Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year
Article FOURTH of Wells Fargo & Company's (the "Company") Restated Certificate
of Incorporation, as amended, authorizes the issuance from time to time of
shares of Preferred Stock, without par value. On January 22, 2021, the Company
filed with the Delaware Secretary of State a Certificate of Designation which,
effective upon filing, designated a series of such Preferred Stock as "3.90%
Fixed Rate Reset Non-Cumulative Perpetual Class A Preferred Stock, Series BB,"
authorized 140,400 shares of 3.90% Fixed Rate Reset Non-Cumulative Perpetual
Class A Preferred Stock, Series BB, without par value and with a liquidation
preference amount of $25,000 per share (referred to herein as the "Series BB
Preferred Stock"), and set forth the voting powers, preferences and relative,
participating, optional or other special rights, and qualifications, limitations
or restrictions thereof, of the Series BB Preferred Stock which are not fixed by
the Company's Restated Certificate of Incorporation. A copy of the Certificate
of Designation is attached hereto as Exhibit 4.1 and is incorporated herein by
reference.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit No. Description Location
4.1 Certificate of Designation of Wells Fargo & Filed herewith
Company with respect to the 3.90% Fixed Rate
Reset Non-Cumulative Perpetual Class A
Preferred Stock, Series BB dated January 21,
2021.
104 The cover page from this Current Report on Form Filed herewith
8-K, formatted in Inline XBRL.
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