<$1/25' /$1' *5283 /,0,7('

,QFRUSRUDWHG ZLWK OLPLWHG OLDELOLW LQ WKH 5HSXEOLF RI 6LQJDSRUH

5HJLVWUDWLRQ 1XPEHU .

,668( 2) 86

3(5 &(17 6(1,25 127(6 '8(<$1/25' /$1' +. &2 /,0,7('

%<

&RPSDQ´ UHIHUV WR WKH DQQRXQFHPHQW GDWHG $SULO WKH ³3UHYLRXV $QQRXQFHPHQW´ PDGH E WKH &RPSDQ LQ ZKLFK LWV ZKROO RZQHG VXEVLGLDU +. &R /LPLWHG WKH ³,VVXHU´ PDQGDWHG '%6 %DQN /WG 7KH +RQJNRQJ DQG 6KDQJKDL %DQNLQJ &RUSRUDWLRQ /LPLWHG DQG 6WDQGDUG &KDUWHUHG %DQN DV MRLQW JOREDO FRRUGLQDWRUV MRLQW ERRNUXQQHUV DQG MRLQW OHDG PDQDJHUV WR DUUDQJH D VHULHV RI IL[HG LQFRPH LQYHVWRU PHHWLQJV LQ 6LQJDSRUH DQG +RQJ .RQJ FRPPHQFLQJ RQ $SULO

8QOHVV RWKHUZLVH GHILQHG DOO FDSLWDOLVHG WHUPV DQG UHIHUHQFHV XVHG LQ WKLV DQQRXQFHPHQW VKDOO KDYH WKH PHDQLQJV DVFULEHG WR WKHP LQ WKH 3UHYLRXV $QQRXQFHPHQW

7KH &RPSDQ ZLVKHV WR DQQRXQFH WKH ODXQFK DQG RIIHU RI 8QLWHG 6WDWHV GROODU GHQRPLQDWHG VHQLRU QRWHV WKH ³1RWHV´ E WKH ,VVXHU ZKLFK KDYH SULFHG RQ $SULO 1HZ WHUPV RI WKH 1RWHV DUH DV IROORZV

,VVXHU

*XDUDQWRUV

7KH 1RWHV ZLOO EH XQFRQGLWLRQDOO DQG LUUHYRFDEO JXDUDQWHHG E L WKH &RPSDQ WKURXJK D SDUHQW JXDUDQWHH DQG LL FHUWDLQ H[LVWLQJ VXEVLGLDULHV RI WKH &RPSDQ WKURXJK VXEVLGLDU JXDUDQWHHV

1RWHV 2IIHUHG

86

DJJUHJDWH SULQFLSDO DPRXQW RI 1RWHV

,VVXH 3ULFH

SHU FHQW RI WKH SULQFLSDO DPRXQW RI WKH 1RWHV

,QWHUHVW

7KH 1RWHV ZLOO EHDU LQWHUHVW DW WKH UDWH RI SDDEOH VHPL DQQXDOO LQ DUUHDUV

SHU FHQW SHU DQQXP

0DWXULW 'DWH

$SULO

5DQNLQJ RI WKH 1RWHV

7KH 1RWHV ZLOO

LEH JHQHUDO REOLJDWLRQV RI WKH ,VVXHU

  • LL UDQN VHQLRU LQ ULJKW RI SDPHQW WR DQ H[LVWLQJ DQG IXWXUH REOLJDWLRQV RI WKH ,VVXHU H[SUHVVO VXERUGLQDWHG LQ ULJKW RI SDPHQW WR WKH 1RWHV

  • LLL UDQN DW OHDVW SDUL SDVVX LQ ULJKW RI SDPHQW DJDLQVW WKH ,VVXHU DQG WKH &RPSDQ ZLWK UHVSHFW WR DOO XQVHFXUHG XQVXERUGLQDWHG LQGHEWHGQHVV RI WKH ,VVXHU DQG WKH &RPSDQ VXEMHFW WR DQ SULRULW ULJKWV RI VXFK XQVXERUGLQDWHG LQGHEWHGQHVV SXUVXDQW WR DSSOLFDEOH ODZ

