Bank of New York Mellon : FRY9C September2019

FR Y-9C

OMB Number 7100-0128

Approval expires

Page 1 of 69

Board of Governors of the Federal Reserve System

Consolidated Financial Statements for

Holding Companies-FRY-9C

Report at the close of business as of the last calendar day of the quarter

This Report is required by law: Section 5(c) of the Bank Holding Company Act (12 U.S.C. 1844) and Section 225.5(b) of Regulation

Y (12 C.F.R. § 225.5(b)) and Section 10 of the Home Owners Loan Act (12 U.S.C. § 1467a(b)).

This report form is to be filed by holding companies with total consolidated assets of $1 billion or more. In addition, holding companies meeting certain criteria must file this report (FR Y-9C)

regardless of size. See page 1 of the general instructions for further information. However, when such holding companies own or control, or are owned or controlled by, other holding companies, only the top-tier holding company must file this report for the co- solidated holding company organization. The Federal Reserve may not conduct or sponsor, and an organization (or a person) is not required to respond to, a collection of information unless it displays a currently valid OMB control number.

NOTE: Each holding company's board of directors and senior man-	Date of Report:	September 30, 2019
agement are responsible for establishing and maintaining an effec-		Month / Date / Year (BHCK 9999)
tive system of internal control, including controls over the
Consolidated Financial Statements for Holding Companies. The
Consolidated Financial Statements for Holding Companies is to be
prepared in accordance with instructions provided by the Federal
Reserve System. The Consolidated Financial Statements for Holding
Companies must be signed and attested by the Chief Financial
Officer (CFO) of the reporting holding company (or by the individual
performing this equivalent function).
I, the undersigned CFO (or equivalent) of the named holding
company, attest that the Consolidated Financial Statements for
Holding Companies (including the supporting schedules) for this
report date have been prepared in conformance with the instruc-
tions issued by the Federal Reserve System and are true and
correct to the best of my knowledge and belief.

Printed Name of Chief Financial Officer (or Equivalent) (BHCK C490)

Signature of Chief Financial Officer (or Equivalent) (BHCK H321)

Date of Signature (MM/DD/YYYY) (BHTX J196)

The Bank of New York Mellon Corporation

Legal Title of Holding Company (RSSD 9017)

240 Greenwich Street /

(Mailing Address of the Holding Company) Street / P.O. Box (RSSD 9110)

New York	NY	10286
City (RSSD 9130)	State (RSSD 9200)	Zip Code (RSSD 9220)

For Federal Reserve Bank Use Only

RSSD ID _________________________________

C.I. ______________ S.F. ______________

Person to whom questions about this report should be directed:

Name / Title (BHTX 8901)

Area Code / Phone Number (BHTX 8902)

Area Code / FAX Number (BHTX 9116)

E-mail Address of Contact (BHTX 4086)

Holding companies must maintain in their files a manually signed and attested printout of the data submitted.

Public reporting burden for this information collection is estimated to vary from 5 to 1,250 hours per response, with an average of 47.11 hours per response for non-Advanced Approaches HCs and 48.36 hours for Advanced Approaches HCs, including time to gather and maintain data in the required form and to review instructions and complete the information collection. Comments

regarding this burden estimate or any other aspect of this information collection, including suggestions for reducing the burden, may be sent to Secretary, Board of Governors of the Federal

Reserve System, 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget, Paperwork Reduction Project (7100-0128), Washington, DC 20503.

03/2019

The Bank of New York Mellon Corporation		For Federal Reserve Bank Use Only	FR Y-9C
Legal Title of Bank		RSSD ID _______________	Page 2 of 69
RSSD ID: 3587146		S.F. _________

Report of Income for Holding Companies

Report all Schedules of the Report of Income on a calendar year-to-date basis.

Schedule HI-Consolidated Income Statement

Dollar Amounts in Thousands		BHCK	Amount
1. Interest income
a. Interest and fee income on loans:
(1) In domestic offices:
(a) Loans secured by 1-4 family residential properties....................................................................		4435	233,000	1.a.(1)(a)
(b) All other loans secured by real estate.........................................................................................		4436	116,000	1.a.(1)(b)
(c) All other loans.............................................................................................................................		F821	795,000	1.a.(1)(c)
(2) In foreign offices, Edge and Agreement subsidiaries, and IBFs.......................................................		4059	252,000	1.a.(2)
b. Income from lease financing receivables..............................................................................................		4065	(38,000)	1.b.
c. Interest income on balances due from depository institutions1.............................................................		4115	545,000	1.c.

1. Interest and dividend income on securities:
   (1) U.S. Treasury securities and U.S. government agency obligations

		(excluding mortgage-backed securities)...........................................................................................	B488	401,000	1.d.(1)
	(2)	Mortgage-backed securities.............................................................................................................	B489	1,301,000	1.d.(2)
	(3)	All other securities...........................................................................................................................	4060	389,000	1.d.(3)
e.	Interest income from trading assets......................................................................................................	4069	115,000	1.e.
f.	Interest income on federal funds sold and securities purchased under agreements
	to resell.................................................................................................................................................	4020	1,702,000	1.f.
g.	Other interest income...........................................................................................................................	4518	24,000	1.g.
h.	Total interest income (sum of items 1.a through 1.g)............................................................................	4107	5,835,000	1.h.

2. Interest expense

a. Interest on deposits:

(1) In domestic offices:

		(a) Time deposits of $250,000 or less..............................................................................................	HK03	131,000	2.a.(1)(a)
		(b) Time deposits of more than $250,000........................................................................................	HK04	360,000	2.a.(1)(b)
		(c) Other deposits............................................................................................................................	6761	247,000	2.a.(1)(c)
	(2)	In foreign offices, Edge and Agreement subsidiaries, and IBFs.......................................................	4172	523,000	2.a.(2)
b.	Expense on federal funds purchased and securities sold under agreements to
	repurchase...........................................................................................................................................	4180	1,146,000	2.b.
c.	Interest on trading liabilities and other borrowed money
	(excluding subordinated notes and debentures)....................................................................................	4185	821,000	2.c.
d.	Interest on subordinated notes and debentures and on mandatory convertible
	securities..............................................................................................................................................	4397	28,000	2.d.
e.	Other interest expense.........................................................................................................................	4398	198,000	2.e.
f.	Total interest expense (sum of items 2.a through 2.e)..........................................................................	4073	3,454,000	2.f.
3. Net interest income (item 1.h minus item 2.f).............................................................................................	4074	2,381,000	3.
4. Provision for loan and lease losses2..........................................................................................................	JJ33	(7,000)	4.
5. Noninterest income:
a.	Income from fiduciary activities.............................................................................................................	4070	7,193,000	5.a.
b.	Service charges on deposit accounts in domestic offices.....................................................................	4483	311,000	5.b.
c.	Trading revenue3..................................................................................................................................	A220	486,000	5.c.
d.	(1)	Fees and commissions from securities brokerage……................................................................…	C886	916,000	5.d.(1)
	(2)	Investment banking, advisory, and underwriting fees and commissions..........................................	C888	34,000	5.d.(2)
	(3)	Fees and commissions from annuity sales......................................................................................	C887	5,000	5.d.(3)
	(4)	Underwriting income from insurance and reinsurance activities......................................................	C386	1,000	5.d.(4)
	(5)	Income from other insurance activities............................................................................................	C387	0	5.d.(5)
e.	Venture capital revenue........................................................................................................................	B491	4,000	5.e.
f.	Net servicing fees.................................................................................................................................	B492	0	5.f.
g.	Net securitization income......................................................................................................................	B493	0	5.g.

1. Includes interest income on time certificates of deposit not held for trading.
2. Institutions that have adopted ASU 2016-13 should report in item 4, the provisions for credit losses for all financial assets that fall within the scope of the standard.
3. For holding companies required to complete Schedule HI, memoranda item 9, trading revenue reported in Schedule HI, item 5.c must equal the sum

of memoranda items 9.a through 9.e.

03/2019

	The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank			Page 3 of 67
	RSSD ID: 3587146
	Schedule HI-Continued
				Dollar Amounts in Thousands	BHCK	Amount
5.	h.	Not applicable
		i.	Net gains (losses) on sales of loans and leases.......................................................................................	8560	0	5.i.
		j.	Net gains (losses) on sales of other real estate owned.............................................................................	8561	0	5.j.
		k.	Net gains (losses) on sales of other assets4 ............................................................................................	B496	0	5.k.
		l.	Other noninterest income5.........................................................................................................................	B497	348,000	5.l.
		m.	Total noninterest income (sum of items 5.a through 5.l)...........................................................................	4079	9,298,000	5.m.
6.	a.	Realized gains (losses) on held-to-maturity securities..............................................................................	3521	0	6.a.
		b.	Realized gains (losses) on available-for-sale securities............................................................................	3196	7,000	6.b.
7.	Noninterest expense:
		a.	Salaries and employee benefits................................................................................................................	4135	4,424,000	7.a.
		b.	Expenses of premises and fixed assets (net of rental income)
			(excluding salaries and employee benefits and mortgage interest).........................................................	4217	656,000	7.b.
		c.	(1) Goodwill impairment losses.................................................................................................................	C216	0	7.c.(1)
			(2) Amortization expense and impairment losses for other intangible assets...........................................	C232	89,000	7.c.(2)
		d.	Other noninterest expense6.......................................................................................................................	4092	2,759,000	7.d.
		e.	Total noninterest expense (sum of items 7.a through 7.d)........................................................................	4093	7,928,000	7.e.

8. a. Income (loss) before unrealized holding gains (losses) on equity securities not held for trading, applicable income taxes, and discontinued

	operations (item 3 , 5.m, 6.a, 6.b, minus items 4 and 7.e)........................................................................	HT69	3,765,000	8.a.
	b. Unrealized holding gains (losses) on equity securities not held for trading7………………………….………	HT70	0	8.b.
	c. Income (loss) before applicable income taxes and discontinued
	operations (sum of items 8.a and 8.b).......................................................................................................	4301	3,765,000	8.c.
9.	Applicable income taxes (foreign and domestic)............................................................................................	4302	747,000	9.
10.	Income (loss) before discontinued operations (item 8.c. minus item 9)..........................................................	4300	3,018,000	10.
11.	Discontinued operations, net of applicable income taxes8..............................................................................	FT28	0	11.
12.	Net income (loss) attributable to holding company and noncontrolling
	(minority) interests (sum of items 10 and 11)..................................................................................................	G104	3,018,000	12.
13.	LESS: Net income (loss) attributable to noncontrolling (minority) interests
	(if net income, report as a positive value; if net loss, report as a negative value)...........................................	G103	17,000	13.
14.	Net income (loss) attributable to holding company (item 12 minus item 13)..................................................	4340	3,001,000	14.

1. Exclude net gains(losses) on sales of trading assets and held-to-maturity and available-for-sale securities.
2. See Schedule HI, memoranda item 6.
3. See Schedule HI, memoranda item 7.
4. Item 8.b is to be completed only by holding companies that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.
5. Describe on Schedule HI, memoranda item 8.

Memoranda

	Dollar Amounts in Thousands	BHCK	Amount
1.	Net interest income (item 3 above) on a fully taxable equivalent basis..........................................................	4519	2,392,000	M.1.
2.	Net income before applicable income taxes, and discontinued operations (item 8.c. above)
	on a fully taxable equivalent basis...................................................................................................................	4592	3,776,000	M.2.
3.	Income on tax-exempt loans and leases to states and political subdivisions in the U.S.
	(included in Schedule HI, items 1.a and 1.b, above).......................................................................................	4313	0	M.3.
4.	Income on tax-exempt securities issued by states and political subdivisions in the U.S.
	(included in Schedule HI, item 1.d.(3), above)................................................................................................	4507	29,000	M.4.
5.	Number of full-time equivalent employees at end of current period	BHCK	Number
	(round to nearest whole number)....................................................................................................................	4150	48,700	M.5.
6.	Other noninterest income (from Schedule HI, item 5.l, above) (only report amounts greater
	than $100,000 that exceed 7 percent of Schedule HI, item 5.l):	BHCK	Amount
	a. Income and fees from the printing and sale of checks..............................................................................	C013	0	M.6.a.
	b. Earnings on/increase in value of cash surrender value of life insurance..................................................	C014	95,000	M.6.b.
	c. Income and fees from automated teller machines (ATMs).......................................................................	C016	0	M.6.c.

