Roman Friedrich
Director/Board Member at GUGGENHEIM CREDIT ALLOCATION FUND
Network origin in Roman Friedrich first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Burns Fry Ltd.
33
| Extinct | Investment Managers | 33 |
Claymore Dividend & Income Fund
 Claymore Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Claymore Dividend & Income Fund is a closed-end investment fund/Investment trust. It offers strategic investment solutions for financial advisors and their valued clients. It also provides investment management, investment advisory, insurance, investment banking and capital markets services. The company was founded on January 27, 2004 and is headquartered in Lisle, IL.
17
| Extinct | Investment Trusts/Mutual Funds | 17 |
Wood Gundy
16
| Extinct | Investment Banks/Brokers | 16 |
MLV & Co. LLC
 MLV & Co. LLC Investment Banks/BrokersFinance Founded in 2010, MLV & Co. LLC is a broker/dealer located in New York City. The firm is a direct subsidiary of FBR Capital Markets Holdings, Inc. and their ultimate parent is FBR & Co. (NASDAQ: FBRC), which acquired the firm in 2015. Their research focuses on small to mid-sized companies with disruptive technologies that have the potential to drive significant market changes. MLV & Co.'s coverage universe includes the life sciences, oil & gas and metals & mining sectors.
16
| Extinct | Investment Banks/Brokers | 16 |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 15 | |
| Public Company | Precious Metals | 15 | |
Guggenheim Strategy Funds Trust
 Guggenheim Strategy Funds Trust Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategy Funds Trust is an open-end management investment company. The trust comprises of 3 funds: Guggenheim Strategy Fund I, Guggenheim Strategy Fund II and Guggenheim Strategy Fund III, which invests in a diversified portfolio of debt securities and financial instruments. Guggenheim Strategy Funds Trust was founded on November 8, 2013 and is headquartered in Rockville, MD.
14
| Mutual Fd-Open End | Investment Trusts/Mutual Funds | 14 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL.
12
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 12 |
StrataGold Corp.
 StrataGold Corp. Precious MetalsNon-Energy Minerals StrataGold Corp. engages in the acquisition, exploration, and development of precious metals properties. It operates under the mineral exploration and development segment. The company was founded in 2003 and is headquartered in Vancouver, Canada.
11
| Subsidiary | Precious Metals | 11 |
| Public Company | Other Metals/Minerals | 6 | |
| Private Company | Integrated Oil | 3 | |
| Public Company | Other Metals/Minerals | 3 | |
Lancaster Financial Ltd.
3
| Extinct | Finance/Rental/Leasing | 3 |
Windstorm Resources, Inc.
 Windstorm Resources, Inc. Precious MetalsNon-Energy Minerals Windstorm Resources Inc. is a junior mineral exploration company that engages in the business of acquiring, exploring and evaluating natural resource properties. Its properties include Rosa Blanca and Bonanza projects in Mexico. The company was founded on July 16, 2009 and is headquartered in Vancouver, Canada.
2
| Subsidiary | Precious Metals | 2 |
Gateway Gold Corp.
 Gateway Gold Corp. Precious MetalsNon-Energy Minerals The Group's principal activity is to explore and develop mineral properties. Gateway Gold (USA) Corp. is the wholly owned subsidiary of this Group. The mining activities are carried out in the United States.
2
| Extinct | Precious Metals | 2 |
First Chicago Bank of Mount Prospect
2
| Extinct | Regional Banks | 2 |
The Chase Manhattan Bank of Canada
 The Chase Manhattan Bank of Canada Regional BanksFinance Part of JPMorgan Chase & Co., The Chase Manhattan Bank of Canada provides banking services. The private company is based in Toronto, Canada.
1
| Subsidiary | Regional Banks | 1 |
Claymore Exchange-Traded Fund Trust 2
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
Claymore Exchange Traded Fund Trust
1
| Umbrella Fund | Investment Trusts/Mutual Funds | 1 |
| Public Company | Other Metals/Minerals | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Roman Friedrich via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
| Rydex Series Funds | Corporate Secretary Chief Executive Officer | ||
| SBL Fund | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
| Guggenheim Funds Trust | Investment Trusts/Mutual Funds | Director/Board Member Compliance Officer President Director/Board Member Chairman | |
CIBC Asset Management, Inc.
