For the month ended (dd/mm/yyyy) : | 31/10/2016 |
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer | Wheelock and Company Limited |
Date Submitted | 3rd November, 2016 |
Movements in Authorised Share Capital
Ordinary Shares
(1) Stock code :
00020
Description :
N/A
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
(2) Stock code :
N/A
Description :
No. of ordinary shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Preference Shares
Stock code :
N/A
Description :
No. of preference shares
Par value (State currency)
Authorised share capital
(State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
Other Classes of Shares
Movements in Issued Share Capital
Balance at close of preceding month
No. of ordinary shares
No of preference shares
No. of other classes of shares
(1)
(2)
2,034,349,287
N/A
N/A
N/A
Increase/ (decrease) during the month
350,000
N/A
N/A
N/A
Balance at close of the month
2,034,699,287
N/A
N/A
N/A
Details of Movements in Issued Share Capital
Stock code : | N/A | Description : | ||||
No. of other classes of shares | Par value (State currency) | Authorised share capital (State currency) | ||||
Balance at close of preceding month | ||||||
Increase/(decrease) | ||||||
Balance at close of the month |
Total authorised share capital at the end of the month (State currency) : | N/A |
Share Options (under Share Option Schemes of the Issuer)
Particulars of share option scheme including EGM approval date (dd/mm/yyyy) and class of shares issuable | Movement during the month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||||
Granted | Exercised Cancelled | Lapsed | |||||
1. Share | 8,650,000 | ||||||
Option Scheme | |||||||
adopted on | |||||||
09/06/2011 | |||||||
(Exercise price: HK$39.98 per share) | |||||||
Ordinary shares | Nil | 350,000 | Nil | Nil | 350,000 | ||
(Note 1) | 1,000,000 | ||||||
2. Share | |||||||
Option Scheme | |||||||
adopted on | |||||||
09/06/2011 | |||||||
(Exercise price: HK$36.60 per share) | |||||||
Ordinary shares | Nil | Nil | Nil | Nil | Nil | ||
(Note 1) | |||||||
3. N/A | |||||||
( / / ) | |||||||
shares | |||||||
(Note 1) | |||||||
Total A. (Ordinary shares) | 350,000 | ||||||
(Preference shares) | N/A | ||||||
(Other class) | N/A | ||||||
Total funds raised during the month from exercise of options (State currency) | HK$13,993,000.00 |
Warrants to Issue Shares of the Issuer which are to be Listed
Description of warrants (Date of expiry - dd/mm/yyyy) | of nominal prec Nominal value Currency at close of Exercised Nominal value eding during the at close of the value month month month | No. of new shares of issuer issued during the month pursuant thereto | No. of new shares of issuer which may be issued pursuant thereto as at close of the month | ||
1. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
2. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
3. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
4. N/A | |||||
( / / ) | |||||
Stock code (if listed) | |||||
Class of shares issuable (Note 1) | |||||
Subscription price | |||||
EGM approval date (if applicable) (dd/mm/yyyy) | ( / / ) | ||||
Total B. (Ordinary shares) | N/A | ||||
(Preference shares) | N/A | ||||
(Other class) | N/A |
Wheelock and Company Limited published this content on 03 November 2016 and is solely responsible for the information contained herein.
Distributed by Public, unedited and unaltered, on 03 November 2016 08:44:06 UTC.
Original documenthttp://www.wheelockcompany.com/wc/e00020_monthly return_Oct.pdf
Public permalinkhttp://www.publicnow.com/view/735A2C224227524B9E3157FEF578BE845D22BBF4