ZALANDO SE
DGAP Voting Rights Announcement: Zalando SE
Zalando SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the
objective of Europe-wide distribution
2021-07-07 / 14:26
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings
1. Details of issuer
Name: Zalando SE
Street: Valeska-Gert-Straße 5
Postal code: 10243
City: Berlin
Germany
Legal Entity Identifier (LEI): 529900YRFFGH5AXU4S86
2. Reason for notification
X Acquisition/disposal of shares with voting rights
X Acquisition/disposal of instruments
Change of breakdown of voting rights
X Other reason:
exercise of instruments
3. Details of person subject to the notification obligation
Legal entity: Morgan Stanley
City of registered office, country: Wilmington, Delaware, United States of America (USA)
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.
Morgan Stanley & Co. International plc
5. Date on which threshold was crossed or reached:
30 Jun 2021
6. Total positions
% of voting rights % of voting rights through Total of
attached to shares instruments both in % Total number of voting rights
(total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG
7.b.)
New 3.71 % 1.01 % 4.71 % 261531764
Previous 3.19 % 2.41 % 5.61 % /
notification
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
Direct Indirect Direct Indirect
(Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG)
DE000ZAL1111 0 9690504 0.00 % 3.71 %
Total 9690504 3.71 %
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights
date period absolute in %
Call Option From 17.09.2021 to at any time 2200 0 %
18.03.2022
Right of recall over securities at any time at any time 1910784 0.73 %
lending agreements
Total 1912984 0.73 %
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights
maturity date conversion period settlement absolute in %
Retail Structured From 15.04.2069 to at any time Cash 714 0 %
Product 09.06.2071
Equity Swap From 11.02.2022 to at any time Cash 233019 0.09 %
12.06.2023
Retail Structured 13.10.2023 at any time Cash 41 0 %
Product - Note
Compound Option From 28.12.2022 to at any time Cash 2637 0 %
13.10.2023
Put Option From 17.09.2021 to at any time Physical 61000 0.02 %
17.12.2021
Convertible Bond From 06.08.2025 to at any time Physical 423621 0.16 %
06.08.2027
Total 721032 0.28 %
8. Information in relation to the person subject to the notification obligation
Person subject to the notification obligation is not controlled nor does it control any other
undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal
entity:
Name % of voting rights (if at % of voting rights through instruments Total of both (if at
least 3% or more) (if at least 5% or more) least 5% or more)
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley & Co. 3.47 % % %
International plc
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley % % %
International Limited
Morgan Stanley Investments % % %
(UK)
Morgan Stanley Investment % % %
Management Limited
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley & Co. LLC % % %
Prime Dealer Services Corp. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
Morgan Stanley Investment % % %
Management Inc.
- % % %
Morgan Stanley % % %
Morgan Stanley % % %
International Holdings Inc.
Morgan Stanley B.V. % % %
- % % %
Morgan Stanley % % %
Morgan Stanley Capital % % %
Management, LLC
Morgan Stanley Domestic % % %
Holdings, Inc.
E*TRADE Financial Holdings, % % % (MORE TO FOLLOW) Dow Jones Newswires
July 07, 2021 08:27 ET (12:27 GMT)