NOTE: The concept of extraordinary items has been eliminated from U.S. generally accepted accounting principles for fiscal years, and
interim periods within those fiscal years, beginning after December 15, 2015. References to extraordinary items in the captions for
Schedule HI, items 8, 10, and 11 and HI memo item 2 will be removed at a later date.	03/2019

	The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank			Page 4 of 69
	RSSD ID: 3587146
	Schedule HI-Continued
	Memoranda-Continued
				Dollar Amounts in Thousands	BHCK	Amount
	6. d.	Rent and other income from other real estate owned...............................................................................		4042	0	M.6.d.
	e. Safe deposit box rent................................................................................................................................		C015	0	M.6.e.
	f. Bank card and credit card interchange fees.............................................................................................		F555	0	M.6.f.
	g. Income and fees from wire transfer..........................................................................................................	T047	87,000	M.6.g
		TEXT
	h.	8562	Loan Commitment Fees	8562	95,000	M.6.h.
		TEXT
	i.	8563	Realized Investment Losses	8563	(94,000)	M.6.i.
		TEXT
	j.	8564				8564	0	M.6.j.

7. Other noninterest expense (from Schedule HI, item 7.d, above) (only report amounts greater than $100,000 that exceed 7 percent of the sum of Schedule HI, item 7.d):

a.	Data processing expenses........................................................................................................................		C017	0	M.7.a.
b.	Advertising and marketing expenses........................................................................................................		0497	0	M.7.b.
c.	Directors' fees...........................................................................................................................................		4136	0	M.7.c.
d.	Printing, stationery, and supplies..............................................................................................................		C018	0	M.7.d.
e.	Postage.....................................................................................................................................................		8403	0	M.7.e.
f.	Legal fees and expenses..........................................................................................................................		4141	0	M.7.f.
g.	FDIC deposit insurance assessments.......................................................................................................		4146		M.7.g.
h.	Accounting and auditing expenses...........................................................................................................		F556	0	M.7.h.
i.	Consulting and advisory expenses...........................................................................................................		F557	0	M.7.i.
j.	Automated teller machine (ATM) and interchange expenses...................................................................		F558	0	M.7.j.
k.	Telecommunications expenses.................................................................................................................		F559	0	M.7.k.
l.	Other real estate owned expenses...........................................................................................................		Y923	0	M.7.l.
m. Insurance expenses (not included in employee expenses, premises and fixed assets
	expenses, and other real estate owned expenses.)..................................................................................	Y924	0	M.7.m.
	TEXT
n.	8565	Software	8565	654,000	M.7.n.
	TEXT
o.	8566	Purchased Services	8566	631,000	M.7.o.
	TEXT
p.	8567	Distribution Clearing Subcustodian Charges	8567	613,000	M.7.p.

8. Discontinued operations and applicable income tax effect (from Schedule HI, item 11) (itemize and describe each discontinued operation):

		TEXT
a.	(1)	FT29					FT29	0	M.8.a.(1)
	(2)	Applicable income tax effect.................................................................	BHCK	FT30	0			M.8.a.(2)
		TEXT
b.	(1)	FT31					FT31	0	M.8.b.(1)
	(2)	Applicable income tax effect.................................................................	BHCK	FT32	0			M.8.b.(2)

9. Trading revenue (from cash instruments and derivative instruments) (Sum of items 9.a through 9.e must equal Schedule HI, item 5.c.)

Memorandum items 9.a through 9.e are to be completed by holding companies that reported
total trading assets of $10 million or more for any quarter of the preceding calendar year:
a.	Interest rate exposures.............................................................................................................................		8757	53,000	M.9.a.
b.	Foreign exchange exposures....................................................................................................................		8758	440,000	M.9.b.
c.	Equity security and index exposures.........................................................................................................		8759	(3,000)	M.9.c.
d.	Commodity and other exposures..............................................................................................................		8760	0	M.9.d.
e.	Credit exposures.......................................................................................................................................		F186	(4,000)	M.9.e.

NOTE: The concept of extraordinary items has been eliminated from U.S. generally accepted accounting principles for fiscal years, and interim periods within those fiscal years, beginning after December 15, 2015. References to extraordinary items in the captions for Schedule HI, memo item 8.b. will be removed at a later date.

06/2018

	The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank				Page 5 of 69
	RSSD ID: 3587146
	Schedule HI-Continued
	Memoranda-Continued
				Dollar Amounts in Thousands	BHCK	Amount
	Memoranda items 9.f and 9.g are to be completed by holding companies with $100 billion or more
	in total assets that are required to complete Schedule HI, Memorandum items 9.a through 9.e,
	above. 1
9.	f.	Impact on trading revenue of changes in the creditworthiness of the holding company's
			derivatives counterparties on the holding company's derivative assets (included in
			Memorandum items 9.a through 9.e above)..............................................................................................		K090	3,000	M.9.f.
		g.	Impact on trading revenue of changes in the creditworthiness of the holding company on the
			holding company's derivative liabilities (included in Memorandum items 9.a through 9.e.
			above)…………………………………….....................................................................................................	K094	0	M.9.g.
	Memorandum items 10.a and 10.b are to be completed by holding companies with $10 billion or more
	in total consolidated assets. 1
10.	Net gains (losses) recognized in earnings on credit derivatives that economically hedge credit
		exposures held outside the trading account:
		a.	Net gains (losses) on credit derivatives held for trading............................................................................		C889	0	M.10.a.
		b.	Net gains (losses) on credit derivatives held for purposes other than trading............................................		C890	0	M.10.b.
11.	Credit losses on derivatives (see instructions)................................................................................................		A251	0	M.11.
	Memorandum item 12.a is to be completed by holding companies with $1 billion or more in total
	assets. 1
	12. a.	Income from the sale and servicing of mutual funds and annuities (in domestic offices)...........................		8431	673,000	M.12.a.
		b.	(1) Premiums on insurance related to the extension of credit....................................................................		C242	0	M.12.b.(1)
			(2) All other insurance premiums..............................................................................................................		C243	1,000	M.12.b.(2)
		c.	Benefits, losses, and expenses from insurance-related activities..............................................................		B983	0	M.12.c.
13.	Does the reporting holding company have a Subchapter S election in effect for	0=No	BHCK
		federal income tax purposes for the current tax year? (Enter "1" for Yes; enter "0" for No.)..............	1=Yes	A530	0	M.13.
				Dollar Amounts in Thousands		BHCK	Amount

Memorandum item 14 is to be completed by bank companies that have elected to account for assets and liabilities under a fair value option.

14.	Net gains (losses) recognized in earnings on assets and liabilities that are reported at
	fair value under a fair value option:
	a. Net gains (losses) on assets.....................................................................................................................	F551	0	M.14.a.
	(1) Estimated net gains (losses) on loans attributable to changes in instrument-specific
	credit risk……………............................................................................................................................	F552	0	M.14.a.(1)
	b. Net gains (losses) on liabilities..................................................................................................................	F553	0	M.14.b.
	(1) Estimated net gains (losses) on liabilities attributable to changes in instrument-specific
	credit risk………………………………..................................................................................................	F554	0	M.14.b.(1)
15.	Stock-based employee compensation expense (net of tax effects) calculated for all
	awards under the fair value method................................................................................................................	C409	140,000	M.15.
Memorandum item 16 is to be completed by holding companies that are required to		Year-to-date
complete Schedule HC-C, Memorandum items 6.b and 6.c and is to be completed	BHCK	Amount
semiannually in the June and December reports only.
16.	Noncash income from negative amortization on closed-end loans secured by 1-4 family
	residential properties (included in Schedule HI, item 1.a.(1)(a))......................................................................	F228	0	M.16.
17.	Other-than-temporary impairment losses on held-to-maturity and available-for-sale debt
	securities recognized in earnings(included in Schedule HI,item 6a and 6b)2..................................................	J321	1,000	M.17

1.	The asset-size test is based on the total assets reported as of June 30, 2018.	03/2019
2.	Memorandum item 17 is to be completed only by institutions that have not adopted ASU 2016-13.

	The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank			Page 6 of 69
	RSSD ID: 3587146
	Schedule HI-A-Changes in Holding Company Equity Capital
			Dollar Amounts in Thousands	BHCK	Amount
1.	Total holding company equity capital most recently reported for the end of previous
		calendar year (i.e., after adjustments from amended Reports of Income)......................................................	3217	40,638,000	1.
2.	Cumulative effect of changes in accounting principles and corrections of material accounting errors	B507	0	2.
3.	Balance end of previous calendar year as restated (sum of items 1 and 2)....................................................	B508	40,638,000	3.
				BHCT
4.	Net income (loss) attributable to holding company (must equal Schedule HI, item 14)..................................	4340	3,001,000	4.
5.	Sale of perpetual preferred stock (excluding treasury stock transactions):	BHCK
		a. Sale of perpetual preferred stock, gross...................................................................................................	3577	0	5.a.
		b. Conversion or retirement of perpetual preferred stock..............................................................................	3578	0	5.b.
6.	Sale of common stock:
		a. Sale of common stock, gross...................................................................................................................	3579	330,000	6.a.
		b. Conversion or retirement of common stock..............................................................................................	3580	0	6.b.
7.	Sale of treasury stock....................................................................................................................................	4782	0	7.
8.	LESS: Purchase of treasury stock.................................................................................................................	4783	2,287,000	8.
9.	Changes incident to business combinations, net............................................................................................	4356	0	9.
10.	LESS: Cash dividends declared on preferred stock.......................................................................................	4598	120,000	10.
11.	LESS: Cash dividends declared on common stock........................................................................................	4460	834,000	11.
12.	Other comprehensive income1.......................................................................................................................	B511	369,000	12.
13.	Change in the offsetting debit to the liability for Employee Stock Ownership Plan (ESOP) debt
		guaranteed by the holding company..............................................................................................................	4591	0	13.
14.	Other adjustments to equity capital (not included above)...............................................................................	3581	23,000	14.
15.	Total holding company equity capital end of current period (sum of items 3, 4, 5, 6, 7, 9, 12,	BHCT
		13, and 14, less items 8, 10, and 11) (must equal item 27.a on Schedule HC)..............................................	3210	41,120,000	15.

1. Includes, but is not limited to, changes in net unrealized holding gains (losses) on available-for-sale securities, changes in accumulated net gains (losses) on cash flow hedges, foreign currency translation adjustments, and pension and other postretirement plan related changes

other than net periodic benefit cost.

03/2013

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 7 of 69
RSSD ID: 3587146

Schedule HI-B-Charge-Offs and Recoveries on Loans and

Leases and Changes in Allowances for Credit Losses

		(Column A)			(Column B)
		Charge-offs1			Recoveries
Dollar Amounts in Thousands	BHCK	Amount		BHCK	Amount
I. Charge-offs and Recoveries on Loans and Leases
(Fully Consolidated)
1. Loans secured by real estate:
a. Construction, land development, and other land loans
in domestic offices:
(1) 1-4 family residential construction loans..................................................	C891		0	C892	0	1.a.(1)
(2) Other construction loans and all land development and
other land loans.......................................................................................	C893		0	C894	0	1.a.(2)
b. Secured by farmland in domestic offices.......................................................	3584		0	3585	0	1.b.

1. Secured by 1-4 family residential properties in domestic offices:
   (1) Revolving, open-end loans secured by 1-4 family residential

		properties and extended under lines of credit............................................	5411	1,000	5412	0	1.c.(1)
	(2)	Closed-end loans secured by 1- 4 family residential
		properties in domestic offices:
		(a) Secured by first liens..........................................................................	C234	0	C217	2,000	1.c.(2)(a)
		(b) Secured by junior liens.......................................................................	C235	0	C218	0	1.c.(2)(b)
d.	Secured by multifamily (5 or more) residential properties in
	domestic offices................................................................................….........	3588	0	3589	0	1.d.
e.	Secured by nonfarm nonresidential properties in domestic offices:
	(1)	Loans secured by owner-occupied nonfarm nonresidential
		properties..................................................................................................	C895	0	C896	0	1.e.(1)
	(2)	Loans secured by other nonfarm nonresidential properties.......................	C897	0	C898	0	1.e.(2)
f.	In foreign offices............................................................................................	B512	0	B513	0	1.f.

