Group Daiwa Securities Group Inc.

Provides corporate finance services including M&A advice, debt raisings, restructurings and IPOs

Provides brokerage services

Daiwa Asset Management conducts in-house research and has a strong global research network. Their investment management philosophy is based on a mid-to-long-term perspective in which they try to identify hidden values which are not yet fully recognized in the market. The firm takes a balanced approach emphasizing both fundamental and quantitative analysis. They pursue stable excess mid-to long-term returns through suitable risk control, which they separate from investment management to ensure that the risk control system adequately monitors their investment process. Daiwa Asset Management’s research team analysts and portfolio managers discuss, evaluate and communicate market events and investment opinions, seeking to maximize portfolio performance. Company visits are important components of their bottom-up research process and are a primary source for their fundamental analysis.

Daiwa Corporate Investment invests in companies located in Japan. The firm focuses on a broad range of sectors. It participates in buyout, early and growth stage transactions.

Provides investment management, business advisory and securities trading services

Provides commercial banking services

Functions as an open-end investment fund

Functions as an open-end investment fund

Functions as an open-end investment fund

Functions as an open-end investment fund

Provides brokerage services

Acts as Open-End Investment Fund/Unit Trust

Engages in trading and brokerage of financial instruments

DAMSL’s investment management philosophy has mid-to-long term basis and they take a balance approach that emphasizes both fundamental and quantitative analysis. In integrating the analysis of in-house fundamental analysts, economists and quantitative analysts, the firm uses their methodology and seeks for a higher added-value. Their research team supports their investment process.

Provides securities brokerage and financial services

Functions as an open-end investment fund

Provides financial services

Functions as an open-end investment fund

Functions as an open-end investment fund

Acts as Open-End Investment Fund/Unit Trust

Functions as an open-end investment fund

DAMA’s Funds seeks to achieve investment returns above a defined benchmark (individually specified for each fund) through short and long-term investments in securities or related instruments. The Funds invest primarily in companies listed on Latin America exchanges and future indexes. They do not engage in short sales or related strategies designed to profit from decreases in an investment’s value. The firm uses fundamental analysis.

Provides institutional investment management services

Provides brokerage services

Provides brokerage services