Roger Capen Shaffer
Director/Board Member at SIGNATURE BANK OF GEORGIA
Profile
Mr. Roger C.
Shaffer is a Managing Director & Partner at HighTower Advisors LLC and a Member at Investment Management Consultants Association.
He is on the Board of Directors at Signature Bank of Georgia.
He has over 25 years of experience in the financial services industry.
Mr. Shaffer was employed as a Financial Advisor by Merrill Lynch & Co., Inc. and a Senior Vice President by SunTrust Investment Services, Inc. He also served on the board at Signature Bancshares, Inc. (Georgia).
Mr. Shaffer received his Bachelor of Arts from the University of North Carolina.
He holds the Certified Investment Management Analyst (CIMA) designation.
He holds a certificate in wealth management and is also a Certified Private Wealth Advisor (CPWA).
Roger Capen Shaffer active positions
| Companies | Position | Start |
|---|---|---|
| SIGNATURE BANK OF GEORGIA | Director/Board Member | 2015-12-31 |
HighTower Advisors LLC
 HighTower Advisors LLC Investment ManagersFinance HighTower Advisors LLC (HTA) is a SEC-registered investment advisor headquartered in Chicago, Illinois and has offices throughout the US. The firm was founded in 2008 by Elliot Weissbluth, Peter (Todd) Lyon, and Eugene Lerner. They are a wholly owned subsidiary of Hightower Holding LLC. HTA provides investment advisory services to institutions (which include ERISA), and ultra-high and high net worth individuals. | Portfolio Manager-Equities | 2013-04-30 |
| Investment Management Consultants Association | Corporate Officer/Principal | - |
Former positions of Roger Capen Shaffer
| Companies | Position | End |
|---|---|---|
Suntrust Investment Services, Inc. (Investment Adviser)
 Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services, Inc. (STIS) is a dual investment advisor and broker-dealer headquartered in Atlanta, Georgia and was founded in 2005. The firm is a subsidiary of SunTrust Bank Holdings, Co. STIS is an introducing broker-dealer clearing its trades through National Financial Services LLC and its affiliate Fidelity Management Trust Co. STIS is a member of FINRA and the SIPC. | Corporate Officer/Principal | 2012-12-30 |
Signature Bancshares, Inc. (Georgia)
 Signature Bancshares, Inc. (Georgia) Regional BanksFinance Signature Bancshares, Inc. (Georgia) operates as a bank holding company which engages in commercial and business banking. The company was founded in January 2005 and is headquartered in Georgia, CA. | Director/Board Member | - |
| Merrill Lynch & Co., Inc. | Corporate Officer/Principal | - |
Training of Roger Capen Shaffer
| The University of North Carolina at Charlotte | Undergraduate Degree |
Experiences
Positions held
Connections
1st degree connections
1st degree companies
Male
Female
Members of the board
Executives
Linked companies
| Listed companies | 1 |
|---|---|
| SIGNATURE BANK OF GEORGIA | Finance |
| Private companies | 5 |
|---|---|
Suntrust Investment Services, Inc. (Investment Adviser)
Suntrust Investment Services, Inc. (Investment Adviser) Investment ManagersFinance SunTrust Investment Services, Inc. (STIS) is a dual investment advisor and broker-dealer headquartered in Atlanta, Georgia and was founded in 2005. The firm is a subsidiary of SunTrust Bank Holdings, Co. STIS is an introducing broker-dealer clearing its trades through National Financial Services LLC and its affiliate Fidelity Management Trust Co. STIS is a member of FINRA and the SIPC. | Finance |
Signature Bancshares, Inc. (Georgia)
Signature Bancshares, Inc. (Georgia) Regional BanksFinance Signature Bancshares, Inc. (Georgia) operates as a bank holding company which engages in commercial and business banking. The company was founded in January 2005 and is headquartered in Georgia, CA. | Finance |
HighTower Advisors LLC
HighTower Advisors LLC Investment ManagersFinance HighTower Advisors LLC (HTA) is a SEC-registered investment advisor headquartered in Chicago, Illinois and has offices throughout the US. The firm was founded in 2008 by Elliot Weissbluth, Peter (Todd) Lyon, and Eugene Lerner. They are a wholly owned subsidiary of Hightower Holding LLC. HTA provides investment advisory services to institutions (which include ERISA), and ultra-high and high net worth individuals. | Finance |
| Merrill Lynch & Co., Inc. | Finance |
| Investment Management Consultants Association |
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