605 Page 1 of 3
ToCompany Name/Scheme | Zip Co Ltd | |||||
ACN/ARSN/ABN | 139 546 428 | |||||
1. Details of substantial holder (1) | ||||||
Name | JPMorgan Chase & Co. and its affiliates | |||||
onlyACN/ARSN (if applicable) | ||||||
NA | ||||||
The holder ceased to be a substantial holder on | 19/11/2021 |
The previous notice was given to the company on | 16/11/2021 |
The previous notice was dated | 12/11/2021 |
use | 2. Changes in relevant interests | ||||||
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting | |||||||
securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or | |||||||
personal | scheme are as follows: | ||||||
Date of | Person whose | Nature of change (4) | Consideration | Class (6) and | Person's votes | ||
change | relevant interest | given in relation | number of | affected | |||
changed | to change (5) | securities affected | |||||
J.P. MORGAN | Holder of securities | 292,058 | |||||
See Appendix | SECURITIES | subject to an obligation | See Appendix | 292,058 | |||
AUSTRALIA | to return under a | (Ordinary) | (Ordinary) | ||||
LIMITED | securities lending | ||||||
agreement | |||||||
J.P. MORGAN | |||||||
See Appendix | SECURITIES | Purchase and sales of | See Appendix | 441,690 | 441,690 | ||
AUSTRALIA | securities in its capacity | (Ordinary) | (Ordinary) | ||||
LIMITED | as Principal/Proprietary | ||||||
Holder of securities | |||||||
See Appendix | J.P. MORGAN | subject to an obligation | See Appendix | 711,432 | 711,432 | ||
SECURITIES LLC | to return under a | (Ordinary) | (Ordinary) | ||||
securities lending | |||||||
agreement | |||||||
For | J.P. MORGAN | Holder of securities | |||||
See Appendix | SECURITIES PLC | subject to an obligation | See Appendix | 668,500 | 668,500 | ||
to return under a | (Ordinary) | (Ordinary) | |||||
securities lending | |||||||
agreement | |||||||
See Appendix | JPMORGAN CHASE | Securities on Loan as | See Appendix | 19,950 | 19,950 | ||
BANK, N. A | Agent Lender | (Ordinary) | (Ordinary) | ||||
605 Page 2 of 3
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
For personal use only
Name and ACN/ARSN (if applicable) | Nature of association | |
J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co | |
J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co | |
J.P. MORGAN SECURITIES | Subsidiary of JPMorgan Chase & Co | |
AUSTRALIA LIMITED | ||
JPMORGAN CHASE BANK, N. A | Subsidiary of JPMorgan Chase & Co | |
4. Addresses
The addresses of persons named in this form are as follows:
Name | Address |
JPMORGAN CHASE & CO | 383 Madison Avenue, New York, New York, NY, 10179, United States |
J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, England |
J.P. MORGAN SECURITIES | LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, Australia |
AUSTRALIA LIMITED | |
JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States |
Signature
print name | Irfan Khan | capacity | Compliance Officer | |
sign here | ||||
date | 23/11/2021 | |||
605 Page 3 of 3
DIRECTIONS
For personal use only
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
- See the definition of "associate" in section 9 of the Corporations Act 2001.
- Include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
D etails of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was
acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its ssociate ain relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. - The voting shares of a company constitute one class unless divided into separate classes.
