Form 604
Corporations Law
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme
ACN/ARSN
VOCUS GROUP LIMITED 084 115 499
1. Details of substantial holder
Name
UBS Group AG and its related bodies corporate
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on
18 March 2021
The previous notice was given to the company on
16 March 2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4)Previous Notice
Present Notice
Person's Votes
Voting Power (5)
Person's Votes
Voting Power (5)
31,106,628
5.01%
6.04%
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Nature of Change (6) | Consideration | Class and | Person's |
change | relevant interest | given in | Number of | votes | |
changed | relation to | securities | affected | ||
change (7) | affected |
Please see Appendix B.
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
UBS Asset Management (Australia) Ltd | Various Custodians | UBS Asset Management (Australia) Ltd | Fund Manager with power to exercise control over voting shares | 5,052,717 Ordinary | 5,052,717 |
UBS Asset Management (Deutschland) GmbH | Various Custodians | UBS Asset Management (Deutschland) GmbH | Fund Manager with power to exercise control over voting shares | 52,123 Ordinary | 52,123 |
UBS Asset Management (UK) Limited | Various Custodians | UBS Asset Management (UK) Limited | Fund Manager with power to exercise control over voting shares | 260,605 Ordinary | 260,605 |
UBS Asset Management Life Limited | Various Custodians | UBS Asset Management Life Limited | Fund Manager with power to exercise control over voting shares | 126,044 Ordinary | 126,044 |
UBS Asset Management Switzerland AG | Various Custodians | UBS Asset Management Switzerland AG | Fund Manager with power to exercise control over voting shares | 36,036 Ordinary | 36,036 |
UBS Asset Management Trust Company | Various Custodians | UBS Asset Management Trust Company | Fund Manager with power to exercise control over voting shares | 52,538 Ordinary | 52,538 |
UBS Fund Management (Switzerland) AG | Various Custodians | UBS Fund Management (Switzerland) AG | Fund Manager with power to exercise control over voting shares | 538,672 Ordinary | 538,672 |
UBS AG London Branch | Various Custodians | UBS AG London Branch | Beneficial Owner | 13,756 Ordinary | 13,756 |
Power to control disposal over shares pursuant to stock borrowing and lending activities | 9,000,000 Ordinary | 9,000,000 | |||
UBS Securities Australia Ltd | Brispot Nominees Pty Ltd | UBS Securities Australia Ltd | Beneficial Owner | 22,299,132 Ordinary | 22,299,132 |
UBS AG, Australia Branch | UBS Nominees Pty Ltd | UBS AG Australia Branch | Prime Broker that has exercised its borrowing right in respect of shares pursuant to a Prime Broking Agreement | 64,958 Ordinary | 64,958 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
N/A | N/A |
6. Addresses
The addresses of persons named in this form are as follows:
Name and ACN/ ARSN (if applicable) | Nature of association |
UBS Asset Management (Australia) Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS Asset Management (Deutschland) GmbH | Bockenheimer Landstrasse 2-4, Frankfurt am Main, Germany |
UBS Asset Management (UK) Limited | 5 Broadgate, London, United Kingdom |
UBS Asset Management Life Limited | 5 Broadgate, London, United Kingdom |
UBS Asset Management Switzerland AG | Bahnhofstrasse 45, Zürich, Switzerland |
UBS Asset Management Trust Company | Illinois Corporation Service Company 801 Adlai Stevenson Drive, Springfield, IL, USA |
UBS Fund Management (Switzerland) AG | Aeschenplatz 6, Basel, Switzerland |
UBS AG London Branch | 5 Broadgate, London, United Kingdom |
UBS Securities Australia Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
Brispot Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS AG, Australia Branch | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
UBS Nominees Pty Ltd | Level 16, Chifley Tower, 2 Chifley Square, Sydney, Australia |
SIGNATURE
Print Name:Joanne Chan
Sign Here:
Capacity:Date:Authorised signatory
22 March 2021
Print Name:Andrew Costley
Sign Here:
Capacity:Date:Authorised signatory
22 March 2021
Contact details for this notice: ---------------------------------------------------------------Andrew Costley
Group Compliance, Regulatory & Governance (T) +852 3712 3707 -------------------------------------------------------------------------
Appendix A
Holder of relevant interest | UBS AG, Australia Branch |
Type of agreement | Prime Brokerage Agreement |
Parties to agreement | (i) UBS AG, Australia Branch ("UBS AG") (ii) Client (Please refer to Appendix A-1.) |
Transfer date | Please refer to Appendix A-1. |
Holder of voting rights | UBS AG |
Are there any restrictions on voting rights? | Please refer to the details below. |
If yes, detail | Since all right and title in the securities passes to the transferee (i.e. UBS AG), the transferee has the right to vote. However, in certain circumstances, the transferee may seek to arrange for voting rights to be exercised in accordance with the instructions of the transferor (i.e. Client). |
Scheduled return date (if any) | None, subject to the terms of the relevant loan. |
Does the borrower have the right to return early? | Yes. |
If yes, detail | The borrower (i.e. UBS AG) has the right to return at its discretion. |
Does the lender have the right to recall early? | Yes. |
If yes, detail | The lender (i.e. Client) can recall at its request subject to compliance with margin requirements and the terms of the relevant loan. |
Will the securities be returned on settlement? | Yes. |
If yes, detail any exceptions | None. |
The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon request.
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Vocus Group Limited published this content on 23 March 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 22 March 2021 22:10:01 UTC.