Alison Baur
Corporate Officer/Principal at SABA CAPITAL INCOME & OPPORTUNITIES FUND II
Network origin in Alison Baur first degree
Entity | Entity type | Industry | |
---|---|---|---|
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 29 | |
Investment Adviser Association
Investment Adviser Association Miscellaneous Commercial ServicesCommercial Services Investment Adviser Association operates as non-profit organization that exclusively represents the interests of SEC-registered investment adviser firms. The company was founded by Jane H. Williams in 1937 and is headquartered in Washington, DC.
23
| Non-Profit Organization | Miscellaneous Commercial Services | 23 |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 21 | |
Franklin Alternative Strategies Funds
Franklin Alternative Strategies Funds Franklin Alternative Strategies Funds is an open-end investment fund/unit trust. Its investment objective is to seek capital appreciation with lower volatility relative to the broad equity markets. The company may invest in a wide range of securities and other investments including, but not limited to: equity securities, including common stocks, preferred stocks, convertible securities, rights and warrants, private and registered investment vehicles and exchange-traded funds; debt securities including bonds, notes, debentures, banker's acceptances and commercial paper; loans and loan participations; and mortgage-backed or asset-backed securities, including collateralized debt obligations. It may also invest in securities of U.S. and foreign companies, including those located in emerging markets, of any capitalization size. The company was founded on July 21, 2011 and is headquartered in San Mateo, CA.
20
| Umbrella Fund | 20 | |
Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 19 | |
Franklin Templeton Trust
Franklin Templeton Trust Investment Trusts/Mutual FundsMiscellaneous Franklin Templeton Trust is an open-end investment company, which engages in the investment in U.S. government securities, repurchase agreements, and portfolio maturity and quality. The company was founded on August 2, 2019 and is headquartered in San Mateo, CA.
13
| Private Company | Investment Trusts/Mutual Funds | 13 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Alison Baur via their personal network
Company | Sector | Related people | Main position |
---|---|---|---|
HESS CORPORATION | Integrated Oil | Director/Board Member Director/Board Member Director/Board Member | |
FRANKLIN RESOURCES, INC. | Investment Managers | Director/Board Member Chairman Corporate Officer/Principal Compliance Officer General Counsel General Counsel Corporate Officer/Principal Compliance Officer Comptroller/Controller/Auditor Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal General Counsel Chief Executive Officer Corporate Officer/Principal | |
FRANKLIN UNIVERSAL TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chairman Chairman Director/Board Member Director/Board Member Director of Finance/CFO Compliance Officer Corporate Secretary Corporate Secretary Director/Board Member Chief Administrative Officer Compliance Officer Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Corporate Secretary Director/Board Member Director of Finance/CFO | |
LEGG MASON, INC. | Investment Managers | Director/Board Member Compliance Officer Corporate Officer/Principal | |
TEMPLETON DRAGON FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Chairman Chairman Director/Board Member Director/Board Member Director/Board Member Chief Administrative Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director/Board Member Director/Board Member Chief Administrative Officer Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Director of Finance/CFO Director/Board Member Director/Board Member Director/Board Member Director/Board Member Director/Board Member President Director/Board Member Corporate Secretary Director of Finance/CFO | |
Templeton Funds, Inc. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
SABA CAPITAL INCOME & OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
Franklin Mutual Advisers LLC
Franklin Mutual Advisers LLC Investment ManagersFinance Franklin Mutual Advisers LLC (FMA) is a registered investment advisor headquartered in Short Hills, New Jersey. The firm was founded in 1999 and is a subsidiary of Franklin Resources, Inc., ultimately held by Franklin Resources, Inc. (NYSE: BEN). FMA provides investment advisory and portfolio management services under investment management agreements with one or more US- and non-US-registered open end funds and pooled investment vehicles that are sold outside the US. | Investment Managers | Compliance Officer Chief Executive Officer Portfolio Manager-Equities | |
