Form604
Form 604
only
To: Company Name/Scheme:
ACN/ARSN
1. Details of substantial holder
Name
There was a change in the interests of the substantial holder on
The previous notice was given to the company on
The previous notice was dated
The holder became aware on
2. Previous and present voting power
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
Western Areas Ltd
091 049 357
Mitsubishi UFJ Financial Group, Inc.
02/03/2022
02/03/2022
02/03/2022
04/03/2022
For personal use
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme are as follows:
Class of securities | Previous notice | |
Fully Paid ordinary shares | 27508342 | 8.55% |
3. Changes in relevant interest
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
Date of | Person whose | Consideration given in | |
relevant interest | Nature of change | ||
change | relation to change | ||
changed | |||
See annexure A to this notice |
4.Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of | Registered holder | Person entitled to be | Nature of relevant |
relevant | |||
of securities | registered as holder | interest | |
interest | |||
Relevant interest in securities that | |||
Mitsubishi UFJ Kokusai Asset | |||
Mitsubishi UFJ Kokusai | Management Co., Ltd. has a relevant | ||
Mitsubishi UFJ Financial | interest in under section 608(3) of the | ||
Asset Management Co., | |||
Group, Inc. | Corporations Act as Mitsubishi UFJ | ||
Ltd. | |||
Financial Group, Inc. has voting power | |||
of 100% in Mitsubishi UFJ Kokusai | |||
Asset Management Co., Ltd.. | |||
Relevant interest in securities that First | |||
Sentier Investors Holdings Pty Limited | |||
has a relevant interest in under section | |||
Mitsubishi UFJ Financial | Unknown | 608(3) of the Corporations Act as | |
Group, Inc. | Mitsubishi UFJ Financial Group, Inc. | ||
has voting power of 100% in First | |||
Sentier Investors Holdings Pty Limited. | |||
Relevant interest in securities that First | |||
Sentier Investors Holdings Pty Limited | |||
has a relevant interest in under section | |||
Mitsubishi UFJ Financial | Citibank N A Hong Kong | 608(3) of the Corporations Act as | |
Group, Inc. | Mitsubishi UFJ Financial Group, Inc. | ||
has voting power of 100% in First | |||
Sentier Investors Holdings Pty Limited. | |||
Relevant interest in securities that First | |||
Sentier Investors Holdings Pty Limited | |||
Citicorp Nominees Pty | has a relevant interest in under section | ||
Mitsubishi UFJ Financial | 608(3) of the Corporations Act as | ||
Group, Inc. | Limited (Australia) | Mitsubishi UFJ Financial Group, Inc. | |
has voting power of 100% in First | |||
Sentier Investors Holdings Pty Limited. | |||
Relevant interest in securities that First | |||
Sentier Investors Holdings Pty Limited | |||
National Custodian | has a relevant interest in under section | ||
Mitsubishi UFJ Financial | 608(3) of the Corporations Act as | ||
Group, Inc. | Services | Mitsubishi UFJ Financial Group, Inc. | |
has voting power of 100% in First | |||
Sentier Investors Holdings Pty Limited. | |||
Relevant interest in securities that | |||
Morgan Stanley has a relevant interest | |||
Mitsubishi UFJ Financial | HSBC Custody Nominees | in under section 608(3) of the | |
Corporations Act as Mitsubishi UFJ | |||
Group, Inc. | (Australia) Limited | Financial Group, Inc. has voting power | |
of over 20% in Morgan Stanley. |
Present notice
23927144
Class and number of securities affected
Class and number of securities
170,441 Fully paid ordinary shares
70,133 Fully paid ordinary shares
944,063 Fully paid ordinary shares
741,901 Fully paid ordinary shares
326,435 Fully paid ordinary shares
12,370,674 Fully paid ordinary shares
Person's votes affected
Person's votes
7.44%
170,441
70,133
944,063
741,901
326,435
12,370,674
Relevant interest in securities that | ||||
Morgan Stanley has a relevant interest | ||||
Mitsubishi UFJ Financial | HSBC Custody Nominees | in under section 608(3) of the | Fully paid | |
Corporations Act as Mitsubishi UFJ | 7,671,747 | |||
(Australia) Limited | ||||
Group, Inc. | Financial Group, Inc. has voting power | ordinary shares |
of over 20% in Morgan Stanley.
7,671,747
Page 1
use only
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
5. Changes in association
Morgan Stanley Australia
Securities (Nominee) Pty
Limited
HSBC Custody Nominees (Australia) Limited
HSBC Custody Nominees (Australia) Limited
Morgan Stanley Wealth Management Australia Pty discretionary client account
Unknown
Form604
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.
Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.
410,044 Fully paid ordinary shares
1,449 Fully paid ordinary shares
3,125 Fully paid ordinary shares
303,450 Fully paid ordinary shares
913,682 Fully paid ordinary shares
410,044
1,449
3,125
303,450
913,682
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
For personal
Name and ACN/ARSN (if applicable)
6. Addresses
The addresses of persons named in this form are as follows:
Name
Mitsubishi UFJ Financial Group, Inc.
