ULTRA ELECTRONICS Maitland Institutional Services Limited (MISL) Form 8.3 - Maitland Institutional Services Limited: Ultra Electronics Holdings plc (1 of 2) 18-Aug-2021 / 15:45 GMT/BST Dissemination of a Regulatory Announcement, transmitted by EQS Group. The issuer is solely responsible for the content of this announcement.
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FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: MI Chelverton UK Equity Growth Fund & MI
Chelverton UK Equity Income Fund
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
Northern Trust as Custodian
The naming of nominee or vehicle companies is insufficient. For a trust,
the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this Ultra Electronics Holdings plc
form relates:
(ISIN: GB00009123323)
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this N/a
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken:
16 August 2021
For an opening position disclosure, state the latest practicable date prior
to the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If YES, specify which:
If it is a cash offer or possible cash offer, state "N/A" 2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
Ordinary 5p
Short
Interests positions
Number % Number %
841,304 (Aggregate holding)
(1) Relevant securities owned and/or controlled: 1.18 N/a
(Growth Fund 560,602 holding and Income
Fund 280,702)
(2) Cash-settled derivatives:
N/a N/a
(3) Stock-settled derivatives (including options) and N/a N/a
agreements to purchase/sell:
841,304 1.18 N/a
TOTAL: All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: N/a Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1 (c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Purchase/sale
Class of relevant security Number of securities Price per unit
Sale (Aggregated)
Ordinary 5p 23,996 GBP33.79
(b) Cash-settled derivative transactions
Product Nature of dealing
Class of relevant description Number of reference Price per
security e.g. opening/closing a long/short position, increasing/ securities unit
e.g. CFD reducing a long/short position
N/a
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Type
Class of Product Writing, Number of securities Exercise Option money
relevant description e.g. purchasing, to which option price per e.g. Expiry paid/ received
security call option selling, varying relates unit American, date per unit
etc. European
etc.
N/a (ii) Exercise
Class of relevant Product description Exercising/ exercised
security against Number of securities Exercise price per unit
e.g. call option
N/a
(d) Other dealings (including subscribing for new securities)
Nature of dealing
Class of relevant security Details Price per unit (if applicable)
e.g. subscription, conversion
N/a
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" N/a
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" N/a
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO Date of disclosure: 18 August 2021 Contact name: Maitland Administration Services Limited Telephone number*: 01245 398950
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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Category Code: RET - Ultra Electronics Holdings plc TIDM: MISL LEI Code: 549300P2JF82DYWEXW33 OAM Categories: 2.4. Acquisition or disposal of the issuer's own shares Sequence No.: 120310 EQS News ID: 1227455 End of Announcement EQS News Service =------------------------------------------------------------------------------------
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(END) Dow Jones Newswires
August 18, 2021 10:45 ET (14:45 GMT)