LYEH JXDUDQWHHG E WKH &RPSDQ WKH VXEVLGLDU JXDUDQWRUV DQG WKH -9 VXEVLGLDU JXDUDQWRUV LI DQ RQ D VHQLRU EDVLV VXEMHFW WR FHUWDLQ OLPLWDWLRQV VHW RXW LQ WKH RIIHULQJ PHPRUDQGXP

Y

EH HIIHFWLYHO VXERUGLQDWHG WR WKH RWKHU VHFXUHG REOLJDWLRQV RI WKH ,VVXHU WKH &RPSDQ WKH VXEVLGLDU JXDUDQWRUV DQG WKH -9 VXEVLGLDU JXDUDQWRUV LI DQ WR WKH H[WHQW RI WKH YDOXH RI WKH DVVHWV VHUYLQJ DV VHFXULW WKHUHIRU DQG

YL

EH HIIHFWLYHO VXERUGLQDWHG WR DOO H[LVWLQJ DQG IXWXUH REOLJDWLRQV RI WKH &RPSDQ¶V QRQ JXDUDQWRU VXEVLGLDULHV

7KH 1RWHV ZLOO DOVRLEH HQWLWOHG WR D ILUVW SULRULW OLHQ RQ WKH FROODWHUDO VXEMHFW WR DQ SHUPLWWHG OLHQV DQG WKH LQWHUFUHGLWRU GHHG VKDUHG RQD SDUL SDVVX EDVLV ZLWK

  • D WKH KROGHUV RI WKH 86 PLOOLRQ SHU FHQW 6HQLRU 1RWHV GXH LVVXHG E WKH ,VVXHU SXUVXDQW WR DQ LQGHQWXUH GDWHG -DQXDU

  •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

  • F WKH OHQGHU XQGHU WKH +. PLOOLRQ HTXLYDOHQW PXOWL FXUUHQF UHYROYLQJ DQG WHUP ORDQ IDFLOLW GDWHG $SULO ZLWK DPRQJ RWKHUV :LQJ /XQJ %DQN /LPLWHG WKH ,VVXHU DQG WKH JXDUDQWRUV SURYLGHG WKHUHLQ DV VXSSOHPHQWHG E D VXSSOHPHQWDO DJUHHPHQW GDWHG )HEUXDU

    ZLWK WKH VDPH SDUWLHV DQG DV DPHQGHG UHVWDWHG PRGLILHG UHQHZHG UHIXQGHG UHSODFHG RU UHILQDQFHG LQ ZKROH RU LQ SDUW IURP WLPH WR WLPH

  • G WKH OHQGHU XQGHU WKH 50% PLOOLRQ WHUP ORDQ IDFLOLW GDWHG 0D ZLWK DPRQJ RWKHUV &KLQD 0HUFKDQWV %DQN &R /WG 6LQJDSRUH %UDQFK DV PDQGDWHG OHDG DUUDQJHU &KLQD 0HUFKDQWV %DQN &R /WG 6KDQJKDL %UDQFK DV DJHQW DQG WKH ,VVXHU DV DPHQGHG UHVWDWHG PRGLILHG UHQHZHG UHIXQGHG UHSODFHG RU UHILQDQFHG LQ ZKROH RU LQ SDUW IURP WLPH WR WLPH DQG

  • H DQ RWKHU FUHGLWRUV ZLWK UHVSHFW WR SHUPLWWHG SDUL SDVVX VHFXUHG LQGHEWHGQHVV

LLUDQN HIIHFWLYHO VHQLRU LQ ULJKW RI SDPHQW WR XQVHFXUHG REOLJDWLRQV RI WKH &RPSDQ ZLWK UHVSHFW WR WKH YDOXH RI WKH FROODWHUDO SOHGJHG E WKH &RPSDQ VHFXULQJ WKH 1RWHV VXEMHFW WR DQ SULRULW ULJKWV RI VXFK XQVHFXUHG REOLJDWLRQV SXUVXDQW WR DSSOLFDEOH ODZ DQG

LLL

UDQN HIIHFWLYHO VHQLRU LQ ULJKW RI SDPHQW WR XQVHFXUHG REOLJDWLRQV RI WKH VXEVLGLDU JXDUDQWRU SOHGJRUV WR WKH H[WHQW RI WKH FROODWHUDO FKDUJHG E HDFK VXEVLGLDU JXDUDQWRU SOHGJRU VHFXULQJ WKH 1RWHV VXEMHFW WR DQ SULRULW ULJKWV RI VXFK XQVHFXUHG REOLJDWLRQV SXUVXDQW WR DSSOLFDEOH ODZ