Signature
Authorised signatory
Nature of association
Address
2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan
Dated 7 March 2022
Page 2
AnnexureA
Annexure A
This is annexure A of 2 pages referred to in Form 604, Notice of change of interest of substantial holder dated 7 March 2022
For personal use only
Date of change
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
28/02/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
Authorised signatory
Person whose relevant interest
changed
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley & Co. International plc
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Dated 7 March 2022
Nature of change
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley
Collateral Received by an entity controlled by Morgan Stanley - see Annexure B Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley
Consideration given in | Class and number of | Person's |
votes | ||
relation to change | securities affected | |
affected | ||
13,875.70 | 4,142 Ordinary Shares | 4,142 |
2,590.06 | 772 Ordinary Shares | 772 |
8,703.30 | 2,598 Ordinary Shares | 2,598 |
171,861.70 | 51,302 Ordinary Shares | 51,302 |
1,348,428.60 | 402,516 Ordinary Shares | 402,516 |
55,318.55 | 16,513 Ordinary Shares | 16,513 |
22,820.20 | 6,812 Ordinary Shares | 6,812 |
4,703.07 | 1,406 Ordinary Shares | 1,406 |
20.1 | 6 Ordinary Shares | 6 |
8,911.08 | 2,664 Ordinary Shares | 2,664 |
726.95 | 217 Ordinary Shares | 217 |
18,119.50 | 5,425 Ordinary Shares | 5,425 |
1,675,000.00 | 500,000 Ordinary Shares | 500,000 |
1,897.12 | 568 Ordinary Shares | 568 |
10,971.60 | 3,280 Ordinary Shares | 3,280 |
2,596.25 | 775 Ordinary Shares | 775 |
147,210.50 | 44,075 Ordinary Shares | 44,075 |
7,854.06 | 2,348 Ordinary Shares | 2,348 |
830,359.15 | 247,499 Ordinary Shares | 247,499 |
22,591.76 | 6,764 Ordinary Shares | 6,764 |
2,458.24 | 736 Ordinary Shares | 736 |
9,081.68 | 2,715 Ordinary Shares | 2,715 |
N/A | 1,000,000 Ordinary Shares | 1,000,000 |
88,059.10 | 26,365 Ordinary Shares | 26,365 |
238,052.64 | 70,849 Ordinary Shares | 70,849 |
6,475.15 | 1,930 Ordinary Shares | 1,930 |
137.76 | 41 Ordinary Shares | 41 |
136,867.23 | 40,795 Ordinary Shares | 40,795 |
2,067.21 | 618 Ordinary Shares | 618 |
Page 3
For personal use only
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
1/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
2/03/2022
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley & Co. International plc
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
Morgan Stanley Australia Securities
Limited
AnnexureA
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Purchase of securities by an entity controlled by Morgan Stanley
Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Purchase of securities by an entity controlled by Morgan
Stanley
Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley Sale of securities by an entity controlled by Morgan Stanley
40,447.88 | 12,056 Ordinary Shares | 12,056 |
43,357.44 | 12,904 Ordinary Shares | 12,904 |
38,949.18 | 11,644 Ordinary Shares | 11,644 |
701.2 | 209 Ordinary Shares | 209 |
61,566.30 | 18,378 Ordinary Shares | 18,378 |
14,658.00 | 4,369 Ordinary Shares | 4,369 |
241.92 | 72 Ordinary Shares | 72 |
31,221.12 | 9,292 Ordinary Shares | 9,292 |
2,583.84 | 769 Ordinary Shares | 769 |
852.17 | 254 Ordinary Shares | 254 |
410.82 | 123 Ordinary Shares | 123 |
320,697.74 | 95,588 Ordinary Shares | 95,588 |
993.08 | 296 Ordinary Shares | 296 |
53,592.00 | 15,950 Ordinary Shares | 15,950 |
7,123.20 | 2,120 Ordinary Shares | 2,120 |
235.2 | 70 Ordinary Shares | 70 |
N/A | 3,996,782 Ordinary Shares | 3,996,782 |
56.87 | 17 Ordinary Shares | 17 |
340,000.00 | 100,000 Ordinary Shares | 100,000 |
4,542.51 | 1,358 Ordinary Shares | 1,358 |
599,010.15 | 178,809 Ordinary Shares | 178,809 |
26.88 | 8 Ordinary Shares | 8 |
20.07 | 6 Ordinary Shares | 6 |
288.96 | 86 Ordinary Shares | 86 |
606.35 | 181 Ordinary Shares | 181 |
155.48 | 46 Ordinary Shares | 46 |
14,986.39 | 4,447 Ordinary Shares | 4,447 |
2,059.07 | 611 Ordinary Shares | 611 |
87.62 | 26 Ordinary Shares | 26 |
1,688.37 | 501 Ordinary Shares | 501 |
173,546.56 | 51,700 Ordinary Shares | 51,700 |
49,810.00 | 14,650 Ordinary Shares | 14,650 |
20.4 | 6 Ordinary Shares | 6 |
365.04 | 108 Ordinary Shares | 108 |
7,939.50 | 2,370 Ordinary Shares | 2,370 |
6.8 | 2 Ordinary Shares | 2 |
83.63 | 25 Ordinary Shares | 25 |
Page 4
AnnexureA | ||||
Collateral Returned by an | ||||
2/03/2022 | Morgan Stanley & Co. International plc entity controlled by Morgan | N/A | 119,970 Ordinary Shares | 119,970 |
Stanley - see Annexure B |
For personal use only
Page 5
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Western Areas Ltd. published this content on 07 March 2022 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 07 March 2022 06:58:09 UTC.