John Schwartz

Compliance Officer at ROYCE GLOBAL TRUST, INC.

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Consumer Services

Profile

John P.
Schwartz is currently the Chief Compliance Officer at The Royce Fund, Royce Micro-Cap Trust, Inc., Royce Value Trust, Inc., and Royce Global Value Trust, Inc. He previously worked as a Senior Managing Director at State Street Global Markets LLC, Head of Sales & Marketing at Redwood Investments LLC, and Vice President at Goldman Sachs & Co. LLC.
Schwartz holds an MBA from Harvard University and an undergraduate degree from Georgetown University.

John Schwartz active positions

Companies	Position	Start
ROYCE GLOBAL TRUST, INC.	Compliance Officer	2022-04-30
ROYCE SMALL-CAP TRUST, INC.	Compliance Officer	2023-04-30
ROYCE MICRO-CAP TRUST, INC.	Compliance Officer	2021-12-31
The Royce Fund The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Compliance Officer	2022-03-31

All active positions of John Schwartz

Former positions of John Schwartz

Companies	Position	End
State Street Global Markets LLC State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	2009-12-30
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Corporate Officer/Principal	-
Redwood Investments LLC Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile.	Sales & Marketing	-

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Linked companies

Private companies	9
The Royce Fund The Royce Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust	Miscellaneous
State Street Global Markets LLC State Street Global Markets LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Redwood Investments LLC Redwood Investments LLC Investment ManagersFinance Redwood’s investment strategies invest in a range of small to large-cap securities encompassing growth and value securities. The firm’s focus is on the successful implementation of their investment process which includes a rigorous fundamental, bottom-up stock selection process that integrates traditional fundamental analysis with proprietary quantitative screening tools. The investment strategy for a specific client is based upon a client’s objectives and risk profile.	Finance
Royce Small Cap Trust Royce Small Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Royce Micro Cap Trust Royce Micro Cap Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Royce Global Trust Inc. Royce Global Trust Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Harvard University Harvard University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
Goldman Sachs & Co. LLC Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Provides brokerage services	Finance
Georgetown University Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services