Thomas Okel
Chairman at BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND
Net worth: 243 544 $ as of 2024-03-30
Network origin in Thomas Okel first degree
| Entity | Entity type | Industry | |
|---|---|---|---|
Merrill Lynch, Pierce, Fenner & Smith, Inc.
 Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).
488
| Subsidiary | Investment Banks/Brokers | 488 |
| Private Eq Fd/Alt Invt | Investment Managers | 40 | |
| Mutual Fd-Closed End | Investment Trusts/Mutual Funds | 25 | |
Barings Funds Trust
17
| Umbrella Fund | Investment Trusts/Mutual Funds | 17 |
Barings Capital Investment Corp.
 Barings Capital Investment Corp. Investment ManagersFinance Barings Capital Investment Corp. provides investment services. The company is headquartered in Charlotte, NC.
14
| Subsidiary | Investment Managers | 14 |
Barings Private Credit Corp.
 Barings Private Credit Corp. Financial ConglomeratesFinance Part of Massachusetts Mutual Life Insurance Co., Barings Private Credit Corp. operates as an investment fund. The private company is based in Charlotte, NC.
9
| Subsidiary | Financial Conglomerates | 9 |
Catawba Lands Conservancy
 Catawba Lands Conservancy Miscellaneous Commercial ServicesCommercial Services Catawba Lands Conservancy operates as a land trust that conserves and manages land for public benefit. The firm by conserving land, it improves water and air quality, and protecting wildlife habitats, farmland and open natural spaces. The company was founded in 1991 and is headquartered in Charlotte, NC.
1
| Non-Profit Organization | Miscellaneous Commercial Services | 1 |
Chart of Companies connected to the second degree
Multi-company connection
Companies connected to Thomas Okel via their personal network
| Company | Sector | Related people | Main position |
|---|---|---|---|
Barings LLC
 Barings LLC Investment ManagersFinance Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles. | Investment Managers | General Counsel President President Investment Committee Member Chief Executive Officer Investment Committee Member Chief Executive Officer Head-Fixed Income Invts | |
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Analyst-Equity | |
Massachusetts Mutual Life Insurance Co.
 Massachusetts Mutual Life Insurance Co. Life/Health InsuranceFinance Massachusetts Mutual Life Insurance Co. provides financial life insurance services. It offers annuities, disability income insurance, investments, long term care and wealth management, and retirement plans. The company was founded on May 15, 1851 and is headquartered in Springfield, MA. | Life/Health Insurance | Director/Board Member Director/Board Member Chief Investment Officer | |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Major Banks | Corporate Officer/Principal Chief Operating Officer | |
Carnegie Mellon University
 Carnegie Mellon University Other Consumer ServicesConsumer Services Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania. | College/University | Masters Business Admin Graduate Degree | |
KeyBanc Capital Markets, Inc.
 KeyBanc Capital Markets, Inc. Investment Banks/BrokersFinance KeyBanc Capital Markets, Inc. is a registered investment bank and broker/dealer headquartered in Cleveland, Ohio. The firm was founded in 1983 and is a subsidiary of KeyCorp. (NYSE: KEY). KeyBanc Capital Markets provides investment banking, commercial lending, treasury management, derivatives, foreign exchange, equity and debt underwriting and trading and syndicated finance products and services to large corporations and middle-market companies. | Investment Banks/Brokers | Corporate Officer/Principal Analyst-Equity | |
Citigroup Global Markets, Inc. (Broker)
 Citigroup Global Markets, Inc. (Broker) Investment Banks/BrokersFinance Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal | |
Instinet LLC
 Instinet LLC Investment Banks/BrokersFinance Instinet LLC is a SEC-registered broker-dealer headquartered in New York City. The firm is the equities execution services arm of the Nomura Group. The firm was founded in 1969 and is a wholly owned subsidiary of Instinet Holdings, Inc., which is ultimately owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Instinet offers the institutional investment community a suite of tailorable solutions, which includes market insights and commentary, full-service trading desks, advanced algorithmic trading strategies, access to unique and specialized liquidity via their array of crossing pools, and a set of workflow solutions. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Investment Managers | Analyst-Equity Corporate Officer/Principal | |
| SIERRA INCOME CORPORATION | Financial Conglomerates | Director/Board Member Chairman | |
| SRAX, INC. | Packaged Software | Director/Board Member Director/Board Member | |
| The Trustees of Columbia University in The City of New York | College/University | Undergraduate Degree Doctorate Degree | |
Duke University
 Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Undergraduate Degree Masters Business Admin Masters Business Admin Masters Business Admin | |
| Stanford University | College/University | Undergraduate Degree Undergraduate Degree | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Financial ConglomeratesFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Financial Conglomerates | Private Equity Investor Analyst-Equity | |
| BARINGS PARTICIPATION INVESTORS | Investment Trusts/Mutual Funds | Compliance Officer Director/Board Member Corporate Officer/Principal Director of Finance/CFO General Counsel Director/Board Member Director of Finance/CFO Corporate Officer/Principal General Counsel Comptroller/Controller/Auditor Compliance Officer General Counsel Comptroller/Controller/Auditor Corporate Secretary | |
| BARINGS CORPORATE INVESTORS | Investment Managers | Compliance Officer Director/Board Member Corporate Officer/Principal Director of Finance/CFO General Counsel Director/Board Member Director of Finance/CFO Corporate Officer/Principal General Counsel Comptroller/Controller/Auditor Compliance Officer Corporate Secretary Treasurer Corporate Secretary | |
BofA Securities, Inc.