2. Not applicable

1. Not applicable
2. Not applicable

3.	Loans to finance agricultural production and other loans to farmers....................	4655	0	4665	0	3.
4.	Commercial and industrial loans:
	a. To U.S. addressees (domicile).......................................................................	4645	13,000	4617	0	4.a.
	b. To non-U.S. addressees (domicile)................................................................	4646	0	4618	0	4.b.
5.	Loans to individuals for household, family, and other personal
	expenditures:
	a. Credit cards...................................................................................................	B514	0	B515	0	5.a.
	b. Automobile loans...........................................................................................	K129	0	K133	0	5.b.

1. Other consumer loans (includes single payment, installment, all student loans, and revolving credit plans other than

	credit cards)...................................................................................................		K205	0	K206	0	5.c.
6.	Loans to foreign governments and official institutions.........................................		4643	0	4627	0	6.
7.	All other loans.....................................................................................................		4644	0	4628	0	7.

8. Lease financing receivables:

a. Leases to individuals for household, family, and other personal

expenditures..................................................................................................	F185	0	F187	0	8.a.
b. All other leases..............................................................................................	C880	0	F188	0	8.b.
9. Total (sum of items 1 through 8)..........................................................................	4635	14,000	4605	2,000	9.

1. Include write-downs arising from transfers to a held-for-sale account.	03/2019

	The Bank of New York Mellon Corporation						FR Y-9C
Legal Title of Bank					Page 8 of 69
	RSSD ID: 3587146
	Schedule HI-B-Continued
	Memoranda
				(Column A)		(Column B)
				Charge-offs1		Recoveries
				Date
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount
	1. Loans to finance commercial real estate, construction, and land
	development activities (not secured by real estate) included in Schedule
	HI-B, part I, items 4 and 7 above...................................................................................	5409	0	5410	0	M.1.
	2. Loans secured by real estate to non-U.S. addressees (domicile) (included in
	Schedule HI-B, part I, item 1, above)............................................................................	4652	0	4662	0	M.2.
	Memorandum item 3 is to be completed by (1) holding companies that, together with affiliated institutions, have outstanding credit
	card receivables (as defined in the instructions) that exceed $500 million as of the report date or (2) holding companies that on a
	consolidated basis are credit card specialty holding companies (as defined in the instructions).
						Year-to-date
	3. Uncollectible retail credit card fees and finance charges reversed against income			BHCK	Amount
	(i.e., not included in charge-offs against the allowance for loan and lease losses)2.................................................….........	C388	0	M.3.

1. Include write-downs arising from transfers to a held-for-sale account.
2. Institutions that have adopted ASU 2016-13 should report in Memorandum item 3 uncollectable retail credit card fees and finance charges reversed against income (i.e., not included in charge-offs against the allowance for credit losses on loans and leases).

Part II. Changes in Allowance for Credit Losses1

			(Column A)		(Column B)			(Column C)
		Loans and Leases	Held-to-maturity		Available-for-sale
		held for investment	debt securities2		debt securities2
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount		BHCK	Amount
1.	Balance most recently reported at end of previous year
	(i.e., after adjustments from amended Reports of Income).......................................................................................….........	B522	146,000	JH88			JH94			1.
		BHCT
2.	Recoveries (column A must equal Part 1, item 9, column B, above).....................................................................................	4605	2,000	JH89			JH95			2.
3.	LESS: Charge-offs (column A must equal Part 1, item 9, column A, above less	BHCK
	Schedule HI-B, Part II, item 4, column A)................................................................................................................................	C079	14,000	JH92			JH98			3.
4.	LESS: Write-downs arising from transfers of financial assets3......................................................................….....................	5523	0	JJ00			JJ01			4.
		BHCK
5.	Provisions for credit losses4,5..............................................................................................….................................................	4230	(7,000)	JH90			JH96			5.
		BHCK
6.	Adjustments* (see instructions for this schedule)...................................................................................................................	C233	0	JH91			JH97			6.
7.	Balance at end of current period (sum of items 1, 2, 5, and 6, less items 3 and 4)	BHCT
	(column A must equal Schedule HC, item 4.c).......................................................................................................................	3123	127,000	JH93		0	JH99		0	7.

1. Institutions that have not adopted ASU 2016-13 should report changes in allowance for loan and lease losses.
2. Columns B and C are to be completed only by institutions that have adopted ASU 2016-13.
3. Institutions that have not adopted ASU 2016-13. should report write-downs arising from transfers of loans to a held-for-sale account in item 4, column A.
4. Institutions that have not yet adopted ASU 2016-13 should report the provision for loan and lease losses in item 5, column A.
5. For institutions that have adopted ASU 2016-13, the sum of item 5, columns A through C, plus Schedule HI-B, Part II,

Memorandum item 5, below, must equal Schedule HI, item 4. For institutions that have not yet adopted ASU 2016-13, the reported amount in item 5, column A must equal Schedule HI, item 4.

03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Schedule HI-B-Continued

Memoranda

	Dollar Amounts in Thousands		BHCK	Amount
1.	Allocated transfer risk reserve included in Schedule HI-B, part II, item 7, column A, above.................................................		C435	0	M.1.
Memoranda items 2 and 3 are to be completed by (1) holding companies that, together with
affiliated institutions, have outstanding credit card receivables (as defined in the instructions) that
exceed $500 million as of the report date or (2) holding companies that on a consolidated basis are
credit card specialty holding companies (as defined in the instructions).
2.	Separate valuation allowance for uncollectible retail credit card fees and finance charges.................................................		C389	0	M.2.
3.	Amount of allowance for loan and lease losses attributable to retail credit card fees and finance
	charges1...................................................................................................................................................................................		C390	0	M.3.

4. Amount of allowance for post-acquisition credit losses on purchased credit-impaired loans accounted for in accordance with AICPA Statement of Position 03-3

	(included in Schedule HI-B, part II, item 7, column A, above)2...............................................................................................	C781	0 M.4.
5.	Provisions for credit losses on other financial assets measured at amortized cost (not included in item 5, above)3	JJ02		M.5.
6.	Allowance for credit losses on other financial assets measured at amortized cost (not included in item 7, above)3	JJ03		M.6.

1. Institutions that have adopted ASU 2016-13 should report in Memorandum item 3 the amount of allowance for credit losses on loans and leases attributable to retail credit card fees and financial charges.
2. Memorandum item 4 is to be completed only by institutions that have not yet adopted ASU 2016-13.
3. Memorandum items 5 and 6 are to be completed only by institutions that have adopted ASU 2016-13.

FR Y-9C

Page 9 of 69

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 10 of 69
RSSD ID: 3587146

Schedule HI-C-Disaggregated Data on the Allowance for Loan and Lease Losses

Schedule HI-C is to be completed by holding companies with $1 billion or more in total assets.1

Part I. Disaggregated data on the Allowance for Loan and Lease Losses2

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

Recorded Investment:

Allowance Balance:

Recorded Investment:

Allowance Balance:

Recorded Investment:

Allowance Balance:

Individually Evaluated

Individually Evaluated

Collectively Evaluated

Collectively Evaluated

Purchased Credit-

Purchased Credit-

for Impairment

for Impairment

for Impairment

for Impairment

Impaired Loans

Impaired Loans

(ASC 310-10-35)

(ASC 310-10-35)

(ASC 450-20)

(ASC 450-20)

(ASC 310-30)

(ASC 310-30)

Dollar Amounts in Thousands

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

1.

Real estate loans:

a. Construction loans.............................................

M708

0

M709

0

M710

794,000

M711

7,000

M712

0

M713

0

1.a.

b. Commercial

real estate loans................................................

M714

0

M715

0

M716

3,142,000

M717

30,000

M719

0

M720

0

1.b.

c. Residential

real estate loans................................................

M721

15,000

M722

0

M723

9,338,000

M724

26,000

M725

0

M726

0

1.c.

2.

Commercial loans3 ...............................................

M727

0

M728

0

M729

38,061,000

M730

63,000

M731

0

M732

0

2.

3.

Credit cards...........................................................

M733

0

M734

0

M735

0

M736

0

M737

0

M738

0

3.

4.

Other consumer loans...........................................

M739

0

M740

0

M741

3,071,000

M742

1,000

M743

0

M744

0

4.

5.

Unallocated, if any.................................................

M745

0

5.

6.

Total

(sum of items 1.a. through 5.)4..............................

M746

15,000

M747

0

M748

54,406,000

M749

127,000

M750

0

M751

0

6.

1. The asset-size test is based on the total assets reported as of June 30, 2018.
2. Only institutions that have not adopted ASU 2016-13 are to complete Schedule HI-C Part I.
3. Include all loans and leases not reported as real estate loans, credit cards, or other consumer loans.
4. The sum of item 6, columns B, D and F, must equal Schedule HC, item 4.c. Item 6, column E, must equal Schedule HC-C, Memorandum item 5.b. Item 6, column F, must equal Schedule HI-B, Part II, Memorandum item 4.

03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Schedule HI-C-Continued

Part II. Disaggregated data on Allowances for Credit Losses1

Schedule HI-C, Part II is to be completed by holding companies with $1 billion or more in total assets.2

			(Column A)		(Column B)
			Amortized Cost		Allowance Balance
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount
Loans and Leases, Held for Investment:
1.	Real estate loans:
	a. Construction loans...........................................	JJ04		JJ12		1.a.
	b. Commercial real estate loans...........................	JJ05		JJ13		1.b.
	c. Residential real estate loans............................	JJ06		JJ14		1.c.
2.	Commercial loans3.....................................................................	JJ07		JJ15		2.
3.	Credit cards..........................................................	JJ08		JJ16		3.
4.	Other consumer loans..........................................	JJ09		JJ17		4.
5.	Unallocated..........................................................			JJ18		5.
6.	Total (sum of items 1.a. through 5)4.....................	JJ11	0	JJ19	0	6.
					Allowance Balance
		Dollar Amounts in Thousands	BHCK	Amount
Held-To-Maturity Securities:
7.	Securities issued by states and political subdivisions in the U.S...............................	JJ20		7.
8.	Total Mortgage-backed securities (MBS) (including CMOs, REMICs and
	stripped MBS):			JJ21		8.
9.	Asset-backed securities and structured financial products........................................	JJ23		9.
10.	Other debt securities................................................................................................			JJ24		10.
11.	Total (Sum of items 7 through 10)5...........................................................................			JJ25	0	11.

1. Only institutions that have adopted ASU 2016-13 are to complete Schedule HI-C, Part II.
2. The $1 billion asset size test is based on total assets reported as of June 30, 2018.
3. Include all loans and leases not reported as real estate loans, credit cards, or other consumer loans in items 1, 3 or 4 of Schedule HI-C, part II.
4. Items 6, column B, must equal Schedule HC, item 4.c.
5. Item 11 must equal Schedule HI-B, Part II, item 7, column B.

FR Y-9C

Page 11 of 69

03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Notes to the Income Statement-Predecessor Financial Items

For holding companies involved in a business combination(s) during the quarter, provide on the lines below income statement information for any acquired company(ies) with aggregated assets of $10 billion or more or 5 percent of the reporting holding company's total consolidated assets as of the previous quarter-end, whichever is less. Information should be reported year-to- date of acquisition.

FR Y-9C

Page 12 of 69

		Dollar Amounts in Thousands	BHBC	Amount
1.	Total interest income...................................................................................................................................	4107	0	1.
	a.	Interest income on loans and leases.....................................................................................................	4094	0	1.a.
	b.	Interest income on investment securities...............................................................................................	4218	0	1.b.
2.	Total interest expense.................................................................................................................................	4073	0	2.
	a.	Interest expense on deposits.................................................................................................................	4421	0	2.a.
3.	Net interest income.....................................................................................................................................	4074	0	3.
4.	...........................................................................................................Provision for loan and lease losses1	JJ33	0	4.
5.	Total noninterest income.............................................................................................................................	4079	0	5.
	a.	Income from fiduciary activities..............................................................................................................	4070	0	5.a.
	b.	Trading revenue.....................................................................................................................................	A220	0	5.b.
	c.	Investment banking, advisory, brokerage, and underwriting fees and commissions...............................	B490	0	5.c.
	d.	Venture capital revenue.........................................................................................................................	B491	0	5.d.
	e.	Net securization income........................................................................................................................	B493	0	5.e.
	f.	Insurance commissions and fees...........................................................................................................	B494	0	5.f.
6.	.............................................Realized gains (losses) on held-to-maturity and available-for-sale securities2	4091	0	6.
7.	Total noninterest expense...........................................................................................................................	4093	0	7.
	a.	Salaries and employee benefits.............................................................................................................	4135	0	7.a.
	b.	Goodwill impairment losses...................................................................................................................	C216	0	7.b.
8.	Income (loss) before applicable income taxes and discontinued operations................................................	4301	0	8.
9.	Applicable income taxes..............................................................................................................................	4302	0	9.
10.	Noncontrolling (minority) interest.................................................................................................................	4484	0	10.
			BHCK
11.	Discontinued operations, net of applicable income taxes and noncontrolling (minority) interest..................	FT41	0	11.
			BHBC
12.	Net income (loss)........................................................................................................................................	4340	0	12.
13.	Cash dividends declared.............................................................................................................................	4475	0	13.
14.	Net charge-offs............................................................................................................................................	6061	0	14.
15.	Net interest income (item 3 above) on a fully taxable equivalent basis........................................................	4519	0	15.