Templeton Investment Counsel LLC
Templeton Investment Counsel LLC Investment ManagersFinance Templeton Investment Counsel LLC (TIC) is a SEC-registered investment advisor and mutual fund manager headquartered in Fort Lauderdale, Florida. The firm was founded in 2000 and is a wholly-owned subsidiary of Templeton Worldwide, Inc., ultimately held by Franklin Resources, Inc. (NYSE: BEN). TIC provides investment advisory and portfolio management services to US and non-US registered funds, and unregistered funds, as well as separate accounts for institutional and high net-worth clients. | Investment Managers | Corporate Officer/Principal Corporate Secretary | |
CITIGROUP INC. | Major Banks | Comptroller/Controller/Auditor Corporate Officer/Principal Corporate Officer/Principal | |
Franklin Advisory Services LLC
Franklin Advisory Services LLC Investment ManagersFinance Franklin Advisory Services LLC (FAS) is a SEC-registered investment advisor headquartered in San Mateo, California. The firm was founded in 1999 and is a wholly-owned subsidiary of Franklin Advisers, Inc., which is a wholly-owned subsidiary of Franklin Resources, Inc. (NYSE: BEN). FAS provides investment advisory and portfolio management services under investment management agreements to clients in jurisdictions worldwide, which include registered open-end and closed-end funds and unregistered funds, as well as separate accounts. | Investment Managers | Corporate Officer/Principal Compliance Officer President | |
WHITE MOUNTAINS INSURANCE GROUP, LTD. | Multi-Line Insurance | Director/Board Member Director/Board Member Director/Board Member | |
Investment Company Institute
Investment Company Institute Miscellaneous Commercial ServicesCommercial Services The Investment Company Institute is an association of mutual funds, exchange-traded funds, closed-end funds, and unit investment trusts. The non-profit company is based in Washington and has subsidiaries in the United Kingdom. The American company operates to support and represent these types of investment vehicles. The CEO of the company is Paul Schott Stevens. | Miscellaneous Commercial Services | Director/Board Member Director/Board Member Director/Board Member Director/Board Member General Counsel | |
Franklin Templeton Distributors, Inc.
Franklin Templeton Distributors, Inc. Financial ConglomeratesFinance Part of Franklin Resources, Inc., Franklin Templeton Distributors, Inc. provides fund management services. The private company is based in San Mateo, CA. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal Chairman Corporate Officer/Principal Compliance Officer | |
University of Notre Dame | College/University | Undergraduate Degree Masters Business Admin | |
Franklin Templeton Institutional LLC
Franklin Templeton Institutional LLC Investment ManagersFinance Franklin Templeton Institutional LLC (FTI) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2001 and is a wholly-owned subsidiary of Franklin Resources, Inc. (NYSE: BEN). FTI provides investment advisory and portfolio management services under investment management agreements with clients in jurisdictions worldwide, which include registered open-end and closed-end funds and unregistered funds as well as to separate accounts. | Investment Managers | Corporate Officer/Principal Compliance Officer | |
Franklin Templeton Services LLC | Corporate Officer/Principal Corporate Officer/Principal | ||
WESTERN ASSET INVESTMENT GRADE DEFINED OPPORTUNITY TRUST INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
WESTERN ASSET MORTGAGE OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
CLEARBRIDGE MLP AND MIDSTREAM FUND INC | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
LEGG MASON BW GLOBAL INCOME OPPORTUNITIES FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
CLEARBRIDGE ENERGY MIDSTREAM OPPORTUNITY FUND INC | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
WESTERN ASSET MIDDLE MKT INCM FD INC | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
CLEARBRIDGE MLP AND MIDSTREAM TOTAL RETURN FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
Franklin Templeton ETF Trust
Franklin Templeton ETF Trust Investment Trusts/Mutual FundsMiscellaneous Franklin Templeton ETF Trust is an open-end management investment company. The company was founded on October 9, 2015 and is headquartered in San Mateo, CA. | Investment Trusts/Mutual Funds | President Director/Board Member Director/Board Member | |
Franklin Advisers, Inc.
