Richard Erickson
Director/Board Member at FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND
Network origin in Richard Erickson first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 16 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 14 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 13 | |
First Trust Strategic High Income Fund III
 First Trust Strategic High Income Fund III Investment Trusts/Mutual FundsMiscellaneous First Trust Strategic High Income Fund III is a diversified, closed-end management investment company. The fund's primary investment objective is to seek a high level of current income. The fund seeks capital growth as a secondary objective. The fund seeks to achieve its investment objectives by investing in a diversified portfolio of investment grade and investment grade debt securities, and equity securities, which offer attractive yield and/or capital appreciation potential. The Fund may invest up to 100% of its managed assets in investment grade debt securities commonly referred to as high-yield or junk bonds. The company was founded on November 14, 2006 and is headquartered in Wheaton, IL.
13
| Extinct | Investment Trusts/Mutual Funds | 13 |
First Trust Strategic High Income Fund
 First Trust Strategic High Income Fund Investment Trusts/Mutual FundsMiscellaneous First Trust Strategic High Income Fund is a diversified, closed-end management investment company. The fund's primary investment objective is to seek a high level of current income. The fund seeks capital growth as a secondary objective. The fund will seek to achieve its investment objectives by investing in a diversified portfolio of below-investment grade and investment grade debt securities, and equity securities that the investment sub-advisor believes offer attractive yield and capital appreciation potential. The company was founded on July 26, 2005 and is headquartered in Wheaton, IL
13
| Extinct | Investment Trusts/Mutual Funds | 13 |
First Trust Global Equity Dividend Fund
 First Trust Global Equity Dividend Fund Investment ManagersFinance First Trust Global Equity Dividend Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 12, 2011 and is headquartered in Wheaton, IL.
13
| Private Company | Investment Managers | 13 |
First Trust Global Resource Solution Fund
 First Trust Global Resource Solution Fund Investment ManagersFinance First Trust Global Resource Solution Fund is a closed-end management investment company. The fund's primary investment objective is to seek current income. Its secondary objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL.
13
| Private Company | Investment Managers | 13 |
First Trust Strategic Allocation Fund
 First Trust Strategic Allocation Fund Investment ManagersFinance First Trust Strategic Allocation Fund is a closed-end management investment company. Its primary investment objective is to seek current income. The fund's secondary investment objective is capital appreciation. The company was founded on October 10, 2011 and is headquartered in Wheaton, IL
13
| Private Company | Investment Managers | 13 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
First Trust/Four Corners Senior Floating Rate Income Fund II
12
| Extinct | Investment Trusts/Mutual Funds | 12 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 | |
First Trust/Four Corners Senior Floating Rate Income Fund
 First Trust/Four Corners Senior Floating Rate Income Fund Investment Trusts/Mutual FundsMiscellaneous First Trust/Four Corners Senior Floating Rate Income Fund is a diversified, closed-end management investment company. The company's investment objectives include: seek a high level of current income and preserve capital. The company was founded on May 13, 2003 and is headquartered in Wheaton, IL.
11
| Extinct | Investment Trusts/Mutual Funds | 11 |
First Trust Skybridge Income Fund
 First Trust Skybridge Income Fund Financial ConglomeratesFinance First Trust Skybridge Income Fund is a non-diversified, closed-end management investment company. Its investment objective is to seek a high level of current income. The company was founded on March 3, 2020 and is headquartered in Wheaton, IL.
11
| Private Company | Financial Conglomerates | 11 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 11 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 10 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 9 | |
First Trust Exchange-Traded Fund VIII
 First Trust Exchange-Traded Fund VIII Investment Trusts/Mutual FundsMiscellaneous First Trust Exchange Traded Fund Viii operates as a exchange traded fund. The company is headquartered in Wheaton, IL.
9
| Umbrella Fund | Investment Trusts/Mutual Funds | 9 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Richard Erickson via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Investment Managers | General Counsel Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Chief Executive Officer Investment Committee Member Investment Committee Member Investment Committee Member | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal | |
Morgan Stanley Investment Management, Inc.