1. Institutions that have adopted ASU 2016-13 should report in Item 4, the provisions for all financial assets that fall within the scope of the standard.
2. For institutions that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities, include realized and unrealized gains (losses) (and all other value changes) on equity securities and other equity investments not held for trading in item 6.

03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Notes to the Income Statement (Other)

Enter in the lines provided below any additional information on specific line items on the income statement or to its schedules that the holding company wishes to explain, that has been separately disclosed in the holding company's quarterly reports to its shareholders, in its press releases, or on its quarterly reports to the Securities and Exchange Commission (SEC). Exclude any

transactions that have been separately disclosed under the reporting requirements specified in memoranda items 6 through 8 to Schedule HI, the Consolidated Income Statement.

Also include any transactions which previously would have appeared as footnotes to Schedules HI through HI-B.

Each additional piece of information disclosed should include the appropriate reference to schedule and item number, as well as a description of the additional information and the dollar amount (in thousands of dollars) associated with that disclosure.

Example

A holding company has received $1.35 million of back interest on loans and leases that are currently in nonaccrual status. The holding company's interest income for the quarter shows that increase which has been disclosed in the report to the stockholders and

SEC. Enter on the line item below the following information:

FR Y-9C

Page 13 of 69

	TEXT		BHCK	Amount
	0000	Sch. HI, item 1.a(1), Recognition of interest payments on
		nonaccrual loans to XYZ country
			0000	1350
Notes to the Income Statement (Other)
		Dollar Amounts in Thousands	BHCK	Amount
1.	Effect of adoption of Current Expected Credit Losses Methodology - ASU 2016-131,2............................................	JJ26		1
2.	Initial allowances for credit losses recognized upon the acquisition of purchased credit-deteriorated
	..............................................................................................assets on or after the effective date of ASU 2016-131	JJ27		2.
3.	Effect of adoption of current expected credit losses methodology on allowances for credit losses on
	...........................................................loans and leases held for investment and held-to-maturity debt securities1,2	JJ28		3.
	TEXT
4.	5351		5351	0	4.
5.	5352		5352	0	5.
6.	5353		5353	0	6.
7.	5354		5354	0	7.
8.	5355		5355	0	8.
9.	B042		B042	0	9.
10.	B043		B043	0	10.
11.	B044		B044	0	11.
12.	B045		B045	0	12.
13.	B046		B046	0	13.

1. Only institutions that have adopted ASU 2106-13 should report values in these items, if applicable.
2. Institutions should complete this item in the quarter that they adopt ASU 2016-13 and in the quarter-end FR Y-9C report for the remainder of that calendar year only.

03/2019

The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank				Page 14 of 69
RSSD ID: 3587146
Notes to the Income Statement (Other) - Continued
	TEXT		Dollar Amounts in Thousands	BHCK	Amount
14.	B047			B047	0	14.
15.	B048			B048	0	15.
16.	B049			B049	0	16.
17.	B050			B050	0	17.
18.	B051			B051	0	18.
19.	B052			B052	0	19.
20.	B053			B053	0	20.
21.	B054			B054	0	21.
22.	B055			B055	0	22.
23.	B056			B056	0	23.

03/2019

The Bank of New York Mellon Corporation

Name of Holding Company

Consolidated Financial Statements for Holding Companies

For Federal Reserve Bank Use Only

C.I. ___________

FR Y-9C

Page 15 of 69

Report at the close of business	September 30, 2019
	Month / Day / Year

Schedule HC-Consolidated Balance Sheet

Dollar Amounts in Thousands

BHCK

Amount

Assets

1. Cash and balances due from depository institutions:

.............................................................................a. Noninterest-bearing balances and currency and coin1				0081	6,740,000	1.a.
b. Interest-bearing balances:2
	(1)	In U.S. offices.....................................................................................................................................				0395	34,114,000	1.b.(1)
	(2)	In foreign offices, Edge and Agreement subsidiaries, and IBFs.........................................................				0397	54,626,000	1.b.(2)
2. Securities:
..................................................................a. Held-to-maturity securities (from Schedule HC-B,column A)3				JJ34	33,778,000	2.a.
b. Available-for-sale securities (from Schedule HC-B,column D).................................................................				1773	88,562,000	2.b.
c.	Equity securities with readily determinable fair values not held for trading4…………………………………	JA22	851,000	2.c.
3. Federal funds sold and securities purchased under agreements to resell:
a. Federal funds sold in domestic offices................................................................		BHDM	B987	0	3.a.
............................................b. Securities purchased under agreements to resell5,6		BHCK	B989	43,723,000	3.b.
4. Loans and lease financing receivables:
a. Loans and leases held for sale.................................................................................................................				5369	0	4.a.
b.	Loans and leases, held for investment......................................…............	B528	54,421,000				4.b.
c.	LESS: Allowance for loan and lease losses7..........................................…	3123	127,000				4.c.

1. Loans and leases, held for investment, net of allowance for loan and lease losses

	(item 4.b minus 4.c)..................................................................................................................................		B529	54,294,000		4.d.
5.	Trading assets (from Schedule HC-D).............................................................................................................		3545	9,679,000		5.
6.	Premises and fixed assets (including capitalized leases)................................................................................		2145	3,149,000		6.
7.	Other real estate owned (from Schedule HC-M).............................................................................................		2150	2,000		7.
8.	Investments in unconsolidated subsidiaries and associated companies.........................................................		2130	2,186,000		8.
9.	Direct and indirect investments in real estate ventures...................................................................................		3656	0		9.
10.	Intangible assets (from Schedule HC-M)……………………………………………………………………………		2143	20,372,000		10.
11.	Other assets (from Schedule HC-F)6...............................................................................................................		2160	21,199,000		11.
12.	Total assets (sum of items 1 through 11)........................................................................................................		2170	373,275,000		12.

1. Includes cash items in process of collection and unposted debits.
2. Includes time certificates of deposit not held for trading.
3. Institutions that have adopted ASU 2016-13 should report item 2.a, amounts net of any applicable allowance for credit losses. This item should equal Schedule HC-B, item 8, column A less Schedule HI-B, Part II, item 7, column B.
4. Item 2.c is to be completed only by holding companies that have adopted ASU 2016-01, which includes provisions governing the

accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.

1. Includes all securities resale agreements in domestic and foreign offices, regardless of maturity.
2. Institutions that have adopted ASU-2016-13 should report items 3.b and 11 amounts net of any applicable allowance for credit losses.
3. Institutions that have adopted ASU-2016-13 should report in item 4.c the allowance for credit losses on loans and leases.

03/2019

	The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank				Page 16 of 69
	RSSD ID: 3587146
	Schedule HC-Continued
			Dollar Amounts in Thousands	BHDM	Amount
	Liabilities
	13. Deposits:
	a. In domestic offices (from Schedule HC-E):
(1)	Noninterest-bearing1.......................................................................................................................		6631	51,932,000		13.a.(1)
(2)	Interest-bearing..............................................................................................................................		6636	90,947,000		13.a.(2)
	b. In foreign offices, Edge and Agreement subsidiaries, and IBFs:		BHFN
(1)	Noninterest-bearing........................................................................................................................		6631	3,660,000		13.b.(1)
(2)	Interest-bearing..............................................................................................................................		6636	103,262,000		13.b.(2)
	14. Federal funds purchased and securities sold under agreements to repurchase:		BHDM
	a. Federal funds purchased in domestic offices2......................................................................................	B993	2,128,000		14.a.
					BHCK
	b. Securities sold under agreements to repurchase3................................................................................		B995	9,668,000		14.b.
	15. Trading liabilities (from Schedule HC-D)....................................................................................................		3548	4,762,000		15.
	16. Other borrowed money (includes mortgage indebtedness and obligations under
	capitalized leases) (from Schedule HC-M).................................................................................................		3190	41,121,000		16.

1. Not applicable
2. Not applicable

19.	a.	Subordinated notes and debentures4...................................................................................................	4062	1,300,000	19.a.
	b.	Subordinated notes payable to unconsolidated trusts issuing trust preferred securities, and
		trust preferred securities issued by consolidated special purpose entities............................................	C699	0	19.b.
20.	Other liabilities (from Schedule HC-G).......................................................................................................	2750	23,025,000	20.
21.	Total liabilities (sum of items 13 through 20).............................................................................................	2948	331,805,000	21.

22 Not applicable

Equity Capital

Holding Company Equity Capital

23.	Perpetual preferred stock and related surplus...........................................................................................	3283	3,542,000	23.
24.	Common stock (par value)........................................................................................................................	3230	14,000	24.
25.	Surplus (exclude all surplus related to preferred stock).............................................................................	3240	27,471,000	25.
26.	a. Retained earnings................................................................................................................................	3247	30,789,000	26.a.
	b. Accumulated other comprehensive income5........................................................................................	B530	(2,893,000)	26.b.
	c. Other equity capital components6........................................................................................................	A130	(17,803,000)	26.c.
27.	a. Total holding company equity capital (sum of items 23 through 26.c)..................................................	3210	41,120,000	27.a.
	b. Noncontrolling (minority) interests in consolidated subsidiaries............................................................	3000	350,000	27.b.
28.	Total equity capital (sum of items 27.a and 27.b)......................................................................................	G105	41,470,000	28.
29.	Total liabilities and equity capital (sum of items 21 and 28).......................................................................	3300	373,275,000	29.

1. Includes noninterest-bearing demand, time, and savings deposits.
2. Report overnight Federal Home Loan Bank advances in Schedule HC, item 16, "Other borrowed money."
3. Includes all securities repurchase agreements in domestic and foreign offices regardless of maturity.
4. Includes limited-life preferred stock and related surplus.
5. Includes, but is not limited to, net unrealized holding gains (losses) on available-for-sale securities, accumulated net gains (losses) on cash flow hedges, cumulative foreign currency translation adjustments, and accumulated defined benefit pension and other postretirement plan adjustments.

6. Includes treasury stock and unearned Employee Stock Ownership Plan shares.

03/2013

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 17 of 69
RSSD ID: 3587146

Schedule HC-Continued

Memoranda (to be completed annually by holding companies for the December 31 report date)

1. Has the holding company engaged in a full-scope independent external audit at any time during the	0=No	BHCK
calendar year? (Enter "1" for yes, enter "0" for no)..................................................................................................	1=Yes	C884	0	M.1.

2. If response to Memoranda item 1 is yes, indicate below the name and address of the holding company's independent external auditing firm (see instructions), and the name and e-mail address of the auditing firm's

engagement partner.7
a.			b.
(1)	Name of External Auditing Firm (TEXT C703)	(1)	Name of Engagement Partner (TEXT C704)
(2)	City (TEXT C708)	(2)	E-mail Address (TEXT C705)
(3)	State Abbrev. (TEXT C714)	(4) Zip Code (TEXT C715)
	03/2013
7. The	Federal Reserve regards information submitted in response to Memorandum item 2.b as confidential.

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 18 of 69
RSSD ID: 3587146

Schedule HC-B-Securities

			Held-to-Maturity		Available-for-Sale
			(Column A)		(Column B)		(Column C)		(Column D)
		Amortized Cost		Fair Value	Amortized Cost		Fair Value
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount	BHCK	Amount	BHCK	Amount
1.	U.S. Treasury securities.............................................................................	0211	4,018,000	0213	4,045,000	1286	14,481,000	1287	15,125,000	1.
2.	U.S. government agency and sponsored agency obligations
	(exclude mortgage-backed securities)1…………………………………………	HT50	921,000	HT51	922,000	HT52	2,387,000	HT53	2,477,000	2.
3.	Securities issued by states and political subdivisions in the U.S. ..............	8496	16,000	8497	16,000	8498	1,159,000	8499	1,183,000	3.

