FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
(Print or Type Responses)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of
the Investment Company Act of 1940
OMB APPROVAL
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1. Name and Address of Reporting Person * | 2. Issuer Name and Ticker or Trading Symbol | 5. Relationship of Reporting Person(s) to Issuer | ||||||||||||||||||||||||||||||||||||
NESSER JOHN T III | Thermon Group Holdings, Inc. [THR] | (Check all applicable) | ||||||||||||||||||||||||||||||||||||
__X__ Director | _____ 10% Owner | |||||||||||||||||||||||||||||||||||||
(Last) | (First) | (Middle) | 3. Date of Earliest Transaction (Month/Day/Year) | _____ Officer (give title below) | _____ Other (specify below) | |||||||||||||||||||||||||||||||||
7171 SOUTHWEST PARKWAY, BUILDING | 08/10/2020 | |||||||||||||||||||||||||||||||||||||
300, SUITE 200 | ||||||||||||||||||||||||||||||||||||||
(Street) | 4. If Amendment, Date Original Filed(Month/Day/Year) | 6. Individual or Joint/Group Filing(Check Applicable Line) | ||||||||||||||||||||||||||||||||||||
_X_ Form filed by One Reporting Person | ||||||||||||||||||||||||||||||||||||||
AUSTIN, TX 78735 | ___ Form filed by More than One Reporting Person | |||||||||||||||||||||||||||||||||||||
(City) | (State) | (Zip) | Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||||||||||||||||||||||
1.Title of Security | 2. Transaction | 2A. Deemed | 3. Transaction | 4. Securities Acquired | 5. Amount of Securities | 6. | 7. Nature | |||||||||||||||||||||||||||||||
(Instr. 3) | Date | Execution Date, if | Code | (A) or Disposed of (D) | Beneficially Owned Following | Ownership | of Indirect | |||||||||||||||||||||||||||||||
(Month/Day/Year) | any | (Instr. 8) | (Instr. 3, 4 and 5) | Reported Transaction(s) | Form: | Beneficial | ||||||||||||||||||||||||||||||||
(Month/Day/Year) | (Instr. 3 and 4) | Direct (D) | Ownership | |||||||||||||||||||||||||||||||||||
(A) | or Indirect | (Instr. 4) | ||||||||||||||||||||||||||||||||||||
or | (I) | |||||||||||||||||||||||||||||||||||||
Code | V | Amount | (D) | Price | (Instr. 4) | |||||||||||||||||||||||||||||||||
Common Stock | 08/10/2020 | P | 326 | A | $ | 29,500 | D | |||||||||||||||||||||||||||||||
14.74 | ||||||||||||||||||||||||||||||||||||||
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||||||||||||||||||||||||||||||||||||||
Persons who respond to the collection of information | SEC 1474 (9-02) | |||||||||||||||||||||||||||||||||||||
contained in this form are not required to respond unless | ||||||||||||||||||||||||||||||||||||||
the form displays a currently valid OMB control number. | ||||||||||||||||||||||||||||||||||||||
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||||||||||||||||
(e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||||||||||||||||||||||||||
1. Title of | 2. | 3. Transaction | 3A. Deemed | 4. | 5. | 6. Date Exercisable | 7. Title and | 8. Price of | 9. Number of | 10. | 11. Nature | |||||||||||||||||||||||||||
Derivative | Conversion | Date | Execution Date, if | Transaction | Number | and Expiration Date | Amount of | Derivative | Derivative | Ownership | of Indirect | |||||||||||||||||||||||||||
Security | or Exercise | (Month/Day/Year) | any | Code | of | (Month/Day/Year) | Underlying | Security | Securities | Form of | Beneficial | |||||||||||||||||||||||||||
(Instr. 3) | Price of | (Month/Day/Year) | (Instr. 8) | Derivative | Securities | (Instr. 5) | Beneficially | Derivative | Ownership | |||||||||||||||||||||||||||||
Derivative | Securities | (Instr. 3 and | Owned | Security: | (Instr. 4) | |||||||||||||||||||||||||||||||||
Security | Acquired | 4) | Following | Direct (D) | ||||||||||||||||||||||||||||||||||
(A) or | Reported | or Indirect | ||||||||||||||||||||||||||||||||||||
Disposed | Transaction(s) | (I) | ||||||||||||||||||||||||||||||||||||
of (D) | (Instr. 4) | (Instr. 4) | ||||||||||||||||||||||||||||||||||||
(Instr. 3, | ||||||||||||||||||||||||||||||||||||||
4, and 5) | ||||||||||||||||||||||||||||||||||||||
Amount | ||||||||||||||||||||||||||||||||||||||
Date | Expiration | or | ||||||||||||||||||||||||||||||||||||
Title | Number | |||||||||||||||||||||||||||||||||||||
Exercisable | Date | of | ||||||||||||||||||||||||||||||||||||
Code | V | (A) | (D) | Shares | ||||||||||||||||||||||||||||||||||
Reporting Owners | ||||||||||||||||||||||||||||||||||||||
Relationships | ||||||||||||||||||||||||||||||||||||||
Reporting Owner Name / Address | Director 10% | Officer | Other | |||||||||||||||||||||||||||||||||||
Owner |
NESSER JOHN T III
7171 SOUTHWEST PARKWAY X BUILDING 300, SUITE 200 AUSTIN, TX 78735
Signatures
/s/ Ryan Tarkington, Attorney-in-Fact | 08/10/2020 | |
**Signature of Reporting Person | Date |
Explanation of Responses:
- If the form is filed by more than one reporting person, see Instruction 4(b)(v).
- Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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Disclaimer
Thermon Group Holdings Inc. published this content on 10 August 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 August 2020 16:48:04 UTC