Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesAnnouncement Summary
Entity name
For personal use only
WASHINGTON H SOUL PATTINSON & COMPANY LIMITED
Date of this announcement Thursday April 28, 2022
The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Total number of +securities to be issued/transferred
Total number of
ASX +security | +securities to be | ||
code | Security description | issued/transferred | Issue date |
SOL | ORDINARY FULLY PAID | 81,764 | 27/04/2022 |
Refer to next page for full details of the announcementNotification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity SecuritiesPart 1 - Entity and announcement details
For personal use only
1.1 Name of entity
WASHINGTON H SOUL PATTINSON & COMPANY LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type ABN
1.3 ASX issuer code SOL
1.4 The announcement isNew announcement
1.5 Date of this announcement 28/4/2022
Registration number 49000002728
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 2 - Issue details
2.1 The +securities the subject of this notification are:
Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
For personal use only
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:securities that have already been quoted on ASX ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
For personal use only
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
A transfer of existing +securities
The underlying securities being received by the holder are:Already quoted by ASX
Existing +securities converting into an existing class
FROM (Existing Class)
ASX +Security code and description
SOLAA : PERFORMANCE RIGHTS
TO (Existing Class)
ASX +Security code and description
SOL : ORDINARY FULLY PAID
Please state the number of options | The first date the options were | The last date the options were |
that were exercised or other | exercised or other +convertible | exercised or other +convertible |
+convertible securities that were | securities were converted | securities were converted |
converted | ||
27/4/2022 | 27/4/2022 | |
81,764 |
Is this all of the options or other +convertible securities on issue of that type?
No
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?
Yes
Are any of the options being exercised or other +convertible securities being converted held by +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or associates who are exercising options or converting convertible securities.
Name of KMP
Name of registered holder
Number of +securities
Todd Barlow
Todd Barlow 62,906
David Grbin
David Grbin 11,606
Date the +securities the subject of this notification were issued/transferred 27/4/2022
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Any other information the entity wishes to provide about the +securities the subject of this notification Exercise of securities pursuant to Notice of Vesting in relation to FY18 & FY19 Performance Rights
Issue details
For personal use only
Number of +securities
81,764
Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Washington H. Soul Pattinson & Company Limited published this content on 28 April 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 28 April 2022 05:13:08 UTC.