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    UBSG   CH0244767585

UBS GROUP AG

(UBSG)
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Delayed Swiss Exchange  -  11:30 2022-08-12 am EDT
16.09 CHF   +1.20%
08/08UBS declares coupon payments on 5 ETRACS Exchange Traded Notes
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08/08Private Wealth Advisor Carolin Botzenhardt Joins UBS in San Diego Area
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08/07US Appeals Court Overturns UBS Whistleblower's Retaliation Case Win
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UBS to pay $25 million to settle U.S. SEC fraud charges

06/29/2022 | 04:54pm EDT
FILE PHOTO: Logo of Swiss bank UBS is seen in Zurich

WASHINGTON (Reuters) - Wealth manager and banking group UBS will pay $25 million to settle fraud charges relating to an options trading strategy, the U.S. Securities and Exchange Commission (SEC) said on Wednesday.

UBS marketed and sold the "Yield Enhancement Strategy" to about 600 investors through its platform of domestic financial advisers from February 2016 through February 2017, the SEC said, adding its order found that UBS did not provide its financial advisers with adequate training and oversight in the strategy.

(Reporting by Kanishka Singh in Washington; Editing by Chris Reese)


© Reuters 2022
All news about UBS GROUP AG
08/08UBS declares coupon payments on 5 ETRACS Exchange Traded Notes
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08/08Private Wealth Advisor Carolin Botzenhardt Joins UBS in San Diego Area
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08/07US Appeals Court Overturns UBS Whistleblower's Retaliation Case Win
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Analyst Recommendations on UBS GROUP AG
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Financials
Sales 2022 33 357 M 35 367 M 35 367 M
Net income 2022 6 954 M 7 373 M 7 373 M
Net Debt 2022 - - -
P/E ratio 2022 7,71x
Yield 2022 3,15%
Capitalization 52 395 M 55 551 M 55 551 M
Capi. / Sales 2022 1,57x
Capi. / Sales 2023 1,56x
Nbr of Employees 71 294
Free-Float 89,9%
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Mean consensus OUTPERFORM
Number of Analysts 21
Last Close Price 16,09 CHF
Average target price 19,57 CHF
Spread / Average Target 21,7%
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Managers and Directors
Ralph A. J. G. Hamers Group Chief Executive Officer
Sarah M. Youngwood Chief Financial Officer
Thomas Colm Kelleher Chairman
Mike Dargan Chief Digital & Information Officer
Sabine Keller-Busse Group Chief Operating Officer
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