 BofA Securities, Inc. Investment Banks/BrokersFinance BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients. | Investment Banks/Brokers | Director of Research - Equity Director of Research - Equity Analyst-Equity Analyst-Equity Chief Executive Officer Market Strategist Analyst-Equity Market Strategist Analyst-Equity Analyst-Equity Analyst-Equity Corporate Officer/Principal Analyst-Equity | |
PI Subsidiary
 PI Subsidiary Financial ConglomeratesFinance PI Subsidiary functions as an investment holding American company. The private company is based in Springfield. | Financial Conglomerates | Corporate Officer/Principal Treasurer Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor General Counsel Corporate Secretary | |
| CI Subsidiary Trust | Investment Trusts/Mutual Funds | Corporate Officer/Principal Director/Board Member Corporate Secretary Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal Comptroller/Controller/Auditor General Counsel Corporate Secretary | |
| New York University | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Masters Business Admin Doctorate Degree | |
| Wake Forest University | College/University | Director/Board Member Undergraduate Degree Masters Business Admin Masters Business Admin Masters Business Admin | |
Triangle Capital Corp. (Private Equity)
 Triangle Capital Corp. (Private Equity) Investment ManagersFinance Triangle Capital Corp. is a private equity investment arm of Triangle Capital Corp. (NasdaqGS: TCAP) founded in 2006 at Raleigh, North Carolina. Triangle is an internally-managed business development company that provides customized financing solutions for lower middle-market companies throughout the US. | Investment Managers | Founder Founder Private Equity Investor Chief Executive Officer | |
Triangle Capital Partners LLC
 Triangle Capital Partners LLC Investment ManagersFinance Founded in 2002 by Garland Tucker, Triangle Capital Partners LLC is a private equity firm located in Raleigh, North Carolina. The firm is a subsidiary of Triangle Capital Corp. (NasdaqGS: TCAP) | Investment Managers | Director of Finance/CFO Chairman Corporate Officer/Principal Private Equity Analyst | |
| The University of North Carolina at Charlotte | College/University | Undergraduate Degree Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| The Wharton School of the University of Pennsylvania | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
| Kellogg School of Management | College/University | Masters Business Admin Masters Business Admin Masters Business Admin | |
Jefferies Finance LLC
 Jefferies Finance LLC Finance/Rental/LeasingFinance Jefferies Finance LLC provides commercial financing services. It also purchases syndicated loans in the secondary markets and acts as investment adviser for various loan funds. The company was founded by Andrew Robert Booth in 2004 and is headquartered in New York, NY. | Finance/Rental/Leasing | Director/Board Member Director/Board Member | |
| Villanova University | College/University | Undergraduate Degree Undergraduate Degree | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Undergraduate Degree Graduate Degree | |
Nomura Securities International, Inc.
 Nomura Securities International, Inc. Investment Banks/BrokersFinance Nomura Securities International, Inc. (NSI) is a registered broker/dealer headquartered in New York City and was founded in 1969. The firm is a division of Nomura Holding America, Inc. and their ultimate parent is Nomura Holdings, Inc. (NYSE: NMR, TYO: 8604, AMS: 8604). NSI provides securities brokerage services, as well as asset management, domestic retail, global markets, global investment banking and global merchant banking services. The firm's fixed-income business consists of bond sales and trading, origination and product supply for securitization deals and real estate-focused asset finance operations (in cooperation with Investment Banking). In the equity markets, NSI offers sales and trading of domestic and foreign stocks on a global basis, primarily for institutional investors. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| Emory University | College/University | Undergraduate Degree Undergraduate Degree | |
Barings Global Advisers Ltd.