4. Mortgage-backed securities (MBS)

a. Residential pass-through securities:

(1)	Guaranteed by GNMA.....................................................................	G300	2,820,000	G301	2,851,000	G302	1,237,000	G303	1,252,000	4.a.(1)
(2)	Issued by FNMA and FHLMC..........................................................	G304	20,976,000	G305	21,150,000	G306	11,217,000	G307	11,302,000	4.a.(2)
(3)	Other pass-through securities..........................................................	G308	0	G309	0	G310	0	G311	0	4.a.(3)

1. Other residential mortgage-backed securities (include CMOs, REMICs, and stripped MBS):
   (1) Issued or guaranteed by U.S. Government agencies or

	sponsored agencies2.......................................................................	G312	2,856,000	G313	2,861,000	G314	13,862,000	G315	13,838,000	4.b.(1)
(2)	Collateralized by MBS issued or guaranteed by U.S.
	Government agencies or sponsored agencies2................................	G316	0	G317	0	G318	0	G319	0	4.b.(2)
(3)	All other residential mortgage-backed securities..............................	G320	85,000	G321	87,000	G322	1,003,000	G323	1,214,000	4.b.(3)
c. Commercial MBS:
(1)	Commercial pass-through securities:
	(a) Issued or guaranteed by FNMA, FHLMC, or GNMA.................	K142	895,000	K143	924,000	K144	4,543,000	K145	4,696,000	4.c.(1)(a)
	(b) Other pass-through securities..................................................	K146	0	K147	0	K148	0	K149	0	4.c.(1)(b)

1. Other commercial MBS:
2. 1. Issued or guaranteed by U.S. Government agencies

or sponsored agencies2……………………………………………	K150	302,000	K151	307,000	K152	4,760,000	K153	4,880,000	4.c.(2)(a)
(b) All other commercial MBS........................................................	K154	0	K155	0	K156	2,207,000	K157	2,268,000	4.c.(2)(b)

1. Includes Small Business Administration "Guaranteed Loan Pool Certificates," U.S. Maritime Administration obligations, Export-Import Bank participation certificates, and obligations (other than mortgage-backed securities) issued by the Farm Credit System, the Federal Home Loan Bank System, the Federal Home Loan Mortgage Corporation, the Federal National Mortgage Association, the Financing Corporation, Resolution Funding Corporation, the Student Loan Marketing Association, and the Tennessee Valley Authority.

2. U.S. Government agencies include, but are not limited to, such agencies as the Government National Mortgage Association (GNMA), the Federal Deposit Insurance Corporation (FDIC) and the National Credit Union Administration (NCUA). U.S. Government-sponsored agencies include, but are not limited to, such agencies as the Federal Home Loan Mortgage Corporation

(FHLMC) and the Federal National Mortgage Association (FNMA).

06/2018

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 19 of 69
RSSD ID: 3587146

Schedule HC-B-Continued

			Held-to-Maturity			Available-for-Sale
			(Column A)		(Column B)		(Column C)		(Column D)
		Amortized Cost		Fair Value	Amortized Cost		Fair Value
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount	BHCK	Amount	BHCK	Amount
5.	Asset-backed securities and structured financial products:
	a. Asset-backed Securities (ABS)............................................	C026	0	C988	0	C989	2,477,000	C027	2,484,000	5.a.
	b. Structured financial products……………………………………	HT58	0	HT59	0	HT60	3,882,000	HT61	3,868,000	5.b.
6.	Other debt securities:
	a. Other domestic debt securities............................................	1737	0	1738	0	1739	688,000	1741	703,000	6.a.
	b. Other foreign debt securities................................................	1742	889,000	1743	929,000	1744	23,029,000	1746	23,272,000	6.b.
7.	Investments in mutual funds and other equity securities with
	readily determinable fair values1................................................					A510		A511		7.
		BHCK						BHCT
8.	Total (sum of 1 through 7))2......................................................	1754	33,778,000	1771	34,092,000	1772	86,932,000	1773	88,562,000	8.

Memoranda

		Dollar Amounts in Thousands	BHCK	Amount
1.	Pledged securities3.....................................................................................................................................................................................................	0416	98,379,000	M.1.
2.	Remaining maturity or next repricing date of debt securities4, 5 (Schedule HC-B, items 1 through 6.b in columns A and D above):
	a. 1 year and less......................................................................................................................................................................................................	0383	44,319,000	M.2.a.
	b. Over 1 year to 5 years...........................................................................................................................................................................................	0384	22,618,000	M.2.b
	c.	Over 5 years..........................................................................................................................................................................................................	0387	55,403,000	M.2.c.
Memorandum item 3 is to be completed semiannually in the June and December reports only.
3.	Amortized cost of held-to-maturity securities sold or transferred to available-for-sale or trading securities during the calendar year-to-date
	(report the amortized cost at date of sale or transfer)..................................................................................................................................................	1778	0	M.3.
4.	Structured notes (included in the held-to-maturity and available-for-sale accounts in Schedule HC-B, items 2, 3, 5, and 6):
	a.	Amortized cost.......................................................................................................................................................................................................	8782	0	M.4.a.
	b.	Fair value...............................................................................................................................................................................................................	8783	0	M.4.b.

1. Item 7 is to be completed only by holding companies that have not adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities. See the instructions for further detail on ASU 2016-01.
2. For institutions that have adopted ASU 2016-13, the total reported in column A must equal Schedule HC, item 2.a plus Schedue HI-B, Part II, item 7, column B. For institutions that have not adopted ASU 2016-13, the total reported in column A must equal Schedule HC, item 2.a. For all institutions, the total reported in column D must equal Schedule HC, item 2.b.
3. Includes held-to-maturity securities at amortized cost and available-for-sale securities at fair value.
4. Exclude investments in mutual funds and other equity securities with readily determinable fair values.
5. Report fixed-rate debt securities by remaining maturity and floating debt securities by next repricing date.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 20 of 69
RSSD ID: 3587146

Schedule HC-B-Continued

Memoranda-Continued

			Held-to-Maturity		Available-for-Sale
			(Column A)		(Column B)		(Column C)		(Column D)
		Amortized Cost		Fair Value	Amortized Cost		Fair Value
Dollar Amounts in Thousands		BHCK	Amount	BHCK	Amount	BHCK	Amount	BHCK	Amount

Memorandum item 5.a through 5.f are to be completed by holding companies with $10 billion or more in total assets. 1

5. Asset-backed securities (ABS) (sum of Memorandum items 5.a through 5.f must equal Schedule HC-B, item 5.a):

a.	Credit card receivables............................................................................	B838	0	B839	0	B840	783,000	B841	786,000	M.5.a.
b.	Home equity lines....................................................................................	B842	0	B843	0	B844	0	B845	0	M.5.b.
c.	Automobile loans.....................................................................................	B846	0	B847	0	B848	156,000	B849	158,000	M.5.c.
d.	Other consumer loans.............................................................................	B850	0	B851	0	B852	1,000,000	B853	1,000,000	M.5.d.
e.	Commercial and industrial loans..............................................................	B854	0	B855	0	B856	453,000	B857	454,000	M.5.e.
f.	Other.......................................................................................................	B858	0	B859	0	B860	85,000	B861	86,000	M.5.f.

Memorandum item 6.a through 6.g are to be completed by holding companies with $10 billion or more in total assets. 1

6. Structured financial products by underlying collateral or reference assets (for each column, sum of Memorandum items 6.a through 6.g

must equal Schedule HC-B, 5.b.):
a.	Trust preferred securities issued by financial institutions.........................	G348	0	G349	0	G350	0	G351	0	M.6.a.
b.	Trust preferred securities issued by real estate investment trusts............	G352	0	G353	0	G354	0	G355	0	M.6.b.
c.	Corporate and similar loans.....................................................................	G356	0	G357	0	G358	3,882,000	G359	3,868,000	M.6.c.
d.	1-4 family residential MBS issued or guaranteed by U.S.
	government-sponsored enterprises (GSEs).............................................	G360	0	G361	0	G362	0	G363	0	M.6.d.
e. 1-4 family residential MBS not issued or guaranteed by GSEs...............	G364	0	G365	0	G366	0	G367	0	M.6.e.
f.	Diversified (mixed) pools of structured financial products........................	G368	0	G369	0	G370	0	G371	0	M.6.f.
g.	Other collateral or reference assets.........................................................	G372	0	G373	0	G374	0	G375	0	M.6.g.

1. The $10 billion asset-size test is based on the total assets reported as of June 30, 2018.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 21 of 69
RSSD ID: 3587146

Schedule HC-C-Loans and Lease Financing Receivables

Do not deduct the allowance for loan and lease losses1 from amounts reported in this schedule. Report (1) loans and leases held for sale at the lower of cost or fair value, (2) loans and leases held for investment, net of unearned income, and (3) loans and leases accounted for at fair value under a fair value option. Exclude assets held for trading and commercial paper.

				(Column A)		(Column B)
			Consolidated	In Domestic Offices
	Dollar Amounts in Thousands		BHCK	Amount	BHDM	Amount
1. Loans secured by real estate............................................................................		1410	13,289,000			1.
a. Construction, land development and other land loans:				BHCK
(1)	1-4 family residential construction loans...............................................			F158	160,000	1.a.(1)
(2)	Other construction loans and all land development and other
	land loans..............................................................................................			F159	794,000	1.a.(2)
					BHDM
b. Secured by farmland....................................................................................			1420	0	1.b.

1. Secured by 1-4 family residential properties:

1. Revolving, open-end loans secured by 1-4 family residential

		properties and extended under lines of credit.…....................................			1797	50,000	1.c.(1)
	(2)	Closed-end loans secured by 1-4 family residential properties:
		(a) Secured by first liens.......….............................................................			5367	9,029,000	1.c.(2)(a)
		(b) Secured by junior liens.....................................................................			5368	114,000	1.c.(2)(b)
	d. Secured by multifamily (5 or more) residential properties............................			1460	994,000	1.d.
	e. Secured by nonfarm nonresidential properties:
	(1) Loans secured by owner-occupied nonfarm nonresidential			BHCK
		properties..............................................................................................			F160	11,000	1.e.(1)
	(2)	Loans secured by other nonfarm nonresidential properties....................			F161	2,137,000	1.e.(2)
					BHDM
2.	Loans to depository institutions and acceptances of other banks......................			1288	652,000	2.
	a. To U.S. banks and other U.S. depository institutions...................................	1292	1,215,000			2.a.
	b. To foreign banks..........................................................................................	1296	7,480,000			2.b.
3.	Loans to finance agricultural production and other loans to farmers..................	1590	24,000	1590	3,000	3.
4.	Commercial and industrial loans.......................................................................			1766	881,000	4.
	a. To U.S. addressees (domicile).....................................................................	1763	1,440,000			4.a.
	b. To non-U.S. addressees (domicile)..............................................................	1764	462,000			4.b.
5.	Not applicable
6.	Loans to individuals for household, family, and other personal
	expenditures (i.e., consumer loans) (includes purchased paper).......................			1975	3,071,000	6.
	a. Credit cards.................................................................................................	B538	0			6.a.
	b. Other revolving credit plans.........................................................................	B539	0			6.b.
	c. Automobile loans.........................................................................................	K137	0			6.c.
	d. Other consumer loans
	(includes single payment, installment, and all student loans).......................	K207	3,071,000			6.d.
7.	Loans to foreign governments and official institutions
	(including foreign central banks)........................................................................	2081	6,000	2081	2,000	7.
8.	Not applicable
9.	Loans to nondepository financial institutions and other loans:
	a. Loans to nondepository financial institutions................................................	J454	2,558,000	J454	702,000	9.a.
	b. Other loans
	(1)	Loans for purchasing or carrying securities
		(secured or unsecured)..........................................................................	1545	14,724,000	1545	13,896,000	9.b.(1)
	(2)	All other loans (exclude consumer loans)..............................................	J451	9,041,000	J451	7,922,000	9.b.(2)
10.	Lease financing receivables (net of unearned income)......................................			2165	1,128,000	10.
	a. Leases to individuals for household, family, and other personal
	expenditures (i.e., consumer leases)...........................................................	F162	0			10.a.
	b. All other leases............................................................................................	F163	1,128,000			10.b.