 CIBC Asset Management, Inc. Investment ManagersFinance CIBC Asset Management, Inc. (CIBC AM) is a Canadian asset management firm headquartered in Toronto, Ontario. The firm was founded in 1972 and is a wholly owned subsidiary of the Canadian Imperial Bank of Commerce (NYSE, TSE: CM), a publicly traded Canadian chartered bank. CIBC AM manages assets on behalf of institutional, high-net-worth clients and underlying investors in their retail sponsored products. | Investment Managers | Portfolio Manager-Fixed Income Portfolio Manager-Fixed Income Analyst-Equity | |
Ontario Teachers' Pension Plan Board
 Ontario Teachers' Pension Plan Board Investment ManagersFinance The Ontario Teachers' Pension Plan Board (OTPPB) is the Province of Ontario’s pension fund manager headquartered in Toronto, Canada. Founded in 1990, OTPPB administers a defined benefit pension plan to active and retired teachers in Ontario. The firm manages investment portfolio for the benefit of present and future plan members and their survivors. OTPPB is a signatory to the UN Principles for Responsible Investment (UNPRI). | Investment Managers | Director/Board Member Portfolio Manager-Equities Corporate Officer/Principal | |
| CANADIAN IMPERIAL BANK OF COMMERCE | Regional Banks | Chief Executive Officer Corporate Officer/Principal Corporate Officer/Principal | |
| LAKE SHORE GOLD CORP | Precious Metals | Chief Executive Officer Director/Board Member Director/Board Member | |
| ADVENT CONVERTIBLE AND INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Corporate Officer/Principal Director/Board Member | |
| WESTERN ASSET INFLATION-LINKED INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Officer/Principal Corporate Officer/Principal | |
| MADISON COVERED CALL & EQUITY STRATEGY FUND | Investment Trusts/Mutual Funds | Chief Executive Officer Director/Board Member Director/Board Member Director of Finance/CFO Director/Board Member Director of Finance/CFO Corporate Officer/Principal General Counsel Director of Finance/CFO | |
Claymore Group, Inc.
 Claymore Group, Inc. Investment ManagersFinance Claymore Group, Inc. provides financial and asset management services. The firm offers investment solutions for financial advisors and their clients. The company was founded in 2004 and is headquartered in Lisle, IL. | Investment Managers | Corporate Officer/Principal Director of Finance/CFO Corporate Officer/Principal General Counsel | |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Investment Managers | Compliance Officer Chief Executive Officer Chief Executive Officer | |
| WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Corporate Secretary | |
| ISHARES SILVER BULLION ETF | Investment Trusts/Mutual Funds | Director/Board Member Corporate Secretary Director of Finance/CFO Chief Investment Officer | |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Director of Finance/CFO Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Chief Executive Officer Director/Board Member Director/Board Member | |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY. | Investment Trusts/Mutual Funds | Compliance Officer General Counsel | |
| Stanford University | College/University | Graduate Degree Graduate Degree | |
CIBC World Markets, Inc.
 CIBC World Markets, Inc. Investment Banks/BrokersFinance CIBC World Markets, Inc. is a full-service Canadian brokerage and investment banking firm headquartered in Toronto, Ontario. The firm was founded in 1961 and is a subsidiary of the Canadian Imperial Bank of Commerce (TSE, NYSE: CM). CIBC World Markets provides alternative investment managers with premier prime brokerage that brings together trade execution, reporting, research and capital introduction with a view to enhancing efficiencies and profitability. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Fixed Income Chief Executive Officer President | |
Scotia Capital, Inc. (Broker)
 Scotia Capital, Inc. (Broker) Investment Banks/BrokersFinance Scotia Capital, Inc. (Broker) (Scotia Capital-Broker) is the broker-dealer division of Scotia Capital, Inc., a full-service financial services firm headquartered in Toronto, Canada. The firm is owned by The Bank of Nova Scotia (NYSE, TSE: BNS). Scotia Capital-Broker delivers a broad range of electronic trading products such as high-touch, low-latency, market access and a broad algorithmic trading suite for a wide range of clients globally. They publish monthly indexes to help investors track the performance of Canadian Hedge Funds and Alternative Mutual Funds. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity Corporate Officer/Principal | |
| McGill University | College/University | Graduate Degree Undergraduate Degree Masters Business Admin Masters Business Admin | |
Nuveen Fund Advisors LLC
 Nuveen Fund Advisors LLC Investment Banks/BrokersFinance Founded in 1989, Nuveen Fund Advisors LLC is a fund distributor Chicago, Illinois. The firm is a subsidiary of Nuveen Investments, Inc. and their ultimate parent is Windy City Investments Holdings LLC. | Investment Banks/Brokers | Portfolio Manager-Fixed Income Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| York University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| Queen's University | College/University | Undergraduate Degree Chairman Masters Business Admin Undergraduate Degree | |
| University of British Columbia | College/University | Graduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree Graduate Degree Undergraduate Degree Undergraduate Degree | |
| University of Toronto | College/University | Undergraduate Degree Masters Business Admin Undergraduate Degree Corporate Officer/Principal Undergraduate Degree Undergraduate Degree Masters Business Admin Undergraduate Degree | |
| University of Western Ontario | College/University | Masters Business Admin Masters Business Admin Graduate Degree Masters Business Admin Undergraduate Degree Undergraduate Degree Masters Business Admin Doctorate Degree Masters Business Admin Masters Business Admin Masters Business Admin Graduate Degree Undergraduate Degree Undergraduate Degree | |
CIBC Wood Gundy Corp.