2SWLRQDO 5HGHPSWLRQ

5HSXUFKDVH RI 1RWHV 8SRQ D &KDQJH RI &RQWURO 7ULJJHULQJ (YHQW

2Q RU DIWHU $SULO WKH ,VVXHU PD UHGHHP DOO RU DQ RI WKH 1RWHV DW WKH UHGHPSWLRQ SULFHV VSHFLILHG LQ WKH RIIHULQJ PHPRUDQGXP SOXV DFFUXHG DQG XQSDLG LQWHUHVW LI DQ RQ WKH 1RWHV UHGHHPHG WR EXW QRW LQFOXGLQJ WKH DSSOLFDEOH GDWH RI UHGHPSWLRQ

$W DQ WLPH SULRU WR $SULO WKH ,VVXHU PD DW LWV RSWLRQ UHGHHP WKH 1RWHV LQ ZKROH EXW QRW LQ SDUW DW D UHGHPSWLRQ SULFH HTXDO WR SHU FHQW RI WKH SULQFLSDO DPRXQW RI WKH 1RWHV SOXV WKH DSSOLFDEOH SUHPLXP DV RI DQG DFFUXHG DQG XQSDLG LQWHUHVW LI DQ WR WKH UHGHPSWLRQ GDWH

$W DQ WLPH SULRU WR $SULO WKH ,VVXHU PD UHGHHP XS WR SHU FHQW RI WKH DJJUHJDWH SULQFLSDO DPRXQW RI WKH 1RWHV ZLWK WKH QHW FDVK SURFHHGV RI RQH RU PRUH VDOHV RI FRPPRQ VWRFN RI WKH &RPSDQ LQ DQ HTXLW RIIHULQJ DW D UHGHPSWLRQ SULFH HTXDO WR

SHU FHQW RI WKH SULQFLSDO DPRXQW RI WKH DSSOLFDEOH 1RWHV SOXV DFFUXHG DQG XQSDLG LQWHUHVW LI DQ ZLWK WKH SURFHHGV IURP VDOHV RI FHUWDLQ NLQGV RI LWV FDSLWDO VWRFN VXEMHFW WR FHUWDLQ FRQGLWLRQV

8SRQ WKH RFFXUUHQFH RI D &KDQJH RI &RQWURO 7ULJJHULQJ (YHQW WKH ,VVXHU RU WKH &RPSDQ ZLOO PDNH DQ RIIHU WR UHSXUFKDVH DOO RXWVWDQGLQJ 1RWHV DW D SXUFKDVH SULFH HTXDO WR SHU FHQW RI WKHLU SULQFLSDO DPRXQW SOXV DFFUXHG DQG XQSDLG LQWHUHVW LI DQ WR WKH UHSXUFKDVH GDWH