1. Institutions that have adopted ASU 2016-13 should not deduct the allowance for credit losses on loans and
leases or the allocated transfer risk reserve from amounts reported on this schedule.	03/2019

	The Bank of New York Mellon Corporation						FR Y-9C
Legal Title of Bank					Page 22 of 69
	RSSD ID: 3587146
	Schedule HC-C-Continued
				(Column A)		(Column B)
			Consolidated	In Domestic Offices
	Dollar Amounts in Thousands	BHCK	Amount	BHDM	Amount
	11. LESS: Any unearned income on loans reflected in items 1-9 above..................	2123	17,000	2123	13,000	11.
	12. Total loans and leases held for investment and held for sale (sum of
	items 1 through 10 minus item 11)
	(total of column A must equal Schedule HC, sum of items 4.a and 4.b)..............	2122	54,421,000	2122	41,533,000	12.

Memoranda

			Dollar Amounts in Thousands	BHDM	Amount
1. Loans restructured in troubled debt restructurings that are in compliance with their modified
terms (included in Schedule HC-C, and not reported as past due or
nonaccrual in Schedule HC-N, Memorandum item 1):
a.	Construction, land development, and other land loans in domestic offices:
	(1)	1-4 family residential construction loans...................................................................................................			K158	0	M.1.a.(1)
	(2)	All other construction loans and all land development and other land loans............................................	K159	0	M.1.a.(2)
b. Loans secured by 1-4 family residential properties in domestic offices........................................................			F576	32,000	M.1.b.
c.	Secured by multifamily (5 or more) residential properties in domestic offices	...............................................			K160	0	M.1.c.
d.	Secured by nonfarm nonresidential properties in domestic offices:
	(1)	Loans secured by owner-occupied nonfarm nonresidential properties....................................................			K161	0	M.1.d.(1)
	(2)	Loans secured by other nonfarm nonresidential properties......................................................................			K162	0	M.1.d.(2)
e. Commercial and industrial loans:				BHCK
	(1)	To U.S. addressees (domicile)...................................................................	K163		0			M.1.e.(1)
	(2)	To non-U.S. addressees (domicile)...........................................................	K164		0			M.1.e.(2)
f.	All other loans (include loans to individuals for household, family, and other personal
	expenditures)1..................................................................................................................................................			K165	0	M.1.f.
	Itemize and describe loan categories included in Memorandum item 1.f, above that exceed
	10 percent of total loans restructured in troubled debt restructurings that are in compliance
	with their modified terms (sum of Memorandum items 1.a through 1.f):				BHDM
	(1)	Loans secured by farmland in domestic offices........................................................................................			K166	0	M.1.f.(1)
						BHCK
	(2)	Loans to finance agricultural production and other loans to farmers........................................................			K168	0	M.1.f.(2)
	(3)	Loans to individuals for household, family, and other personal expenditures:
	(a) Credit cards............................................................................................................................................			K098	0	M.1.f.(3)(a)
	(b) Automobile loans....................................................................................................................................			K203	0	M.1.f.(3)(b)
	(c) Other consumer loans (includes single payment, installment, all student loans,
		and revolving credit plans other than credit cards).................................................................................			K204	0	M.1.f.(3)(c)
g.	Total loans restructured in troubled debt restructurings that are in compliance with their
	modified terms (sum of Memorandum items 1.a.(1) through 1.f)				HK25	32,000	M.1.g
2. Loans to finance commercial real estate, construction, and land development activities (not
secured by real estate) included in Schedule HC-C, items 4 and 9, column A, above.......................................	2746	1,434,000	M.2.
3. Loans secured by real estate to non-U.S. addressees (domicile)
(included in Schedule HC-C, item 1, column A)...................................................................................................			B837	0	M.3.
Memorandum item 4 is to be completed by (1) holding companies that, together with
affiliated institutions, have outstanding credit card receivables (as defined in the instructions)
that exceed $500 million as of the report date or (2) holding companies that on a
consolidated basis are credit card specialty holding companies (as defined in the instructions).
4. Outstanding credit card fees and finance charges
(included in Schedule HC-C, item 6.a, column A)................................................................................................			C391	0	M.4.

03/2019

	The Bank of New York Mellon Corporation			FR Y-9C
Legal Title of Bank		Page 23 of 69
	RSSD ID: 3587146
	Schedule HC-C-Continued
	Memoranda-Continued
			Dollar Amounts in Thousands	BHCK	Amount
	Memorandum item 5 is to be completed by all holding companies. Memorandum item 5.a and 5.b
	are to be completed semiannually in the June and December reports only. 1
	5. Purchased credit-impaired loans held for investment accounted for in accordance with
	FASB ASC 310-30 (former AICPA Statement of Position 03-3)(exclude loans held for sale):
	a.	Outstanding balance.........................................................................................................................................	C779	0	M.5.a.
	b. Amount included in Schedule HC-C, items 1 through 9....................................................................................	C780	0	M.5.b.
	Memorandum item 6.a, 6.b and 6.c are to be completed semiannually in the June and December
	reports only.
	6. Closed-end loans with negative amortization features secured by 1-4 family residential
	properties in domestic offices:
	a.	Total amount of closed-end loans with negative amortization features secured
		by 1-4 family residential properties (included in Schedule HC-C, items 1.c.(2)(a) and (b))...............................	F230	0	M.6.a.
	Memorandum items 6.b and 6.c are to be completed by holding companies that had
	closed-end loans with negative amortization features secured by 1-4 family residential
	properties (as reported in Schedule HC-C, Memorandum item 6.a) as of December 31, 2018,
	that exceeded the lesser of $100 million or 5 percent of total loans and leases, held for
	investment and held for sale, in domestic offices (as reported in Schedule HC-C, item 12,
	column B).
	6. b.	Total maximum remaining amount of negative amortization contractually permitted on
		closed-end loans secured by 1-4 family residential properties.........................................................................	F231	0	M.6.b.

1. Total amount of negative amortization on closed-end loans secured by 1- 4 family

residential properties included in the amount reported in Memorandum item
6.a above.........................................................................................................................................................	F232	0	M.6.c.
7. -8. Not applicable.
9. Loans secured by 1-4 family residential properties in domestic offices in process of	BHDM
foreclosure (included in Schedule HC-C, items 1.c.(1), 1.c.(2)(a), and 1.c.(2)(b))......................................................	F577	6,000	M.9.

1. -11.Not applicable.

1. Memorandum item 5 is to be completed only by holding companies that have not yet adopted ASU 2016-13.

03/2019

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 24 of 69

RSSD ID: 3587146

Schedule HC-C-Continued

Memoranda-Continued

(Column A)

(Column B)

(Column C)

Fair value of acquired

Gross contractual

Best estimate at

loans and leases at

amounts receivable at

acquisition date of con-

acquisition date

acquisition

-tractual cash flows not

expected to be collected

Dollar Amounts in Thousands

BHCK

Amount

BHCK

Amount

BHCK

Amount

Memorandum item 12.a, 12.b, 12.c and 12.d are to be completed semiannually in the June and December reports only.

12.	Loans (not subject to the requirements of
	FASB ASC 310-30 (former AICPA Statement
	of Position 03-3))1 and leases held for investment
	that are acquired in business combinations with
	acquisition dates in the current calendar year:
	a. Loans secured by real estate.............................		G091	0	G092	0	G093	0	M.12.a.
	b. Commercial and industrial loans........................		G094	0	G095	0	G096	0	M.12.b.
	c. Loans to individuals for household,
	family, and other personal expenditures.............		G097	0	G098	0	G099	0	M.12.c.
	d. All other loans and all leases.............................		G100	0	G101	0	G102	0	M.12.d.
					Dollar Amounts in Thousands	BHCK	Amount
13.	Not applicable
14.	Pledged loans and leases..........................................................................................................................................				G378	13,428,000	M.14.

1. Institutions that have adopted ASU 2016-13 should report only loans held for investment not considered purchased credit-deteriorated per ASC 326 in Memorandum item 12.

03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Schedule HC-D-Trading Assets and Liabilities

Schedule HC-D is to be completed by holding companies that reported total trading assets of $10 million or more in any of the four preceding calendar quarters.

FR Y-9C

Page 25 of 69

	Dollar Amounts in Thousands	BHCM	Amount
Assets
1.	U.S. Treasury securities..............................................................................................................................	3531	1,219,000	1.
2.	U.S. government agency obligations (exclude mortgage-backed securities)...............................................	3532	690,000	2.
3.	Securities issued by states and political subdivisions in the U.S. ...............................................................	3533	172,000	3.
4.	Mortgage-backed securities (MBS):	BHCK
	a. Residential pass-through securities issued or guaranteed by FNMA, FHLMC, or GNMA.......................	G379	2,410,000	4.a.
	b. Other residential mortgage-backed securities issued or guaranteed by U.S. Government
	agencies or sponsored agencies1 (include CMOs, REMICs, and stripped MBS)..................................	G380	0	4.b
	c. All other residential mortgage-backed securities....................................................................................	G381	0	4.c.
	d. Commercial MBS issued or guaranteed by U.S. Government agencies or
	sponsored agencies1.............................................................................................................................	K197	0	4.d.
	e. All other commercial MBS.....................................................................................................................	K198	0	4.e.
5.	Other debt securities
	a. Structured financial products…………………………………………………………………………….	HT62	0	5.a.
	b. All other debt securities.........................................................................................................................	G386	369,000	5.b.

6. Loans:

a. Loans secured by real estate:

	(1)	Loans secured by 1-4 family residential properties..........................................................................	HT63	0	6.a.(1)
	(2)	All other loans secured by real estate…………………………...…………………………………………	HT64	0	6.a.(2)
	b. Commercial and industrial loans............................................................................................................	F614	0	6.b.
	c. Loans to individuals for household, family, and other personal
	expenditures (i.e., consumer loans) (includes purchased paper)………………………………………...…	HT65	0	6.c.
	d. Other loans............................................................................................................................................	F618	0	6.d.
7.-8. Not applicable	BHCM
9.	Other trading assets....................................................................................................................................	3541	1,580,000	9.
10.	Not applicable
11.	Derivatives with a positive fair value............................................................................................................	3543	3,239,000	11.
12.	Total trading assets (sum of items 1 through 11)	BHCT
	(total of column A must equal Schedule HC, item 5)...................................................................................	3545	9,679,000	12.
Liabilities
13.	a. Liability for short positions:	BHCK
	(1)	Equity securities...............................................................................................................................	G209	81,000	13.a.(1)
	(2)	Debt securities.................................................................................................................................	G210	2,134,000	13.a.(2)
	(3)	All other assets.................................................................................................................................	G211	0	13.a.(3)
	b. All other trading liabilities.........................................................................................................................	F624	0	13.b.
14.	Derivatives with a negative fair value...........................................................................................................	3547	2,547,000	14.
15.	Total trading liabilities (sum of items 13.a through 14)	BHCT
	(total of column A must equal Schedule HC, item 15).................................................................................	3548	4,762,000	15.

1. U.S. Government agencies include, but are not limited to, such agencies as the Government National Mortgage Association (GNMA), the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA). U.S. Government-spon-

sored agencies include, but are not limited to, such agencies as the Federal Home Loan Mortgage Corporation (FHLMC) and the
Federal National Mortgage Association (FNMA).	06/2018

	The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank			Page 26 of 69
	RSSD ID: 3587146
	Schedule HC-D-Continued
	Memoranda
		Dollar Amounts in Thousands	BHCK	Amount
	1. Unpaid principal balance of loans measured at fair value (reported in Schedule HC-D,
	items 6.a.1 through 6.d.):
	a. Loans secured by real estate:
	(1) Loans secured by 1-4 family residential properties..........................................................................	HT66	0	M.1.a.(1)
	(2) All other loans secured by real estate………………………………………………………………………	HT67	0	M.1.a.(2)
	b. Commercial and industrial loans............................................................................................................	F632	0	M.1.b.
	c. Loans to individuals for household, family, and other personal
	expenditures (i.e., consumer loans) (includes purchased paper)…………………………	HT68	0	M.1.c.
	d. Other loans............................................................................................................................................	F636	0	M.1.d.

Memorandum item 2 through 10 are to be completed by holding companies with $10 billion or more in total trading assets. 1

2. Loans measured at fair value that are past due 90 days or more:

a.	Fair value.........................................................................................................................................		F639	0	M.2.a.
b.	Unpaid principal balance........................................................................................................................		F640	0	M.2.b.