- G ive details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
TRADES FOR RELEVANT PERIOD | |
Transaction Date | |
Balance at start of relevant period | |
15-Nov-21 | |
15-Nov-21 | |
only | 15-Nov-21 |
15-Nov-21 | |
15-Nov-21 | |
16-Nov-21 | |
15-Nov-21 | |
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use | 16-Nov-21 |
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personalFor | 17-Nov-21 |
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Balance at end of relevant period |
Appendix | ||||||
Entity | Product Type | Type of Transaction | Quantity | Price (AUD) | Consideration | |
30,380,026 | ||||||
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (120,000) | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (128,458) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (63,500) | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (43,000) | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,507) | 5.98 | $ | 26,951.86 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,694) | 5.91 | $ | 15,921.54 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (673) | 5.98 | $ | 4,024.54 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 2,000 | 6.00 | $ | 12,000.00 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 103,902 | 6.02 | $ | 625,072.67 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (22,398) | 5.98 | $ | 133,940.04 |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (502) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (70,310) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (22,811) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (6,377) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (9,225) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (40,775) | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (11,195) | 5.81 | $ | 65,042.95 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (9,440) | 5.82 | $ | 54,978.30 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 84,627 | 5.83 | $ | 493,154.79 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (16,146) | 5.82 | $ | 93,962.44 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 9,005 | 5.81 | $ | 52,319.05 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 262 | 5.83 | $ | 1,527.46 |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 5,929 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 2,278 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 13,527 | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Borrow Return | (120,600) | - | $ | - |
J.P. MORGAN SECURITIES PLC | Equity | Borrow Return | (335,000) | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (592) | 5.92 | $ | 3,504.64 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (49) | 5.97 | $ | 292.53 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,650) | 6.02 | $ | 15,944.80 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 859 | 5.93 | $ | 5,093.87 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (62) | 5.92 | $ | 367.04 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 115,515 | 5.96 | $ | 688,695.92 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (2,418) | 5.92 | $ | 14,314.56 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 10,797 | 5.92 | $ | 63,918.24 |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (64,683) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (15,878) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (11,933) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (45,272) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (4,476) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 15,878 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 21,103 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 36,981 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 36,981 | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 223,527 | 5.87 | $ | 1,311,213.18 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,980) | 5.85 | $ | 23,268.70 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 1,346 | 5.85 | $ | 7,874.10 |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 16,358 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 4,084 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 323 | - | $ | - |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (4,205) | 5.70 | $ | 23,968.50 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (5,470) | 5.70 | $ | 31,179.00 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (3,587) | 5.70 | $ | 20,445.90 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (57,332) | 5.76 | $ | 330,206.64 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 500 | 5.75 | $ | 2,875.00 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Buy | 38,543 | 5.72 | $ | 220,511.02 |
J.P. MORGAN SECURITIES AUSTRALIA LIMITED | Equity | Sell | (1,795) | 5.70 | $ | 10,231.50 |
J.P. MORGAN SECURITIES LLC | Equity | Borrow return | (711,432) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow | 33,000 | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (10,502) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (942) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (2,106) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (8,700) | - | $ | - |
JPMORGAN CHASE BANK, N.A. | Equity | Borrow Return | (2,000) | - | $ | - |
29,169,676 |
1/1
Appendix: Prescribed information pursuant to securities lending arrangement disclosed under the substantial shareholding notice filed with ASX.
Date: | 23-Nov-2021 | ||
Company's name: | Zip Co Ltd | ||
only | ISIN: | AU000000Z1P6 | |
Parties to | |||
Date of change of | |||
relevant | 19-Nov-2021 | ||
interests: | |||
Schedule | |||
Type of agreement | Global Master Securities Lending Agreement ("GMSLA") | ||
use | agreement | JPMorgan Chase Bank, N.A. (acting as agent) ("lender") and Bnp Paribas Arbitrage Snc(Borrower) | |
Settlement Date | |||
Transfer date | 02-Nov-2021 | ||
10-Nov-2021 | |||
15-Nov-2021 | |||
23-Nov-2021 | |||
Holder of voting | Borrower | ||
rights | |||
personal | |||
Are there any | |||
restriction on | Yes | ||
Does the lender | |||
voting rights | |||
The borrower undertakes to use its best endeavors to arrange for the voting rights to be exercised in | |||
If yes, detail | accordance with the instructions of the lender, provided that the lender uses its best endeavors to notify the | ||
borrower of its instructions in writing no later than 7 business days prior to the date upon which such votes | |||
are exercisable or as otherwise agreed between the parties. This undertaking is set out in clause 6.6 of the | |||
standard form GMSLA. | |||
Scheduled return | None | ||
date (if any) | |||
Does the borrower | |||
have the right to | Yes | ||
return early? | |||
If yes, detail | Borrower has right to return all and any equivalent securities early at any time in accordance with the | ||
lender's instructions. | |||
For | have the right to | Yes | |
recall early? | |||
Lender has right to recall all or any equivalent securities at any time by giving notice on any business day of | |||
not less than the standard settlement time for such equivalent securities on the exchange or in the clearing | |||
If yes, detail | organisation through which the relevant borrowed securities were originally delivered (and where there is a | ||
difference between the settlement time for sales and purchases on the relevant exchange or clearing | |||
organisation, the standard settlement time shall be the shorter of the two times). The borrower must return | |||
the securities not later than the expiry of such notice in accordance with the lender's instructions. | |||
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Zip Co. Ltd. published this content on 23 November 2021 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 23 November 2021 21:29:13 UTC.