5HGHPSWLRQ IRU 7D[DWLRQ

6XEMHFW WR FHUWDLQ H[FHSWLRQV WKH ,VVXHU PD UHGHHP WKH 1RWHV

5HDVRQ

DV D ZKROH EXW QRW LQ SDUW DW D UHGHPSWLRQ SULFH HTXDO WR SHU

FHQW RI WKH SULQFLSDO DPRXQW WKHUHRI WRJHWKHU ZLWK DFFUXHG DQG

XQSDLG LQWHUHVW LI DQ WR WKH GDWH IL[HG E WKH ,VVXHU IRU

UHGHPSWLRQ LI WKH ,VVXHU WKH &RPSDQ RU D VXEVLGLDU JXDUDQWRU

ZRXOG EHFRPH REOLJDWHG WR SD FHUWDLQ DGGLWLRQDO DPRXQWV DV D

UHVXOW RI FHUWDLQ FKDQJHV LQ VSHFLILHG WD[ ODZV

5DWLQJV

7KH 1RWHV DUH H[SHFWHG WR EH UDWHG ³%% ´ E 6WDQGDUG 3RRU¶V

5DWLQJV 6HUYLFHV DQG ³%D ´ E 0RRG¶V ,QYHVWRUV 6HUYLFH ,QF

*RYHUQLQJ /DZ

/DZV RI WKH 6WDWH RI 1HZ <>

7KH LVVXH GDWH RI WKH 1RWHV LV FXUUHQWO H[SHFWHG WR EH RQ RU DERXW $SULO

7KH HVWLPDWHG QHW SURFHHGV IURP WKH RIIHULQJ RI WKH 1RWHV DUH DSSUR[LPDWHO 86 PLOOLRQ DIWHU GHGXFWLQJ XQGHUZULWLQJ GLVFRXQWV DQG FRPPLVVLRQV DQG HVWLPDWHG RIIHULQJ H[SHQVHV SDDEOH E WKH &RPSDQ DQG LWV VXEVLGLDULHV 7KH &RPSDQ DQG LWV VXEVLGLDULHV LQWHQG WR XVH WKH QHW SURFHHGV IURP WKH RIIHULQJ IRU SURMHFW GHYHORSPHQW DQG DFTXLVLWLRQ DQG JHQHUDO FRUSRUDWH SXUSRVHV

7KH 1RWHV DUH RIIHUHG E WKH ,VVXHU SXUVXDQW WR H[HPSWLRQV LQYRNHG XQGHU 6HFWLRQV DQG RU RI WKH 6HFXULWLHV DQG )XWXUHV $FW &KDSWHU RI 6LQJDSRUH DQG ZLOO RQO EH RIIHUHG DQG VROG RXWVLGH WKH 8QLWHG 6WDWHV LQ RIIVKRUH WUDQVDFWLRQV LQ UHOLDQFH RQ 5HJXODWLRQ 6 XQGHU WKH 8 6 6HFXULWLHV $FW RI

DV DPHQGHG

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¶V DVVRFLDWHG FRPSDQLHV RU WKH 1RWHV

6XEPLWWHG E

=KRQJ 6KHQJ -LDQ

&KDLUPDQ DQG &KLHI ([HFXWLYH 2IILFHU

$SULO

7KLV DQQRXQFHPHQW LV IRU LQIRUPDWLRQ RQO DQG QRWKLQJ LQ WKLV DQQRXQFHPHQW FRQVWLWXWHV DQ RIIHU RI VHFXULWLHV IRU VDOH RU D VROLFLWDWLRQ RI DQ RIIHU WR SXUFKDVH VHFXULWLHV LQ WKH 8QLWHG 6WDWHV RU DQ RWKHU MXULVGLFWLRQ ZKHUH VXFK RIIHU VROLFLWDWLRQ RU VDOH ZRXOG EH XQODZIXO SULRU WR UHJLVWUDWLRQ RU TXDOLILFDWLRQ XQGHU WKH VHFXULWLHV ODZV RI DQ VXFK MXULVGLFWLRQ 7KH 1RWHV DQG WKH JXDUDQWHHV KDYH QRW EHHQ DQG ZLOO QRW EH UHJLVWHUHG XQGHU WKH 8 6 6HFXULWLHV $FW RI DV DPHQGHG WKH ³6HFXULWLHV $FW´ DQG PD QRW EH RIIHUHG VROG RU GHOLYHUHG ZLWKLQ WKH 8QLWHG 6WDWHV H[FHSW SXUVXDQW WR DQ H[HPSWLRQ IURP RU LQ D WUDQVDFWLRQ QRW VXEMHFW WR WKH UHJLVWUDWLRQ UHTXLUHPHQWV RI WKH 6HFXULWLHV $FW $FFRUGLQJO WKH 1RWHV DQG WKH JXDUDQWHHV ZLOO RQO EH RIIHUHG DQG VROG RXWVLGH WKH 8QLWHG 6WDWHV LQ RIIVKRUH WUDQVDFWLRQV LQ UHOLDQFH RQ 5HJXODWLRQ 6 XQGHU WKH 6HFXULWLHV $FW $ UDWLQJ LV QRW D UHFRPPHQGDWLRQ WR EX VHOO RU KROG WKH VHFXULWLHV DQG PD EH VXEMHFW WR UHYLVLRQ VXVSHQVLRQ RU ZLWKGUDZDO DW DQ WLPH E WKH UHOHYDQW UDWLQJ DJHQFLHV

Attachments

  • Original document
  • Permalink

Disclaimer

Yanlord Land Group Limited published this content on 16 April 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 16 April 2018 15:51:07 UTC