3. Structured financial products by underlying collateral or reference assets (for each column,

	sum of Memorandum items 3.a through 3.g must equal Schedule HC-D, sum of items 5.a):
	a.	Trust preferred securities issued by financial institutions.......................................................................	G299	0	M.3.a.
	b.	Trust preferred securities issued by real estate investment trusts..........................................................	G332	0	M.3.b.
	c.	Corporate and similar loans...................................................................................................................	G333	0	M.3.c.
	d.	1-4 family residential MBS issued or guaranteed by U.S.
		government-sponsored enterprises (GSEs)...........................................................................................	G334	0	M.3.d.
	e. 1-4 family residential MBS not issued or guaranteed by GSEs.............................................................	G335	0	M.3.e.
	f.	Diversified (mixed) pools of structured financial products......................................................................	G651	0	M.3.f.
	g.	Other collateral or reference assets.......................................................................................................	G652	0	M.3.g.
4.	Pledged trading assets:
	a.	Pledged securities.................................................................................................................................	G387	0	M.4.a.
	b. Pledged loans........................................................................................................................................	G388	0	M.4.b.
5.	Asset-backed securities:
	a.	Credit card receivables..........................................................................................................................	F643	0	M.5.a.
	b.	Home equity lines..................................................................................................................................	F644	0	M.5.b.
	c.	Automobile loans...................................................................................................................................	F645	0	M.5.c.
	d.	Other consumer loans...........................................................................................................................	F646	0	M.5.d.
	e.	Commercial and industrial loans............................................................................................................	F647	0	M.5.e.
	f.	Other.....................................................................................................................................................	F648	0	M.5.f.
6.	Not applicable.
7.	Equity securities:
	a.	Readily determinable fair values............................................................................................................	F652	0	M.7.a.
	b. Other.....................................................................................................................................................	F653	0	M.7.b.
8.	Loans pending securitization.............................................................................................	:.........................	F654	0	M.8.

1. The $10 billion trading asset-size is based on total trading assets reported as of June 30, 2018.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 27 of 69
RSSD ID: 3587146

Schedule HC-D-Continued

Memoranda - Continued

				Amount
	Dollar Amounts in Thousands		BHCK	Amount
9. a. (1)	Gross fair value of commodity contracts.........................................................................................		G212	0	M.9.a.(1)
(2)	Gross fair value of physical commodities held in inventory.............................................................		G213	0	M.9.a.(2)

1. Other trading assets (itemize and describe amounts included in Schedule HC-D, item 9, column A (other than amounts included in Memoranda items 9.a.(1) and 9.a.(2) above) that are greater than $1,000,000 and exceed 25% of item 9 less Memoranda items 9.a.(1)

and 9.a.(2)):2

(1)	BHTX		F655	0	M.9.b.(1)
F655
(2)	BHTX		F656	0	M.9.b.(2)
F656
(3)	BHTX		F657	0	M.9.b.(3)
F657

10. Other trading liabilities (itemize and describe amounts included in Schedule HC-D, item 13.b that are greater than $1,000,000 and exceed 25% of the item)

a.	BHTX		F658	0	M.10.a.
F658
b.	BHTX		F659	0	M.10.b.
F659
c.	BHTX		F660	0	M.10.c.
F660

2. Exclude Equity Securities

Schedule HC-E-Deposit Liabilities1

	Dollar Amounts in Thousands	BHCB	Amount
1. Deposits held in domestic offices of commercial bank subsidiaries of the reporting
holding company:
a.	Noninterest-bearing balances2.............................................................................................................	2210	45,199,000	1.a.
b. Interest-bearing demand deposits, NOW, ATS, and other transaction accounts..................................	3187	39,702,000	1.b.
c. Money market deposit accounts and other savings accounts...............................................................	2389	15,791,000	1.c.
d. Time deposits of $250,000 or less........................................................................................................	HK29	5,420,000	1.d.
e.	Time deposits of more than $250,000 ................................................................................................	J474	36,767,000	1.e.
2. Deposits held in domestic offices of other depository institutions that are subsidiaries of the
reporting holding company:	BHOD
a.	Noninterest-bearing balances2.............................................................................................................	3189	0	2.a.
b. Interest-bearing demand deposits, NOW, ATS, and other transaction accounts..................................	3187	0	2.b.
c. Money market deposit accounts and other savings accounts...............................................................	2389	0	2.c.
d. Time deposits of $250,000 or less........................................................................................................	HK29	0	2.d.
e.	Time deposits of more than $250,000 ................................................................................................	J474	0	2.e.

Memoranda

	Dollar Amounts in Thousands	BHDM	Amount
1.	Brokered deposits $250,000 or less with a remaining maturity of one year or less.....................................	HK06	9,336,000	M.1.
2.	Brokered deposits $250,000 or less with a remaining maturity of more than one year...............................	HK31	0	M.2.
3.	Time deposits of more than $250,000 with a remaining maturity of one year or less..................................	HK32	36,765,000	M.3.
		BHFN
4.	Foreign office time deposits with a remaining maturity of one year or less.................................................	A245	354,000	M.4.

1. The sum of items 1.a through 1.e and items 2.a through 2.e must equal the sum of Schedule HC, items 13.a.(1) and 13.a.(2).
2. Includes noninterest-bearing demand, time, and savings deposits.

06/2018

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 28 of 69
RSSD ID: 3587146

Schedule HC-F-Other Assets1

	Dollar Amounts in Thousands	BHCK	Amount
1.	Accrued interest receivable2...............................................................................................................................	B556	596,000	1.
2.	Net deferred tax assets3......................................................................................................................................	2148	4,000	2.
3.	Interest-only strips receivable (not in the form of a security)4………………………………………………………	HT80	0	3.
4.	Equity investments without readily determinable fair values5.............................................................................	1752	1,598,000	4.
5.	Life insurance assets:
	a. General account life insurance assets..........................................................................................................	K201	2,009,000	5.a.
	b. Separate account life insurance assets........................................................................................................	K202	1,916,000	5.b.
	c. Hybrid account life insurance assets.............................................................................................................	K270	1,254,000	5.c.
6.	Other...................................................................................................................................................................	2168	13,822,000	6.
		BHCT
7.	Total (sum of items 1 through 6) (must equal Schedule HC, item 11)................................................................	2160	21,199,000	7.

1. Institutions that have adopted ASU 2016-13 should report assets reported in HC-F net of any applicable allowance for credit losses.
2. Include accrued interest receivable on loans, leases, debt securities, and other interest-bearing assets. Exclude accrued interest receivables that are reported elsewhere on the balance sheet as part of a financial asset's amortized cost.
3. See discussion of deferred income taxes in Glossary entry on "income taxes."
4. Report interest-only strips receivable in the form of a security as available-for-sale securities in Schedule HC, item 2.b, or as trading assets in Schedule HC, item 5, as appropriate.
5. Include Federal Reserve stock, Federal Home Loan Bank stock, and bankers' bank stock.

Schedule HC-G-Other Liabilities

	Dollar Amounts in Thousands	BHCK	Amount
1.	Not applicable
2.	Net deferred tax liabilities1...................................................................................................................................	3049	2,583,000	2.
3.	Allowance for credit losses on off-balance sheet credit exposures2...................................................................	B557	97,000	3.
4.	Other...................................................................................................................................................................	B984	20,345,000	4.
		BHCT
5.	Total (sum for items 2 through 4) (must equal Schedule HC, item 20)...............................................................	2750	23,025,000	5.

1. See discussion of deferred income taxes in Glossary entry on "income taxes."
2. Holding companies that have adopted ASU 2016-13 should report in Schedule HC-G, item 3, the allowance for

credit losses on those off-balance sheet credit exposures that are not unconditionally cancelable.

Schedule HC-H-Interest Sensitivity1

	Dollar Amounts in Thousands	BHCK	Amount
1.	Earning assets that are repriceable within one year or mature within one year..................................................	3197	228,945,000	1.
2.	Interest-bearing deposit liabilities that reprice within one year or mature within one year included in
	item 13.a.(2) and 13.b.(2) on Schedule HC, Balance Sheet...............................................................................	3296	194,205,000	2.
3.	Long-term debt that reprices within one year included in items 16 and 19.a on Schedule HC,
	Balance Sheet.....................................................................................................................................................	3298	3,300,000	3.
4.	Variable-rate preferred stock (includes both limited-life and perpetual preferred stock).....................................	3408	0	4.
5.	Long-term debt reported in Schedule HC, item 19.a on the Balance Sheet that is scheduled to
	mature within one year........................................................................................................................................	3409	0	5.

1. Holding companies with foreign offices have the option of excluding the smallest of such non-U.S. offices from coverage in this schedule. Such holding companies may omit the smallest of their offices in foreign countries when arrayed by total assets provided that the assets of the

excluded offices do not exceed 50 percent of the total assets of the holding company's assets in foreign countries and 10 percent of the holding
company's total consolidated assets as of the report date.	03/2019

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Schedule HC-I-Insurance-Related Underwriting Activities (Including Reinsurance)

Schedule HC-I must be completed by all top-tier holding companies. (See instructions for additional information.)

I. Property and Casualty Underwriting

Item 1 is to be completed by holding companies with $10,000,000 or more in reinsurance recoverables as of the effective date Each quarter.

FR Y-9C

Page 29 of 69

	Dollar Amounts in Thousands	BHCK	Amount
Assets
1.	Reinsurance recoverables...........................................................................................................................	B988		1.
2.	Total assets..................................................................................................................................................	C244	112,000	2.
Liabilities
3.	Claims and claims adjustment expense reserves.......................................................................................	B990	4,000	3.
4.	Unearned premiums....................................................................................................................................	B991	0	4.
5.	Total equity...................................................................................................................................................	C245	108,000	5.
6.	Net income...................................................................................................................................................	C246	1,000	6.

II. Life and Health Underwriting

Item 1 is to be completed by holding companies with $10,000,000 or more in reinsurance recoverables as of the effective date Each quarter.

	Dollar Amounts in Thousands	BHCK	Amount
Assets
1.	Reinsurance recoverables...........................................................................................................................	C247		1.
2.	Separate account assets.............................................................................................................................	B992	0	2.
3.	Total assets..................................................................................................................................................	C248	0	3.
Liabilities
4.	Policyholder benefits and contractholder funds..........................................................................................	B994	0	4.
5.	Separate account liabilities..........................................................................................................................	B996	0	5.
6.	Total equity...................................................................................................................................................	C249	0	6.
7.	Net income...................................................................................................................................................	C250	0	7.

09/2016

	The Bank of New York Mellon Corporation				FR Y-9C
Legal Title of Bank			Page 30 of 69
	RSSD ID: 3587146
	Schedule HC-K-Quarterly Averages
				Dollar Amounts in Thousands	BHCK	Amount
	Assets
1.	Securities:
		a. U.S. Treasury securities and U.S. government agency obligations
			(excluding mortgage-backed securities1)..................................................................................................
			B558	22,445,000	1.a.
		b.	Mortgage-backed securities1....................................................................................................................	B559	66,362,000	1.b.
		c. All other debt securities1 and equity securities with readily determinable fair values not held for trading2
		B560	32,300,000	1.c.
2.	Federal funds sold and securities purchased under agreements to resell.......................................................	3365	40,816,000	2.
					BHDM
3.	a. Total loans and leases in domestic offices................................................................................................	3516	39,231,000	3.a.
			(1) Loans secured by 1-4 family residential properties.............................................................................	3465	9,182,000	3.a.(1)
			(2) All other loans secured by real estate..................................................................................................	3466	3,948,000	3.a.(2)
			(3) Loans to finance agricultural production and other loans to farmers....................................................	3386	3,000	3.a.(3)
			(4) Commercial and industrial loans..........................................................................................................	3387	544,000	3.a.(4)
			(5) Loans to individuals for household, family, and other personal expenditures:
			(a) Credits cards..................................................................................................................................	B561	0	3.a.(5)(a)
			(b) Other (includes single payment, installment other than auto loans, all student loans,
			and revolving credit plans other than credit cards)..........................................................................	B562	3,023,000	3.a.(5)(b)
					BHFN
		b.	Total loans and leases in foreign offices, Edge and agreement subsidiaries, and IBFs............................	3360	11,247,000	3.b.
					BHCK
	Item 4(a) is to be completed by holding companies with total trading assets of $10 million or
	more in any of the four preceding calendar quarters.
4.	a.	Trading assets..........................................................................................................................................	3401	9,375,000	4.a.
		b.	Other earning assets................................................................................................................................	B985	75,710,000	4.b.
	Total consolidated assets3
5.	3368	349,188,000	5.
	Liabilities
6.	.............................................................................................................Interest-bearing deposits (domestic)4	3517	82,663,000	6.
	Interest-bearing deposits (foreign)4
7.	3404	94,738,000	7.
8.	Federal funds purchased and securities sold under agreements to repurchase.............................................	3353	13,432,000	8.
9.	All other borrowed money...............................................................................................................................	2635	43,008,000	9.
10.	Not applicable
	Equity Capital
11.	Total equity capital (excludes limited-life preferred stock)...............................................................................	3519	41,139,000	11.

