DGAP Voting Rights Announcement: Zalando SE Zalando SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution 2021-10-01 / 10:34 Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
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Notification of Major Holdings 1. Details of issuer
Name: Zalando SE Street: Valeska-Gert-Straße 5 Postal code: 10243 City: Berlin Germany Legal Entity Identifier (LEI): 529900YRFFGH5AXU4S86 2. Reason for notification X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Legal entity: Morgan Stanley City of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 23 Sep 2021 6. Total positions % of voting rights % of voting rights through Total of attached to shares instruments both in % Total number of voting rights (total of 7.a.) (total of 7.b.1 + 7.b.2) (7.a. + pursuant to Sec. 41 WpHG 7.b.) New 2.96 % 0.73 % 3.69 % 261903651 Previous 3.10 % 0.80 % 3.90 % / notification 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct Indirect Direct Indirect (Sec. 33 WpHG) (Sec. 34 WpHG) (Sec. 33 WpHG) (Sec. 34 WpHG) DE000ZAL1111 0 7764433 0.00 % 2.96 % Total 7764433 2.96 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity Exercise or conversion Voting rights Voting rights date period absolute in % Call Option From 17.12.2021 to at any time 2400 0 % 18.03.2022 Right of recall over securities at any time at any time 1260453 0.48 % lending agreements Total 1262853 0.48 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or Exercise or Cash or physical Voting rights Voting rights maturity date conversion period settlement absolute in % Retail Structured From 15.04.2069 to at any time Cash 887 0 % Product 06.01.2071 Retail Structured 13.10.2023 at any time Cash 1236 0 % Product - Note Equity Swap From 11.02.2022 to at any time Cash 91552 0.03 % 20.10.2022 Compound Option From 07.07.2022 to at any time Cash 54508 0.02 % 09.08.2024 Convertible Bond From 06.08.2025 to at any time Physical 384998 0.15 % 06.08.2027 Put Option From 17.12.2021 to at any time Physical 110000 0.04 % 17.06.2022 Total 643181 0.25 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at % of voting rights through instruments Total of both (if at least 3% or more) (if at least 5% or more) least 5% or more) Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley Capital % % % Services LLC - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % - % % % Morgan Stanley % % % Morgan Stanley International Holdings % % % Inc. Morgan Stanley % % % International Limited Morgan Stanley Investments % % % (UK) Morgan Stanley & Co. % % % International plc - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. Morgan Stanley & Co. LLC % % % Prime Dealer Services % % % Corp. - % % % Morgan Stanley % % % Morgan Stanley International Holdings % % % Inc. Morgan Stanley B.V. % % % - % % % Morgan Stanley % % % Morgan Stanley Capital % % % Management, LLC Morgan Stanley Domestic % % % Holdings, Inc. E*TRADE Financial % % % Holdings, LLC ETCM Holdings, LLC % % % E*TRADE Securities LLC % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: The notification was triggered due to disposal of client securities over which Morgan Stanley & Co. International plc had a right of use. Date 29 Sep 2021
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October 01, 2021 04:34 ET (08:34 GMT)