Tracy Ellen Calder

Tracy Ellen Calder

64 year
Finance
Consumer Services
Commercial Services

Profile

Tracy Ellen Calder worked as a Managing Director & Chief Compliance Officer at JPMorgan Securities LLC from 2013 to 2016, as a Chief Risk Officer & Managing Director at LPL Financial Holdings, Inc. from 2016 to 2020, and as a Chief Compliance Officer at UBS Financial Services, Inc. from 2005 to 2012.
Prior to that, she worked as a Principal at PaineWebber, Inc. from 1994 to 2011 and as an Associate at Seward & Kissel LLP.
She also worked as a Senior Vice President at Wells Fargo Clearing Services LLC from 2012 to 2013.
Ms. Calder received an undergraduate degree from Fordham University and a graduate degree from The University of North Carolina at Charlotte.

Former positions of Tracy Ellen Calder

CompaniesPositionEnd
LPL FINANCIAL HOLDINGS INC. Corporate Officer/Principal 2020-03-31
Corporate Officer/Principal 2015-12-31
Corporate Officer/Principal 2013-06-30
Corporate Officer/Principal 2012-01-31
PaineWebber, Inc. Corporate Officer/Principal 2011-03-31
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Training of Tracy Ellen Calder

Fordham University Undergraduate Degree
The University of North Carolina at Charlotte Graduate Degree

Experiences
Positions held

Active

Inactive

Listed companies

Private companies

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Connections

100 +

1st degree connections

8

1st degree companies

Male

Female

Members of the board

Executives

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Linked companies

Listed companies1
LPL FINANCIAL HOLDINGS INC.

Finance

Private companies5

Finance

Finance

Commercial Services

PaineWebber, Inc.

Finance

Finance

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