+Rule 3.10.3A, 3.10.3B, 3.10.3C
Appendix 3G
Notification of issue, conversion or payment up of equity +securities
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
If you are an entity incorporated outside Australia and you are issuing a new class of +securities other than CDIs, you will need to obtain and provide an International Securities Identification Number (ISIN) for that class. Further information on the requirement for the notification of an ISIN is available from the Create Online Forms page. ASX is unable to create the new ISIN for non-Australian issuers.
*Denotes minimum information required for first lodgement of this form, with exceptions provided in specific notes for certain questions. The balance of the information, where applicable, must be provided as soon as reasonably practicable by the entity.
Part 1 - Entity and announcement details
Question no | Question | Answer |
1.1 | *Name of entity We (the entity here named) give notice of the issue, conversion or payment up of the following unquoted +securities. | Viva Energy Group Limited |
1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). | ABN 74 626 661 032 |
1.3 | *ASX issuer code | VEA |
1.4 | *This announcement is Tick whichever is applicable. | ☒ A new announcement ☐ An update/amendment to a previous announcement ☐ A cancellation of a previous announcement |
1.4a | *Reason for update Mandatory only if "Update" ticked in Q1.4 above. A reason must be provided for an update. | N/A |
1.4b | *Date of previous announcement to this update Mandatory only if "Update" ticked in Q1.4 above. | N/A |
1.4c | *Reason for cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. | N/A |
1.4d | *Date of previous announcement to this cancellation Mandatory only if "Cancellation" ticked in Q1.4 above. | N/A |
1.5 | *Date of this announcement | 22 March 2021 |
+ See chapter 19 for defined terms
31 January 2020
Part 2 - Type of issue
Question No. | Question | Answer |
2.1 | *The +securities the subject of this notification are: Select whichever item is applicable. If you wish to notify ASX of different types of issues of securities, please complete a separate Appendix 3G for each type of issue. |
|
2.2a.1 | Please state the number and type of options that were exercised or other +convertible securities that were converted (including their ASX security code if available)? Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX". | N/A |
2.2a.2 | And the date the options were exercised or other +convertible securities were converted: Answer this question if your response to Q2.1 is "securities issued as a result of options being exercised or other convertible securities being converted and that are not to be quoted on ASX". Note: If this occurred over a range of dates, enter the date the last of the options was exercised or convertible securities was converted. | N/A |
2.2b.1 | Please state the number and type of partly paid +securities that were fully paid up (including their ASX security code if available)? Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX". | N/A |
2.2b.2 | And the date the +securities were fully paid up: Answer this question if your response to Q2.1 is "partly paid securities that have been paid up and that are not to be quoted on ASX". Note: If this occurred over a range of dates, enter the date the last of the securities was fully paid up. | N/A |
2.2c.1 | Please state the number and type of +securities (including their ASX security code) issued under an +employee incentive scheme that are not being immediately quoted on ASX Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX". | 1,827,933 Performance Rights (VEAAB) 697,527 Deferred Share Rights (VEAAC) |
2.2c.2 | *Please attach a document or provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms. Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX". | https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2995-01999263-3A496493?access_token=83ff96335c2d45a094df02a206a39ff4https://cdn-api.markitdigital.com/apiman-gateway/ASX/asx-research/1.0/file/2995-01999266-3A496496?access_token=83ff96335c2d45a094df02a206a39ff4 |
2.2c.3 | *Are any of these +securities being issued to +key management personnel (KMP) or an +associate Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX". | Yes |
2.2c.3.a | *Provide details of the recipients and the number of +securities issued to each of them. Answer this question if your response to Q2.1 is "securities issued under an employee incentive scheme that are not being immediately quoted on ASX" and your response to Q2.2c.3 is "Yes". Repeat the detail in the table below for each KMP involved in the issue. If the securities are being issued to the KMP, repeat the name of the KMP or insert "Same" in "Name of registered holder". If the securities are being issued to an associate of a KMP, insert the name of the associate in "Name of registered holder". Name of KMP Scott WyattName of registered holder Scott Wyatt Number of +securities 86,530 Deferred Share Rights (Restricted Stock Units) Jevan Bouzo Jevan Bouzo 471,725 Performance Rights | |
2.2d.1 | *The purpose(s) for which the entity is issuing the +securities is: Answer this question if your response to Q2.1 is "Other". You may select one or more of the items in the list. |
☐ To pay for services rendered [provide details below] ☐ Other [provide details below] Additional details: N/A |
2.2d.2 | Please provide any further information needed to understand the circumstances in which you are notifying the issue of these +securities to ASX, including (if applicable) why the issue of the +securities has not been previously announced to the market in an Appendix 3B You must answer this question if your response to Q2.1 is "Other". If there is no other information to provide, please answer "Not applicable" or "N/A". | N/A |
2.3 | *The +securities being issued are: Tick whichever is applicable | ☒ Additional +securities in an existing unquoted class that is already recorded by ASX ("existing class") ☐ New +securities in an unquoted class that is not yet recorded by ASX ("new class") |
Part 3A - number and type of +securities being issued (existing class)
Answer the questions in this part if your response to Q2.3 is "existing class".
Question No. | Question | Answer |
3A.1 | *ASX security code & description | VEAAB VEAAC |
3A.2 | *Number of +securities being issued | 1,827,933 Performance Rights (VEAAB) 697,527 Deferred Share Rights (VEAAC) |
3A.3a | *Will the +securities being issued rank equally in all respects from their issue date with the existing issued +securities in that class? | N/A (different performance and tenure hurdles apply to different awards of rights. On conversion, ordinary shares granted will rank equally with the existing quoted ordinary share class) |
3A.3b | *Is the actual date from which the +securities will rank equally (non-ranking end date) known? Answer this question if your response to Q3A.3a is "No". | N/A |
3A.3c | *Provide the actual non-ranking end date Answer this question if your response to Q3A.3a is "No" and your response to Q3A.3b is "Yes". | N/A |
3A.3d | *Provide the estimated non-ranking end period Answer this question if your response to Q3A.3a is "No" and your response to Q3A.3b is "No". | N/A |
+ See chapter 19 for defined terms
31 January 2020
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Viva Energy Group Ltd. published this content on 22 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 March 2021 06:56:06 UTC.