer/Principal

Martin A. Osinga

Investor Relations Contact

Roberto Balls Sallouti

Chief Operating Officer	2007-12-31	2014-12-31
Corporate Officer/Principal	-	2014-12-31

Stephan Haeringer

Corporate Officer/Principal

John Fraser

Corporate Officer/Principal

Christof Haessig

Corporate Officer/Principal

Yaniv Blumenfeld

Corporate Officer/Principal

Tristan Garel-Jones

Corporate Officer/Principal

Steve Jacobs

Corporate Officer/Principal

Nikolay Bagratovich Arutyunov

Corporate Officer/Principal

Kyle Dawson

Corporate Officer/Principal

Hubertus Kuelps

Public Communications Contact

Reto Heiz

Corporate Officer/Principal

Age distribution of managers

Parity Men Women

Male	21
Female	7

Of which Executive Committee

Male	6
Female	2

Of which Directors

Male	7
Female	5

ESG Refinitiv

C+

Environment

Emissions

Innovation

Use of resources

Governance

CSR Strategy

Management

Shareholders

Controversy

UBS Group AG is a holding company that operates in four areas: - wealth management (50.9% of revenues); - investment banking (20.8%); - retail and corporate banking (20.2%); - asset management (6.3%); - other (1.8%). At the end of 2023, the group had USD 792 billion in current deposits and USD 639.8 billion in current loans.

Employees

109,396

Sector

Investment Management & Fund Operators

Calendar

2025-02-04 - Q4 2024 Earnings Release

More about the company