Lucas D. Foss
Compliance Officer at ALPS Series Trust
Network origin in Lucas D. Foss first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance ALPS Fund Services, Inc. provides asset servicing and asset management solutions to the investment management industry. The firm’s services include compliance, fund accounting, tax administration, audit process, and portfolio solutions. The company was founded by W. Robert Alexander and Art Lucey in June 1985 and is headquartered in Denver, CO.
19
| Subsidiary | Investment Managers | 19 |
Clough Funds Trust
10
| Umbrella Fund | Investment Trusts/Mutual Funds | 10 |
Bluerock High Income Institutional Credit Fund
 Bluerock High Income Institutional Credit Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock High Income Institutional Credit Fund is a closed-end investment fund, which engages in investment activities. Its investment objective is to generate income, while secondarily seeking long-term risk-adjusted returns to the broader markets. The company was founded on August 19, 2021 and is headquartered in New York, NY.
9
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 8 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 6 | |
ALPS Series Trust
6
| Umbrella Fund | Investment Trusts/Mutual Funds | 6 |
1WS Credit Income Fund
4
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 4 |
The Caldwell & Orkin Funds, Inc.
2
| Umbrella Fund | Investment Trusts/Mutual Funds | 2 |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance Transamerica Asset Management, Inc. (TAM) is a registered investment advisor headquartered in Denver, Colorado. The firm was founded in 1996 and formerly known as Transamerica Fund Advisors, Inc. and as WRL Investment Management, Inc. They are a subsidiary of Transamerica Life Insurance Co., ultimately held by Aegon NV (AMS: AGN) in The Netherlands. TAM provides investment management and investment advisory services to investment companies registered under the 1940 Act. They also provide investment advisory services to a foreign registered investment company, privately-offered pooled investment vehicles that are not registered under the 1940 Act, such as the MFTC Trust and WT CITs, and an affiliated recordkeeper.
1
| Subsidiary | Investment Managers | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Lucas D. Foss via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| LIBERTY ALL-STAR EQUITY FUND | Investment Trusts/Mutual Funds | Director/Board Member Director of Finance/CFO Director/Board Member Corporate Officer/Principal Compliance Officer Treasurer Corporate Secretary Treasurer | |
| WesMark Funds | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
| Financial Investors Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Treasurer President Compliance Officer Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Secretary Corporate Secretary | |
Ernst & Young LLP
 Ernst & Young LLP Miscellaneous Commercial ServicesCommercial Services Ernst & Young LLP engages in the provision of accounting, assurance, tax, transaction, and advisory services. It specializes in the actuarial, analytics and big data, cyber security, accounting compliance and reporting, center for board matters, international financial reporting standards, country tax advisory, global trade, tax accounting, and climate change and sustainability. The company was founded in 1989 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| REAVES UTILITY INCOME FUND | Investment Trusts/Mutual Funds | President President Compliance Officer Corporate Officer/Principal Compliance Officer Compliance Officer Treasurer Chairman Director/Board Member Corporate Secretary Corporate Secretary Corporate Secretary | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | President Treasurer Director of Finance/CFO Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Secretary President Treasurer | |
| LIBERTY ALL-STAR GROWTH FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Director of Finance/CFO Compliance Officer Treasurer Corporate Secretary Treasurer | |
| ALPS ETF Trust | Investment Trusts/Mutual Funds | Director/Board Member Treasurer Compliance Officer Director/Board Member Corporate Secretary Treasurer Corporate Secretary | |
Bluerock Total Income+ Real Estate Fund
 Bluerock Total Income+ Real Estate Fund Investment Trusts/Mutual FundsMiscellaneous Bluerock Total Income+ Real Estate Fund is a non-diversified, closed-end management investment company, which is operated as an interval fund. It offers individual investors access to a portfolio of institutional real estate securities managed by top-ranked fund managers. The fund seeks to provide a comprehensive real estate holding designed to provide a combination of current income, capital preservation, long-term capital appreciation and enhanced portfolio diversification with low to moderate volatility and low correlation to the broader equity and fixed income markets. The company was founded on May 25, 2012 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
Bluerock Institutional High Income Credit Fund LLC
 Bluerock Institutional High Income Credit Fund LLC Investment Trusts/Mutual FundsMiscellaneous Bluerock Institutional High Income Credit Fund LLC operates as an investment trust. The company is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary | |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance ALPS Holdings, Inc. operates as a holding company which through its business units provides investment products and servicing solutions to the financial services industry. The firm's business units include ALPS Advisors, ALPS Fund Services and ALPS Distributors. It delivers asset management and asset servicing solutions through offices in Boston, Golden, New York, Seattle and Toronto. The company was founded in June 1985 and is headquartered in Denver, CO. | Investment Managers | Chief Executive Officer Director/Board Member Chief Executive Officer Chief Operating Officer Corporate Officer/Principal Corporate Officer/Principal | |
| ALPS Variable Investment Trust | Compliance Officer Treasurer Corporate Officer/Principal President Treasurer Corporate Secretary | ||
| BLUEROCK HOMES TRUST, INC. | Chief Executive Officer Director/Board Member President Director/Board Member Director/Board Member General Counsel | ||
ALPS Portfolio Solutions Distributor, Inc.