 Barings Global Advisers Ltd. Investment ManagersFinance Part of Massachusetts Mutual Life Insurance Co., Barings Global Advisers Ltd. is a British company that provides investment advice. The private company is based in London, UK and was founded in 2011. | Investment Managers | Chairman Chairman | |
| University of Maryland | College/University | Undergraduate Degree Graduate Degree | |
| Massachusetts Institute of Technology | College/University | Undergraduate Degree Undergraduate Degree | |
| The University of Texas at Austin | College/University | Undergraduate Degree Undergraduate Degree | |
Macquarie Capital (USA), Inc.
 Macquarie Capital (USA), Inc. Investment Banks/BrokersFinance Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA. | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| Georgetown University | College/University | Undergraduate Degree Undergraduate Degree | |
| Harvard Business School | College/University | Undergraduate Degree Masters Business Admin | |
| The University of North Carolina at Chapel Hill | College/University | Masters Business Admin Undergraduate Degree | |
Carolina Securities Corp.
 Carolina Securities Corp. Miscellaneous Commercial ServicesCommercial Services Carolina Securities Corp. is a private company based in Beaufort, SC. | Miscellaneous Commercial Services | Director of Finance/CFO President | |
| Indiana University | College/University | Graduate Degree Undergraduate Degree | |
| University of California, Berkeley | College/University | Masters Business Admin Graduate Degree | |
Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt)
 Merrill Lynch, Pierce, Fenner & Smith, Inc. (Invt Mgmt) Investment ManagersFinance Merrill Lynch, Pierce, Fenner & Smith, Inc. (MLPFS) is a global investment banking firm, SEC-registered investment advisor, broker-dealer, and futures commission merchant headquartered in New York City. The firm is a subsidiary of BAC North America Holding Co., ultimately held by Bank of America Corp. (NYSE: BAC). MLPFS provide investment advisory services to individuals, trusts, estates, charitable organizations, banks, insurance companies, thrift institutions, pension and profit-sharing plans, corporations and other types of business. | Investment Managers | Chief Executive Officer Corporate Officer/Principal | |
National Math & Science Initiative, Inc.
 National Math & Science Initiative, Inc. Miscellaneous Commercial ServicesCommercial Services National Math & Science Initiative, Inc. provides programs gearing towards improving math and science education. It offers a variety of programs including college readiness program, laying tha foundation, UTeach expansion, research and results, and request a consultation. The company was founded by Sarah Dillard in 2005 and is headquartered in Dallas, TX. | Miscellaneous Commercial Services | Chief Executive Officer Director/Board Member | |
Northwestern University
 Northwestern University Other Consumer ServicesConsumer Services Northwestern University is a private institution founded in 1851 to serve the Northwest Territory, an area that now includes the states of Ohio, Indiana, Illinois, Michigan, Wisconsin and parts of Minnesota. Northwestern has three campuses | College/University | Undergraduate Degree Director/Board Member | |
| Davidson College | College/University | Undergraduate Degree Director/Board Member |
Statistics
International
| United States | 50 |
| United Kingdom | 2 |
Sectoral
| Finance | 25 |
| Consumer Services | 22 |
| Miscellaneous | 3 |
| Commercial Services | 3 |
| Technology Services | 2 |
Operational
| Director/Board Member | 247 |
| Corporate Officer/Principal | 169 |
| Undergraduate Degree | 78 |
| Analyst-Equity | 78 |
| Independent Dir/Board Member | 50 |
Most connected contacts
| Insiders | |
|---|---|
| Bernard Harris | 56 |
| Tom Finke | 33 |
| Thomas Montag | 26 |
| Robert Knapp | 26 |
| Mark Mulhern | 23 |
| Rodney Joe Dillman | 23 |
| Steven Lilly | 20 |
| Jonathan Bock | 18 |
| Mark Gambill | 14 |
| Martin A. Sumichrast | 14 |
| Thomas W. Bunn | 14 |
| Joshua Carter | 13 |
| Charles J. Ditkoff | 13 |
| Simon B. Rich | 12 |
| David Mihalick | 12 |
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