Stephen Roman

Compliance Officer at CION INVESTMENT CORPORATION

Net worth: 89 060 $ as of 2026-07-30

44 year

67 connections

Consumer Services

Miscellaneous

Commercial Services

Profile

Stephen Roman currently works at CION Investment Corp., as Secretary & Chief Compliance Officer from 2016, CFA Institute, as Member, CION Investment Management LLC, as Vice President from 2013, and Cion Grosvenor Infrastructure, as Chief Compliance Officer from 2023.
Mr. Roman received his undergraduate degree from New York University and graduate degree from Northwestern University School of Law.

Known holdings in public companies

Company	Date	Number of shares	Valuation	Valuation date
CION INVESTMENT CORP. 0.03%	2026-04-29	14,943 ( 0.03% )	89 060 $	2026-07-30

Stephen Roman active positions

Companies	Position	Start
CION INVESTMENT CORPORATION	Compliance Officer	2016-01-31
CFA Institute CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals	Corporate Officer/Principal	-
CION Investment Management LLC CION Investment Management LLC Investment ManagersFinance Provides investment advice	Corporate Officer/Principal	2013-07-31

All active positions of Stephen Roman

Training of Stephen Roman

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

See the detail of Stephen Roman's experience

Connections

1st degree connections

1st degree companies

Male

Female

Members of the board

Executives

See the personal network

Linked companies

Private companies	5
CION Investment Corp. CION Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust	Miscellaneous
New York University New York University Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services
CFA Institute CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals	Commercial Services
CION Investment Management LLC CION Investment Management LLC Investment ManagersFinance Provides investment advice	Finance
Northwestern University School of Law Northwestern University School of Law Other Consumer ServicesConsumer Services Functions as a College/University	Consumer Services