 CIBC Wood Gundy Corp. Investment Banks/BrokersFinance Part of Oppenheimer Holdings, Inc., CIBC Wood Gundy Corp. is a Canadian company that provides brokerage services. The private company is based in Toronto, Canada. | Investment Banks/Brokers | Chief Executive Officer Chief Executive Officer Corporate Officer/Principal | |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary General Counsel Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Chief Executive Officer Director/Board Member Director/Board Member | |
| Association of Professional Engineers & Geoscientists of BC | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | ||
| Rydex Variable Trust | Investment Trusts/Mutual Funds | Corporate Secretary Chief Executive Officer | |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Investment Trusts/Mutual Funds | Director/Board Member President Director/Board Member Chairman Director/Board Member Director of Finance/CFO Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary General Counsel Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Chief Executive Officer Director/Board Member Director/Board Member | |
| AFTERMATH SILVER LTD. | Precious Metals | Chief Executive Officer Director/Board Member Chief Operating Officer | |
Guggenheim Funds Investment Advisors LLC
 Guggenheim Funds Investment Advisors LLC Investment ManagersFinance Guggenheim Funds Investment Advisors LLC (Guggenheim Funds) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm is a subsidiary of Guggenheim Funds Services LLC, ultimately owned by Guggenheim Capital LLC. Guggenheim Funds provides asset management and investment advisory services to insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, wealth managers, and high-net-worth investors. | Investment Managers | Chief Executive Officer Portfolio Manager-Equities Chief Executive Officer | |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member Director/Board Member Chairman Director/Board Member Director/Board Member Director/Board Member Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member Director/Board Member Director/Board Member Chief Executive Officer Director/Board Member Director/Board Member | |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Investment Trusts/Mutual Funds | Director of Finance/CFO Corporate Secretary Compliance Officer Chief Executive Officer Director/Board Member | |
Guggenheim Funds Distributors LLC
 Guggenheim Funds Distributors LLC Investment ManagersFinance Guggenheim Funds Distributors LLC (GFD) is a registered investment advisor headquartered in Chicago, Illinois. Formerly known as Guggenheim Distributors LLC, the firm is a subsidiary of Guggenheim Funds Services LLC and their ultimate parent is Guggenheim Partners LLC. GFD offers strategic investment solutions for financial advisors and their clients. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal General Counsel General Counsel Director of Finance/CFO Portfolio Manager-Equities Chief Executive Officer |
Statistics
International
| United States | 32 |
| Canada | 20 |
Sectoral
| Miscellaneous | 22 |
| Finance | 18 |
| Consumer Services | 8 |
| Non-Energy Minerals | 4 |
Operational
| Director/Board Member | 596 |
| Corporate Officer/Principal | 286 |
| Independent Dir/Board Member | 222 |
| President | 132 |
| Chief Executive Officer | 107 |
Most connected contacts
| Insiders | |
|---|---|
| John Louis Sullivan | 46 |
| William Beattie | 42 |
| Donald Christopher Cacciapaglia | 40 |
| Jill Denham | 36 |
| G. King | 33 |
| Kevin M. Robinson | 32 |
| Brian Edward Binder | 32 |
| Donald McLeod | 30 |
| Ronald Nyberg | 30 |
| Steven Sanders | 29 |
| Vahan Kololian | 28 |
| Joanna M. Catalucci | 28 |
| David Terry | 27 |
| Amy Lee | 25 |
| Steve M. Hill | 25 |
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