 Morgan Stanley Investment Management, Inc. Investment ManagersFinance Morgan Stanley Investment Management, Inc. (MSIM) is an investment management firm headquartered in New York City. The firm was founded in 1975 and is a subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately held by Morgan Stanley (NYSE: MS). MSIM provides discretionary and non-discretionary investment management services and products to institutional clients and individual investors. The firm also advises clients as to the appropriate allocation of assets among multiple separate accounts and/or investment companies or other pooled vehicles that the firm advises. | Investment Managers | Director/Board Member Corporate Officer/Principal | |
BondWave LLC
 BondWave LLC Investment ManagersFinance BondWave LLC is a financial technology firm that specializes in fixed income solutions. The private company is based in Wheaton, IL. The company's platform, effi™, provides portfolio analytics and reporting, custom alerts, and proposal generation, as well as tools that support best execution, fair pricing, and mark-up monitoring and disclosure on both a pre- and post-trade basis. Founded in 2001, the company serves a wide range of users, including traders, compliance professionals, and RIAs. Michael A. Ruvo has been the CEO of the company since 2014. | Investment Managers | General Counsel Director of Finance/CFO Director of Finance/CFO Chairman Corporate Officer/Principal | |
Stonebridge Advisors LLC
 Stonebridge Advisors LLC Investment ManagersFinance Stonebridge Advisors LLC (Stonebridge) is a SEC-registered investment advisor headquartered in Wilton, Connecticut. The firm was founded in 2004 by Scott Fleming and they are primarily owned by First Trust Capital Partners LLC, ultimately held by AJM Ventures LLC. Stonebridge offers portfolio management services to high net-worth individuals, insurance companies, banks, thrift institutions, investment companies, pension and profit-sharing plans, trusts, estates, charitable institutions, foundations, endowments, corporations and similar entities, and to other individuals through WRAP programs. | Investment Managers | Corporate Secretary Director of Finance/CFO Chairman | |
| First Trust Exchange-Traded Fund II | Investment Trusts/Mutual Funds | President Director/Board Member | |
Aramark Management Services LP
 Aramark Management Services LP Miscellaneous Commercial ServicesCommercial Services Aramark Management Services LP provides management services. It offers office management, janitorial and building maintenance services. The firm also provides commissioning new and retro-commission existing buildings. The company was founded in 1994 and is headquartered in Downers Grove, IL. | Miscellaneous Commercial Services | President | |
ServiceMaster Consumer Services LP
 ServiceMaster Consumer Services LP Miscellaneous Commercial ServicesCommercial Services ServiceMaster Consumer Services LP provides building maintenance, disinfecting and pest control services. Its services include carpet cleaning, disaster recovery, furniture refinishing, and upholstery cleaning. The company was founded on July 15, 1992 and is headquartered in Memphis, TN. | Miscellaneous Commercial Services | President | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
First Trust Portfolios LP
 First Trust Portfolios LP Investment Banks/BrokersFinance Part of AJM Ventures LLC, First Trust Portfolios LP is a financial services company based in Wheaton, IL. The private company offers a range of investment products, including unit investment trusts, exchange-traded funds, mutual funds, and closed-end funds. The company's website provides research and commentary on available portfolios, asset allocation, and advanced portfolio searches. The company also offers target outcome investments, variable annuities, and structured investments. First Trust Portfolios is not ranked in any publication lists like the INC 5000. | Investment Banks/Brokers | General Counsel Director of Finance/CFO Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Director of Finance/CFO Chief Executive Officer Corporate Officer/Principal | |
Concentric Equity Partners
 Concentric Equity Partners Investment ManagersFinance Concentric Equity Partners (Concentric Equity Partners) is a private equity subsidiary of Financial Investments Corp founded in 2003 by Kenneth D. Hooten. The firm is headquartered in Chicago, Illinois. | Investment Managers | Private Equity Investor | |
| The University of Chicago | College/University | Masters Business Admin Masters Business Admin | |
| University of Illinois | College/University | Undergraduate Degree | |
| Wheaton College (Illinois) | College/University | Undergraduate Degree Director/Board Member Undergraduate Degree | |
Trust Co. of Illinois
 Trust Co. of Illinois Investment Trusts/Mutual FundsMiscellaneous Part of Hightower Holding LLC, Trust Co. of Illinois is a wealth management firm specializing in financial planning, trust services, and retirement plans. The private company is based in Downers Grove, IL. The CEOs are William M. Giffin, Douglas Eyles, Terence Kothe. The company was founded in 1993. | Investment Trusts/Mutual Funds | Director/Board Member | |
Doyle & Bolotin Ltd.
 Doyle & Bolotin Ltd. Miscellaneous Commercial ServicesCommercial Services Doyle & Bolotin Ltd. is a private company based in Chicago, IL. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Hibs Enterprises | President | ||
| Mina Capital Management LLC | Chief Operating Officer Corporate Officer/Principal | ||
BNY Mellon Investment Servicing (US), Inc.
