Bradley Swenson
Compliance Officer at REAVES UTILITY INCOME FUND
Network origin in Bradley Swenson first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
Paralel Technologies LLC
3
| Private Company | 3 | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO.
2
| Subsidiary | Investment Managers | 2 |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO.
1
| Subsidiary | Investment Trusts/Mutual Funds | 1 |
Paralel Distributors LLC
1
| Private Company | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Bradley Swenson via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary | |
| The Caldwell & Orkin Funds, Inc. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer | |
Westfield Capital Management Co. LP
 Westfield Capital Management Co. LP Investment ManagersFinance Westfield Capital Management Co. LP (Westfield) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1989 and is majority-owned by WMS Management LLC. Westfield provides quality investment management services to institutions and wealthy individuals. | Investment Managers | Director of Finance/CFO | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Director/Board Member Director/Board Member Director/Board Member Corporate Secretary Corporate Officer/Principal | |
| Forward Funds, Inc. | Finance/Rental/Leasing | Corporate Officer/Principal | |
| ALPS Variable Investment Trust | Director/Board Member Compliance Officer Treasurer Corporate Officer/Principal | ||
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The private company is based in Beachwood, NJ. | Miscellaneous Commercial Services | Director/Board Member President Corporate Officer/Principal | |
| INVESCO CURRENCYSHARES EURO TRUST | Investment Trusts/Mutual Funds | Compliance Officer | |
Invesco DB Multi-Sector Commodity Trust
 Invesco DB Multi-Sector Commodity Trust Invesco DB Multi-Sector Commodity Trust engages in the provision of investment management services. The company was founded on August 3, 2006 and is headquartered in Downers Grove, IL. | Compliance Officer | ||
| Rivernorth Funds | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
Invesco DB US Dollar Index Trust
 Invesco DB US Dollar Index Trust Investment Trusts/Mutual FundsMiscellaneous Invesco DB US Dollar Index Trust operates as an exchange traded fund. It consists of two series, namely Invesco DB US Dollar Index Bearish Fund and Invesco DB US Dollar Index Bullish Fund. The company was founded on August 3, 2006 and is headquartered in Downers Grove, IL. | Investment Trusts/Mutual Funds | Compliance Officer | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Treasurer Corporate Secretary | |
| INVESCO DB MULTI-SECTOR COMMODITY TRUST - INVESCO DB SILVER FUND | Investment Trusts/Mutual Funds | Compliance Officer | |
| Reflow Fund LLC | Investment Trusts/Mutual Funds | Director of Finance/CFO | |
Invesco Exchange-Traded Fund Trust II
 Invesco Exchange-Traded Fund Trust II Investment Trusts/Mutual FundsMiscellaneous Invesco Exchange-Traded Fund Trust II was organized as a Massachusetts business trust on October 10, 2006. The Trust is an investment company consisting of twenty-nine separate exchange-traded funds. | Investment Trusts/Mutual Funds | Compliance Officer | |
| Invesco Actively Managed Exchange Traded Fund Trust | Finance/Rental/Leasing | Compliance Officer | |
| Invesco India Exchange-Traded Fund Trust | Investment Trusts/Mutual Funds | Compliance Officer | |
| ALPS ETF TRUST - ALPS REIT DIVIDEND DOGS ETF | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member | |
| FTAM Funds Distributor, Inc. | Director/Board Member Director/Board Member | ||
| ALPS Series Trust | Investment Trusts/Mutual Funds | Chairman Compliance Officer Compliance Officer Corporate Officer/Principal Corporate Secretary | |
| Shelton Sustainable Equity Fund | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Treasurer Compliance Officer | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Connecticut College | College/University | Corporate Officer/Principal | |
| The University of Colorado | College/University | Undergraduate Degree Director/Board Member | |
| University of Vermont | College/University | Undergraduate Degree | |
Sierra Club
 Sierra Club Miscellaneous Commercial ServicesCommercial Services Sierra Club is a membership organization that focuses on spreading awareness on environmental issues. The firm operates stores for books, calendars, note cards, holiday cards, men’s and women’s apparel, bags and packs, and coffee and tea. The company was founded by John Muir in 1892 and is headquartered in Oakland, CA. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Corporate Officer/Principal | |
Invesco Specialized Products LLC
 Invesco Specialized Products LLC Financial ConglomeratesFinance Part of Invesco Ltd., Invesco Specialized Products LLC provides investment and financial services. The private company is based in Rockville, MD. Anna Paglia has been the CEO of the company since 2020. | Financial Conglomerates | Compliance Officer | |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO. | Investment Managers | Director/Board Member President Compliance Officer Corporate Officer/Principal Comptroller/Controller/Auditor Corporate Officer/Principal General Counsel Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor General Counsel | |
A.V. Hunter Trust, Inc.
 A.V. Hunter Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous A.V. Hunter Trust, Inc. operates as a non-profit organization. It provides funds services for disabled, indigent, seniors, and youth. The company was founded in 1924 and is headquartered in Glendale, CO. | Investment Trusts/Mutual Funds | Director/Board Member President | |
| Sutton Place Management LLC | Director of Finance/CFO | ||
| ALPS ETF TRUST - ALERIAN MLP ETF | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Director/Board Member | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Compliance Officer Director/Board Member | |
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | Director/Board Member President Corporate Officer/Principal Corporate Officer/Principal | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Treasurer Corporate Secretary | |
| Schenectady County Bar Association | Director/Board Member | ||
| University of Wisconsin La Crosse | College/University | Undergraduate Degree | |
| Clough Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer Compliance Officer Treasurer Director/Board Member Corporate Secretary Director/Board Member Director/Board Member Treasurer Corporate Secretary | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | President Director of Finance/CFO Corporate Officer/Principal Corporate Secretary | |
| Elevation ETF Trust | Chairman Director/Board Member | ||
| Goehring & Rozencwajg Investment Funds | Compliance Officer | ||
| Questrom School of Business | College/University | Masters Business Admin | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Corporate Officer/Principal Corporate Officer/Principal | |
| 1WS Credit Income Fund | Investment Trusts/Mutual Funds | Compliance Officer | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal |
Statistics
International
| United States | 49 |
| Canada | 2 |
Sectoral
| Miscellaneous | 26 |
| Finance | 11 |
| Consumer Services | 6 |
| Commercial Services | 4 |
Operational
| Director/Board Member | 124 |
| Corporate Officer/Principal | 97 |
| Compliance Officer | 48 |
| Independent Dir/Board Member | 39 |
| President | 34 |
Most connected contacts
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Michael Holland | 33 |
| Jeremy May | 28 |
| Ned Burke | 24 |
| Wayne Nordberg | 21 |
| Sareena Khwaja-Dixon | 21 |
| Jeremy Wyatt Deems | 19 |
| Christopher Moore | 19 |
| Lucas D. Foss | 17 |
| Jill Kerschen | 16 |
| JoEllen L Legg | 15 |
| Mary Anstine | 15 |
| Clifford Weber | 15 |
| Kevin McNally | 13 |
| Adam Crescenzi | 12 |
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