Sean Lawless

Compliance Officer at CITADEL INCOME FUND

Miscellaneous

Finance

Commercial Services

Profile

Mr. Sean D.
Lawless, CFA, is a Partner at ARS Investment Partners LLC, a Chief Compliance Officer at Citadel Income Fund, a Chief Compliance Officer & Managing Director at Energy Income Fund, a Member at CFA Institute and a Member at The New York Society of Security Analysts, Inc. He is primarily responsible for portfolio management.
With over 37 years of experience in the financial services industry, he specializes in investment management with a focus on compounding clients’ capital through a risk-managed approach.
Before joining ARS Investment Partners, Mr. Lawless worked at Artemis Wealth, where he honed his skills and deepened his understanding of the financial markets.
He received his B.S.
in Economics from Southern Connecticut State University in 1985.

Sean Lawless active positions

Companies	Position	Start
CITADEL INCOME FUND	Compliance Officer	-
ENERGY INCOME FUND	Compliance Officer	-
CFA Institute CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals	Corporate Officer/Principal	-
The New York Society of Security Analysts, Inc. The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a financial services trade group and networking forum for wall street	Corporate Officer/Principal	-
ARS Investment Partners LLC ARS Investment Partners LLC Investment ManagersFinance ARS is a long-term investor who believe in the value of active management. They seek to identify key secular trends that will create value by employing a high-conviction approach. The firm focuses on macro-economics to determine beneficiaries of capital flows, identify undervalued securities that stand to benefit, and structure a portfolio of their best ideas.	Portfolio Manager-Equities	2016-11-30

All active positions of Sean Lawless

Former positions of Sean Lawless

Companies	Position	End
HSBC Bank USA, NA HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA manages separate account and specializes in the use of asset allocation strategies. The firm's portfolio managers and analysts are generalists, although they do have significant investments in the stocks of small-cap European companies in the electronic technology sector.	Corporate Officer/Principal	2005-12-30
Modern Asset Management LLC Modern Asset Management LLC Investment ManagersFinance Provides investment advice	Chief Executive Officer	-
EUROPEAN STRATEGIC BALANCED FUND	Compliance Officer	-
Artemis Floating & Variable Rate Preferred Fund Artemis Floating & Variable Rate Preferred Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Compliance Officer	-
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Linked companies

Private companies	11
ARS Investment Partners LLC ARS Investment Partners LLC Investment ManagersFinance ARS is a long-term investor who believe in the value of active management. They seek to identify key secular trends that will create value by employing a high-conviction approach. The firm focuses on macro-economics to determine beneficiaries of capital flows, identify undervalued securities that stand to benefit, and structure a portfolio of their best ideas.	Finance
Artemis US Capital Appreciation Fund Artemis US Capital Appreciation Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust	Miscellaneous
European Strategic Balanced Fund European Strategic Balanced Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Artemis Floating & Variable Rate Preferred Fund Artemis Floating & Variable Rate Preferred Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
HSBC Bank USA, NA HSBC Bank USA, NA Investment ManagersFinance HSBC Bank USA manages separate account and specializes in the use of asset allocation strategies. The firm's portfolio managers and analysts are generalists, although they do have significant investments in the stocks of small-cap European companies in the electronic technology sector.	Finance
Southern Connecticut State University Southern Connecticut State University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
CFA Institute CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals	Commercial Services
The New York Society of Security Analysts, Inc. The New York Society of Security Analysts, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a financial services trade group and networking forum for wall street	Commercial Services
Citadel Income Fund Citadel Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Energy Income Fund Energy Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust	Miscellaneous
Modern Asset Management LLC Modern Asset Management LLC Investment ManagersFinance Provides investment advice	Finance