 BNY Mellon Investment Servicing (US), Inc. Investment ManagersFinance BNY Mellon Investment Servicing (US) Inc. provides processing, technology & business intelligence services to the asset managers, broker/dealers, and financial advisors. It offers fund accounting & administration, wealth management reporting, sub accounting, transfer agency & shareholder, marketing & distribution, managed account, integrated banking transaction, accounting & administration, custody & securities lending, alternative investment, and international fund services. The company also provides call center, broker/dealer & financial planner support, health savings account, and bill payment & presentment services. BNY Mellon Investment Servicing (US) Inc. was founded in 1973 and is headquartered in Jersey City, New Jersey. | Investment Managers | Corporate Officer/Principal | |
The Charger Corp.
 The Charger Corp. Financial ConglomeratesFinance The Charger Corp. operates as an investment holding company. The company is headquartered in Wheaton, IL. | Financial Conglomerates | President | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Corporate Officer/Principal Corporate Officer/Principal | |
ArtsBuild
 ArtsBuild Miscellaneous Commercial ServicesCommercial Services ArtsBuild is a non-profit organization which provides free professional arts experiences to Hamilton County students in grades K-4 each year. Its events include a tour of the Creative Discovery Museum, Chattanooga Theatre Centre’s Youth Theatre production, Chattanooga Ballet’s The Nutcracker, Chattanooga Symphony & Opera’s Young People’s Concert, and a Theatre Express performance with the Southern Lit Alliance. The company is headquartered in Chattanooga, TN. | Miscellaneous Commercial Services | Director/Board Member | |
SH Franchising LLC
 SH Franchising LLC Medical/Nursing ServicesHealth Services SH Franchising LLC provides in-home assistance services for seniors. Its services include surgery assistance, alzheimer, parkison, companion, personal, transitional, respite, end of life support and chronic disease care. The company was founded by Tony Bonacuse and Peter Ross in 2001 and is headquartered in Timonium, MD. | Medical/Nursing Services | Director/Board Member | |
| Board Liaison Associate, Inc. | Director/Board Member | ||
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Corporate Officer/Principal | |
PeopleStrategy, Inc.
 PeopleStrategy, Inc. Packaged SoftwareTechnology Services PeopleStrategy, Inc. provides human capital management solutions. It offers payroll processing, retirement planning, and managed services. The company was founded by Randy Cooper in 2002 and is headquartered in Edison, NJ. | Packaged Software | Director/Board Member | |
FT Portfolios Canada Co.
 FT Portfolios Canada Co. Investment ManagersFinance FT Portfolios Canada Co. provides portfolio management services. It launches and manages equity mutual funds. The company was founded in 1996 and is headquartered in Toronto, Canada. | Investment Managers | Director/Board Member | |
Yayasan Pendidikan Pelita Harapan
 Yayasan Pendidikan Pelita Harapan Other Consumer ServicesConsumer Services Yayasan Pendidikan Pelita Harapan is an Indonesian educational institution that provides transformative and holistic education to prepare future generations to bring changes based on true truth. The private company is based in Tangerang, Indonesia. The institution supports candidates' social, physical, and spiritual development and focuses on true knowledge, faith in Christ, and divine character. The founder, James Riady, established the institution to support young generations in Indonesia who lack access to formal education. | Other Consumer Services | Director/Board Member | |
| Senior Helpers, Inc. | Director/Board Member | ||
| Advocate Hospice, Inc. | Chairman | ||
| Advocate Physician Partners Accountable Care, Inc. | Director/Board Member | ||
| Aurora Home, Inc. | Chairman | ||
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal |
Statistics
International
| United States | 48 |
| Canada | 3 |
| Indonesia | 2 |
Sectoral
| Finance | 17 |
| Miscellaneous | 16 |
| Commercial Services | 6 |
| Consumer Services | 5 |
| Health Services | 2 |
Operational
| Corporate Officer/Principal | 187 |
| Director/Board Member | 157 |
| Independent Dir/Board Member | 89 |
| Director of Finance/CFO | 67 |
| President | 63 |
Most connected contacts
| Insiders | |
|---|---|
| Niel Nielson | 54 |
| James Dykas | 44 |
| Thomas Kadlec | 40 |
| James Bowen | 38 |
| Robert Keith | 34 |
| William Jardine | 33 |
| Donald P. Swade | 33 |
| Kristi Maher | 31 |
| Daniel Lindquist | 31 |
| Denise Keefe | 29 |
| Mark Raymond Bradley | 26 |
| Coleen D. Lynch | 21 |
| Chris R. Fallow | 20 |
| Erin E. Chapman | 19 |
| Bronwyn Wright | 18 |
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