Franklin Advisers, Inc. Investment ManagersFinance Franklin Advisers, Inc. is a mutual fund manager and registered investment advisor headquartered in San Mateo, California. The firm was founded in 1985 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN), a holding company that, together with its various subsidiaries is referred to as Franklin Templeton Investments. Franklin Advisers provides investment advisory and portfolio management services to US and non-US, registered open-end and closed-end funds and unregistered funds, as well as separate accounts. | Investment Managers | Chairman Portfolio Manager-Equities Chief Executive Officer Corporate Officer/Principal Compliance Officer Head-Fixed Income Invts Portfolio Manager-Equities Investment Committee Member | |
Harvard University
Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Undergraduate Degree | |
TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
FRANKLIN LIMITED DURATION INCOME TRUST | Investment Trusts/Mutual Funds | Director/Board Member Chairman Director/Board Member Chairman Director/Board Member Chief Administrative Officer Compliance Officer Corporate Officer/Principal Corporate Officer/Principal Corporate Secretary Director/Board Member Compliance Officer Chief Administrative Officer Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Director/Board Member Director/Board Member Director/Board Member Corporate Officer/Principal Director/Board Member Corporate Secretary Director of Finance/CFO | |
Yale University | College/University | Undergraduate Degree Undergraduate Degree | |
New York University | College/University | Corporate Officer/Principal Graduate Degree | |
University of California, Davis | College/University | Undergraduate Degree Undergraduate Degree | |
Washington & Lee University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Director/Board Member | |
US Securities & Exchange Commission | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
Templeton Worldwide, Inc. | Director/Board Member Director/Board Member President | ||
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
WESTERN ASSET HIGH INCOME FUND II INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
LMP CAPITAL AND INCOME FUND INC. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
Franklin Mutual Series Funds | Investment Trusts/Mutual Funds | Chief Administrative Officer Director/Board Member Director/Board Member | |
Franklin Templeton Cos. LLC | Corporate Officer/Principal Compliance Officer Corporate Officer/Principal Corporate Officer/Principal | ||
Saba Capital Management LP
Saba Capital Management LP Investment ManagersFinance Saba Capital Management LP (Saba) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. Established in 2009 by Boaz Weinstein and Jeremy Benkiewicz, the firm is a spin-out of one of the substantial proprietary groups in the industry, Saba Principal Strategies, founded by Boaz Weinstein at Deutsche Bank in 1998. Saba manages four core strategies: Credit Relative Value, Tail Hedge, SPACs and Closed-End Funds. Their investors are predominately institutions and include corporate pensions, public pensions, foundations, fund of funds, endowments, and family offices. | Investment Managers | Portfolio Manager-Equities Portfolio Manager-Equities | |
BlackRock Fund Advisors
BlackRock Fund Advisors Investment ManagersFinance BlackRock Fund Advisors (BFA) is a registered investment advisor headquartered in San Francisco, California. The firm was founded in 1984 and is a subsidiary of BlackRock Delaware Holdings, Inc., ultimately held by BlackRock, Inc. (NYSE: BLK). BFA manages assets for US registered investment companies, including ETFs. Mandates include cash management, equity, fixed income, multi-asset and index strategies. | Investment Managers | Corporate Officer/Principal Chief Operating Officer | |
Fiduciary Trust International of the South
Fiduciary Trust International of the South Investment ManagersFinance Part of Franklin Resources, Inc., Fiduciary Trust International of the South provides investment management services. The private company is based in Miami, FL. | Investment Managers | Corporate Secretary Compliance Officer Corporate Secretary Corporate Officer/Principal | |
RBC Holdings (USA), Inc. | Director/Board Member Director/Board Member |
Statistics
International
United States | 49 |
United Kingdom | 2 |
Sectoral
Miscellaneous | 24 |
Finance | 15 |
Consumer Services | 7 |
Energy Minerals | 2 |
Commercial Services | 2 |
Operational
Director/Board Member | 316 |
Corporate Officer/Principal | 232 |
Independent Dir/Board Member | 135 |
Compliance Officer | 73 |
General Counsel | 62 |
Most connected contacts
Insiders | |
---|---|
Theodore Becker | 44 |
Gregory Johnson | 31 |
Deborah McWhinney | 31 |
Larry Thompson | 31 |
Ede Holiday | 27 |
George Hoyt | 27 |
Rohit Bhagat | 25 |
Francis J. Crothers | 23 |
Mary Choksi | 22 |
Frank Albert Olson | 21 |
Ann Bates | 21 |
Jenny Johnson | 21 |
Laura F. Fergerson | 19 |
David Niemiec | 18 |
Lori Weber | 17 |
- Stock Market
- Insiders
- Alison Baur
- Company connections