United Malt : Notification regarding unquoted securities - UMG

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

use only

Entity name

UNITED MALT GROUP LIMITED

Date of this announcement

Thursday November 25, 2021

The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
UMG	ORDINARY FULLY PAID	82,214	22/11/2021

For personal

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

UNITED MALT GROUP LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ACN	140174189
1.3	ASX issuer code
UMG

1. The announcement is New announcement
2. Date of this announcement

25/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

Unquoted options that have been exercised or other unquoted +convertible securities that have been converted

For personal use only

2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:

securities that have already been quoted on ASX ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

only

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

A transfer of existing +securities

The underlying securities being received by the holder are:

Already quoted by ASX

Existing +securities converting into an existing class

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FROM (Existing Class)

ASX +Security code and description

UMGAA : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +Security code and description

UMG : ORDINARY FULLY PAID

Please state the number of options that were exercised or other +convertible securities that were converted

82,214

The first date the options were exercised or other +convertible securities were converted

18/11/2021

The last date the options were exercised or other +convertible securities were converted

18/11/2021

For personal

Is this all of the options or other +convertible securities on issue of that type?

No

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?

Yes

Provide details of the KMP or associates who are exercising options or converting convertible securities.

Name of KMP		Name of registered holder	Number of +securities
			55,749
Mark Palmquist, MD & CEO		Mark Palmquist
			13,446
Amy Spanik, CFO		Amy Spanik
			7,185
Bryan Bechard, President W&D		Bryan Bechard

Date the +securities the subject of this notification were issued/transferred

22/11/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Any other information the entity wishes to provide about the +securities the subject of this notification

These rights are Tranche 1 of the rights issued under the Employee Incentive Plan for the FY20 Deferred STI Offer.

Issue details

For personal use only

Number of +securities 82,214

Notification of Issue, Conversion or Payment up of Unquoted

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