ZALANDO SE
DGAP Voting Rights Announcement: Zalando SE
Zalando SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-06-08 / 13:23
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Zalando SE
Street: Valeska-Gert-Straße 5
Postal code: 10243
City: Berlin
Germany
Legal Entity Identifier (LEI): 529900YRFFGH5AXU4S86
2. Reason for notification
X Acquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
voluntary group notification with triggered threshold on subsidiary level
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
5. Date on which threshold was crossed or reached:
01 Jun 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 3.06 % 2.32 % 5.38 % 260956816
Previous 4.08 % 1.97 % 6.05 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000ZAL1111 0 7984017 0.00 % 3.06 %
Total 7984017 3.06 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Call Option From 18.06.2021 to at any time 104300 0.04 %
18.03.2022
Right of recall over securities at any time at any time 2952219 1.13 %
lending agreements
Total 3056519 1.17 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Retail Structured From 15.04.2069 to at any time Cash 273 0 %
Product 23.02.2071
Retail Structured From 25.06.2021 to at any time Cash 166 0 %
Product - Note 13.10.2023
Equity Swap From 28.06.2021 to at any time Cash 2513065 0.96 %
22.05.2023
Compound Option From 25.06.2021 to at any time Cash 6896 0 %
06.05.2024
Put Option From 17.09.2021 to at any time Physical 61000 0.02 %
17.12.2021
Convertible Bond From 06.08.2025 to at any time Physical 423621 0.16 %
06.08.2027
Total 3005021 1.15 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. % % %
International plc
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley Investment % % %
Management Limited
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Investment % % %
Management Inc.
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley B.V. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
(MORE TO FOLLOW) Dow Jones Newswires
June 08, 2021 07:24 ET (11:24 GMT)
