John A. Ray

Finance

Profile

Mr. John A.
Ray, III, is a Director at MLV & Co. LLC.
Prior to joining MLV in February 2011, Mr. Ray was previously a Senior Vice President in Institutional Trading and Sales for Herzog Heine and Gould as well as a Senior Vice President for Knight Equity Trading.

Former positions of John A. Ray

Companies	Position	End
MLV & Co. LLC MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors.	Trading-Equity	2013-10-31
Herzog, Heine, Geduld LLC Herzog, Heine, Geduld LLC Investment Banks/BrokersFinance Herzog, Heine, Geduld LLC provides financial and brokerage services. It offers full-service brokerage and clearing services. The company also offers online portfolio accounting with the PAWWS system. Herzog Heine Geduld was founded in 1926 and is headquartered in Jersey City, NJ.	Corporate Officer/Principal	-

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Experiences
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Private companies

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Linked companies

Private companies	2
MLV & Co. LLC MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors.	Finance
Herzog, Heine, Geduld LLC Herzog, Heine, Geduld LLC Investment Banks/BrokersFinance Herzog, Heine, Geduld LLC provides financial and brokerage services. It offers full-service brokerage and clearing services. The company also offers online portfolio accounting with the PAWWS system. Herzog Heine Geduld was founded in 1926 and is headquartered in Jersey City, NJ.	Finance