Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal
Year.
On October 19, 2022, Wells Fargo & Company (the "Company") filed with the
Delaware Secretary of State a Certificate Eliminating the Certificate of
Designation with respect to the Company's 2012 ESOP Cumulative Convertible
Preferred Stock which, effective upon filing, eliminated from the Company's
Restated Certificate of Incorporation all matters set forth in the Certificate
of Designation for the 2012 ESOP Cumulative Convertible Preferred Stock, filed
with the Delaware Secretary of State on January 10, 2012.
On October 19, 2022, Wells Fargo also filed with the Delaware Secretary of State
a Certificate Eliminating the Certificate of Designation with respect each of
the following series of convertible preferred stock which, effective upon
filing, eliminated from the Company's Restated Certificate of Incorporation all
matters set forth in the Certificate of Designated for each series: (i) 2013
ESOP Cumulative Convertible Preferred Stock, filed with the Delaware Secretary
of State on January 9, 2013, (ii) 2014 ESOP Cumulative Convertible Preferred
Stock, filed with the Delaware Secretary of State on January 8, 2014, (iii) 2015
ESOP Cumulative Convertible Preferred Stock, filed with the Delaware Secretary
of State on Mach 25, 2015, (iv) 2016 ESOP Cumulative Convertible Preferred
Stock, filed with the Delaware Secretary of State on January 5, 2016, (v) 2017
ESOP Cumulative Convertible Preferred Stock, filed with the Delaware Secretary
of State on February 1, 2017, and (vi) 2018 ESOP Cumulative Convertible
Preferred Stock, filed with the Delaware Secretary of State on January 24, 2018.
The Certificates Eliminating the Certificate of Designations with respect to
each of the foregoing series of ESOP Cumulative Convertible Preferred Stock are
filed herewith as Exhibit 3.1 and Exhibit 3.2 and are incorporated herein by
reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. Description Location
3.1 Certificate Eliminating the Certificate of
Designation with respect to the Company's 2012 ESOP
Cumulative Convertible Preferred Stock. Filed herewith
3.2 Certificate Eliminating the Certificate of
Designation with respect to the Company's 2013 ESOP
Cumulative Convertible Preferred Stock, 2014 ESOP
Cumulative Convertible Preferred Stock, 2015 ESOP
Cumulative Convertible Preferred Stock, 2016 ESOP
Cumulative Convertible Preferred Stock, 2017 ESOP
Cumulative Convertible Preferred Stock and 2018 ESOP
Cumulative Convertible Preferred Stock. Filed herewith
104 The cover page from this Current Report on Form 8-K,
formatted in Inline XBRL. Filed herewith
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