 ALPS Portfolio Solutions Distributor, Inc. Investment Banks/BrokersFinance Alps Portfolio Solutions Distributor Inc. operates as a brokerage firm. It engages in buying and selling of securities such as stocks, bonds, and mutual funds. The company is headquartered in Denver, CO. | Investment Banks/Brokers | Director/Board Member President Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| SRH TOTAL RETURN FUND, INC. | Investment Trusts/Mutual Funds | Compliance Officer Compliance Officer Treasurer Compliance Officer Treasurer | |
| PRINCIPAL REAL ESTATE INCOME FUND | Investment Trusts/Mutual Funds | Treasurer President Treasurer Corporate Secretary Corporate Secretary | |
| BLUEROCK RESIDENTIAL GROWTH REIT, INC. | Real Estate Investment Trusts | Chief Executive Officer Director/Board Member President Director/Board Member Director/Board Member | |
Alps Distributors, Inc.
 Alps Distributors, Inc. Miscellaneous Commercial ServicesCommercial Services Part of SS&C Technologies Holdings, Inc., ALPS Distributors, Inc. provides distribution services. The company is based in Beachwood, NJ. | Miscellaneous Commercial Services | Director/Board Member President Director/Board Member Corporate Officer/Principal | |
| Rivernorth Funds | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| Elevation ETF Trust | Chairman Treasurer Compliance Officer Director/Board Member | ||
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree | |
Bluerock Real Estate LLC
 Bluerock Real Estate LLC Financial ConglomeratesFinance Bluerock Real Estate LLC operates as a real estate investment firm. It provides institutional real estate investment products for individual/private investors. The company was founded in 2002 by Robert Ramin Kamfar and is headquartered in Bloomingdale, IL. | Financial Conglomerates | Chief Executive Officer President Director/Board Member | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
ALPS Advisors, Inc.
 ALPS Advisors, Inc. Investment ManagersFinance ALPS Advisers, Inc. (AAI) is a SEC-registered investment advisor headquartered in Denver, Colorado. The firm was founded in 2006 and is a subsidiary of ALPS Holdings, Inc., ultimately held by SS&C Technologies Holdings, Inc. (NASDAQ: SSNC). AAI provides discretionary investment management services exclusively to registered investment companies. | Investment Managers | Chief Executive Officer Director/Board Member Corporate Officer/Principal | |
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous ALPS Funds Services, Inc. provides back office services for open and closed-end, and hedge funds. The firm provides administration, compliance, fund accounting, legal, marketing, tax administration, transfer agency, and shareholders services. The company was founded by W. Robert Alexander in 1985 and is headquartered in Denver, CO. | Investment Trusts/Mutual Funds | President Corporate Officer/Principal President | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| ALPS ETF TRUST - ALERIAN MLP ETF | Investment Trusts/Mutual Funds | Treasurer Compliance Officer Director/Board Member | |
| FTAM Funds Distributor, Inc. | Director/Board Member Director/Board Member | ||
| The University of Colorado | College/University | Undergraduate Degree Graduate Degree | |
Fried, Frank, Harris, Shriver & Jacobson LLP
 Fried, Frank, Harris, Shriver & Jacobson LLP Miscellaneous Commercial ServicesCommercial Services Fried, Frank, Harris, Shriver & Jacobson LLP provides legal services. Its clients include Bank of America, Dow Jones and Northrop Grumman. The company has offices in Frankfurt, Hong Kong, London, New York, Paris, Shanghai, and Washington. Fried, Frank, Harris, Shriver & Jacobson was founded in 1971 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Vedder Price PC
 Vedder Price PC Miscellaneous Commercial ServicesCommercial Services Vedder Price PC provides legal services. Its areas of practice include antitrust, construction, gaming, government, mergers and acquisitions. The company was founded in 1952 and is headquartered in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
University of Colorado Foundation, Inc.
 University of Colorado Foundation, Inc. Miscellaneous Commercial ServicesCommercial Services University of Colorado Foundation, Inc. provides financial support to charitable causes. It raises private funds from outside for support the University's strategic initiatives. The firm manages investments such as endowment funds and charitable trusts. The company was founded in 1967 and is headquartered in Boulder, CO | Miscellaneous Commercial Services | Director/Board Member Chief Executive Officer | |
| RIVH MANAPAR | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| ALPS ETF TRUST - ALPS REIT DIVIDEND DOGS ETF | Investment Trusts/Mutual Funds | Treasurer Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal | |
| University of Maryland | College/University | Undergraduate Degree Undergraduate Degree | |
| VIRTUS STONE HARBOR EMERGING MARKETS INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
| Institute For Portfolio Alternatives | Director/Board Member Corporate Officer/Principal |
Statistics
International
| United States | 44 |
| Hong Kong | 2 |
Sectoral
| Miscellaneous | 25 |
| Finance | 9 |
| Commercial Services | 6 |
| Consumer Services | 4 |
Operational
| Corporate Officer/Principal | 149 |
| Director/Board Member | 149 |
| Compliance Officer | 83 |
| President | 60 |
| Treasurer | 55 |
Most connected contacts
| Insiders | |
|---|---|
| Melanie H. Zimdars | 33 |
| Jeremy May | 28 |
| Kamal Jafarnia | 26 |
| J. Hutchens | 25 |
| Ned Burke | 24 |
| Robert Kamfar | 23 |
| Michael Knetter | 23 |
| Jordan Ruddy | 23 |
| Kimberly R. Storms | 21 |
| Sareena Khwaja-Dixon | 21 |
| Christopher Moore | 19 |
| Jeremy Wyatt Deems | 19 |
| I. Majumder | 18 |
| Theodore J. Uhl | 16 |
| Jill Kerschen | 16 |
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