1. Quarterly averages for all debt securities should be based on amortized cost.
2. For holding companies that have adopted ASU 2016-01, which includes provisions governing the accounting for investments in equity securities, quarterly averages for equity securities with readily determinable fair values should be based on fair value. For holding companies that have not adopted ASU 2016-01, quarterly averages for equity securities with readily deter- minable fair values should be based on historical cost.
3. The quarterly average for total assets should reflect securities not held for trading as follows:
4. 1. Debt securities at amortized costs.
   2. For holding companies that have adopted ASU 2016-01, equity securities with readily determinable fair values should be reported at fair value. For holding companies that have not adopted ASU 2016-01, equity securities with readily determinable fair values should be reported at the lower of cost of fair value.
   3. For holding companies that have adopted ASU 2016-01, equity investments without readily determinable fair values should be reported at their balance sheet carrying values (i.e., fair value or, if elected, cost minus impairment, if any, plus or minus changes resulting from observable price changes). For holding companies that have not adopted ASU 2016-01, equity investments without readily determinable fair values should be reported at historical cost.

4. Includes interest-bearing demand deposits.

06/2018

The Bank of New York Mellon Corporation		For Federal Reserve Bank Use Only	FR Y-9C
Legal Title of Bank		C.I. _________	Page 31 of 69
RSSD ID: 3587146

Schedule HC-L-Derivatives and Off-Balance-Sheet Items

Report only transactions with nonrelated institutions

				Dollar Amounts in Thousands	BHCK	Amount
1. Unused commitments (report only the unused portions of commitments that are fee paid or
otherwise legally binding):
a.	Revolving, open-end loans secured by 1-4 family residential properties, (e.g., home equity lines)...............	3814	77,000	1.a.
Items 1.b(1) and 1.b(2) are to be completed semiannually in the June and December reports only.
b.	(1)	Unused consumer credit card lines...........................................................................................................			J455	0	1.b.(1)
	(2)	Other unused credit card lines...................................................................................................................			J456	0	1.b.(2)
c.	(1)	Commitments to fund commercial real estate, construction, and land development loans
	secured by real estate (sum of items 1.c.(1)(a) and (b) must equal item 1.c.(1))............................................			3816	1,562,000	1.c.(1)
		(a) 1-4 family residential construction loan commitments............................		F164		45,000			1.c.(1)(a)
		(b) Commercial real estate, other construction loan, and land
		development loan commitments.............................................................		F165		1,517,000			1.c.(1)(b)
	(2)	Commitments to fund commercial real estate, construction, and land development loans
		NOT secured by real estate.......................................................................................................................			6550	8,000	1.c.(2)
d.	Securities underwriting....................................................................................................................................			3817	0	1.d.
e. Other unused commitments:
	(1)	Commercial and industrial loans...............................................................................................................			J457	11,009,000	1.e.(1)
	(2)	Loans to financial institutions....................................................................................................................			J458	7,160,000	1.e.(2)
	(3)	All other unused commitments..................................................................................................................			J459	30,487,000	1.e.(3)
2. Financial standby letters of credit and foreign office guarantees..........................................................................			6566	2,488,000	2.
Item 2.a is to be completed by holding companies with $1 billion or more in total assets. 1
a. Amount of financial standby letters of credit conveyed to others....................................................................			3820	152,000	2.a.
3. Performance standby letters of credit and foreign office guarantees....................................................................			6570	84,000	3.
Item 3.a is to be completed by holding companies with $1 billion or more in total assets. 1
a.	Amount of performance standby letters of credit conveyed to others.............................................................			3822	3,000	3.a.
4. Commercial and similar letters of credit................................................................................................................			3411	155,000	4.

1. Not applicable
2. Securities

a.	Securities lent				3433	464,550,000	6.a.
b.	Securities borrowed				3432	10,291,000	6.b.
			(Column A)			(Column B)
7. Credit derivatives:	Sold Protection		Purchased Protection
a. Notional amounts:	BHCK	Amount		BHCK	Amount
	(1)	Credit default swaps.....................................................................................	C968		0	C969	165,000	7.a.(1)
	(2)	Total return swaps........................................................................................	C970		0	C971	0	7.a.(2)
	(3)	Credit options................................................................................................	C972		0	C973	0	7.a.(3)
	(4)	Other credit derivatives.................................................................................	C974		0	C975	0	7.a.(4)
b.	Gross fair values:
	(1)	Gross positive fair value................................................................................	C219		0	C221	0	7.b.(1)
	(2)	Gross negative fair value..............................................................................	C220		0	C222	4,000	7.b.(2)

1. The $1 billion asset size test is based on the total assets reported as of June 30, 2018.

03/2019

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 32 of 69

RSSD ID: 3587146

Schedule HC-L-Continued

Report only transactions with nonrelated institutions

Dollar Amounts in Thousands

BHCK

Amount

7. c.

Notional amounts by regulatory capital treatment:

BHCK Amount

(1) Positions covered under the Market Risk Rule:

(a) Sold protection...........................................................................................................................

G401

0

7.c.(1)(a)

(b) Purchased protection..................................................................................................................

G402

165,000

7.c.(1)(b)

(2) All other positions:

(a) Sold protection...........................................................................................................................

G403

0

7.c.(2)(a)

(b) Purchased protections that is recognized as a guarantee for regulatory capital

purposes....................................................................................................................................

G404

0

7.c.(2)(b)

(c) Purchased protection that is not recognized as a guarantee for regulatory capital

purposes....................................................................................................................................

G405

0

7.c.(2)(c)

Remaining Maturity of:

(Column A)

(Column B)

(Column C)

One year or less

Over One Year Through

Over Five Years

Five Years

Dollar Amounts in Thousands

BHCK

Amount

BHCK

Amount

BHCK

Amount

d. Notional amounts by remaining maturity:

(1) Sold credit protection:

(a)

Investment grade................................

G406

0

G407

0

G408

0

7.d.(1)(a)

(b)

Subinvestment grade..........................

G409

0

G410

0

G411

0

7.d.(1)(b)

(2) Purchased credit protection:

(a)

Investment grade................................

G412

0

G413

165,000

G414

0

7.d.(2)(a)

(b)

Subinvestment grade..........................

G415

0

G416

0

G417

0

7.d.(2)(b)

BHCK

Amount

Item 8 is to be completed by holding companies with foreign offices and by holding companies

with domestic offices only and $100 billion or more in total consolidated assets. 1

8. Spot foreign exchange contracts.................................................................................................................

8765

72,885,000

8.

9. All other off-balance-sheet items (exclude derivatives) (include in item 9 the aggregate

amount all other off-balance-sheet items that individually exceed 10 percent of Schedule HC,

item 27.a, "Total holding company equity capital") (itemize and describe in items 9.a through

9.f only amounts that exceed 25% of Schedule HC, item 27.a)...................................................................

3430

0

9.

a. Commitments to purchase when-issued securities................................................................................

3434

0

9.a.

b. Commitments to sell when-issued securities.........................................................................................

3435

0

9.b.

TEXT

c.

6561

6561

0

9.c.

TEXT

d.

6562

6562

0

9.d.

TEXT

e.

6568

6568

0

9.e.

TEXT

f.

6586

6586

0

9.f.

10. Not applicable

1. The $100 billion asset-size test is based on the total assets reported as of June 30, 2018.

03/2019

	The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank						Page 33 of 69
	RSSD ID: 3587146
	Schedule HC-L-Continued
		(Column A)	(Column B)	(Column C)	(Column D)
		Interest Rate	Foreign Exchange	Equity Derivative	Commodity and
	Dollar Amounts in Thousands	Contracts		Contracts	Contracts	Other Contracts
	Derivatives Position Indicators	Amount		Amount	Amount	Amount
	11. Gross amounts (e.g.,
	notional amounts) (for each
	column, sum of items 11.
	through 11.e must equal
	sum of items 12 and 13):	BHCK 8693	BHCK 8694	BHCK 8695	BHCK 8696
	a. Futures contracts.........	15,085,000	0	74,000	0	11.a.
		BHCK 8697	BHCK 8698	BHCK 8699	BHCK 8700
	b. Forward contracts........	66,605,000	241,008,000	39,000	0	11.b.
	c. Exchange-traded
	option contracts:	BHCK 8701	BHCK 8702	BHCK 8703	BHCK 8704
	(1) Written options.........	0	0	25,000	0	11.c.(1)
		BHCK 8705	BHCK 8706	BHCK 8707	BHCK 8708
	(2) Purchased options…	145,000	0	13,000	0	11.c.(2)
	d. Over-the-counter
	option contracts:	BHCK 8709	BHCK 8710	BHCK 8711	BHCK 8712
	(1) Written options.........	10,138,000	1,139,000	19,000	0	11.d.(1)
		BHCK 8713	BHCK 8714	BHCK 8715	BHCK 8716
	(2) Purchased options…	8,354,000	1,233,000	50,000	0	11.d.(2)
		BHCK 3450	BHCK 3826	BHCK 8719	BHCK 8720
	e. Swaps...........................	247,388,000	514,665,000	1,339,000	0	11.e.
	12. Total gross notional
	amount of derivative con	BHCK A126	BHCK A127	BHCK 8723	BHCK 8724
	tracts held for trading.........	320,205,000	750,253,000	1,559,000	0	12.

13. Total gross notional amount of derivative contracts

held for purposes		BHCK 8725	BHCK 8726	BHCK 8727		BHCK 8728
other than trading................	27,510,000	7,792,000		0	0 13.

14. Gross fair values of derivative contracts:

1. Contracts held for trading:

(1)	Gross positive fair		BHCK 8733	BHCK 8734	BHCK 8735	BHCK 8736
	value.........................	4,666,000	5,253,000	14,000	0	14.a.(1)
(2)	Gross negative fair		BHCK 8737	BHCK 8738	BHCK 8739	BHCK 8740
	value.........................	3,951,000	5,120,000	18,000	0	14.a.(2)

1. Contracts held for pur- poses other than

trading:
(1)	Gross positive fair		BHCK 8741	BHCK 8742	BHCK 8743		BHCK 8744
	value........................		0	287,000		0	0	14.b.(1)
(2)	Gross negative fair		BHCK 8745	BHCK 8746	BHCK 8747		BHCK 8748
	value........................	521,000	84,000		0	0	14.b.(2)

03/2007

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 34 of 69
RSSD ID: 3587146

Schedule HC-L-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

Banks and Securities

Not Applicable

Hedge Funds

Sovereign Governments

Corporations and

Firms

All Other Counterparties

Dollar Amounts in Thousands

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

Item 15 is to be completed only by holding com-

panies with total assets of $10 billion or more. 1

15. Over-the counter derivatives:

a. Net current credit exposure............................

G418

939,000

G420

1,019,000

G421

363,000

G422

4,326,000

15.a.

b. Fair value of collateral:

(1)

Cash-U.S. dollar....................................

G423

789,000

G425

630,000

G426

41,000

G427

181,000

15.b.(1)

(2)

Cash-Other currencies...........................

G428

190,000

G430

387,000

G431

0

G432

26,000

15.b.(2)

(3)

U.S. Treasury securities...........................

G433

46,000

G435

1,000

G436

0

G437

36,000

15.b.(3)

1. U.S. government agency and U.S. government-sponsored agency

	debt securities..........................................	G438	6,000		G440	0	G441	0	G442	201,000	15.b.(4)
(5)	Corporate bonds......................................	G443	0		G445	0	G446	0	G447	5,000	15.b.(5)
(6)	Equity securities.......................................	G448	0		G450	0	G451	0	G452	0	15.b.(6)
(7)	All other collateral....................................	G453	37,000		G455	10,000	G456	0	G457	0	15.b.(7)
(8)	Total fair value of collateral (sum of
	items 15.b.(1) through (7)).......................	G458	1,068,000		G460	1,028,000	G461	41,000	G462	449,000	15.b.(8)

1. The $10 billion asset-size test is based on the total assets reported as of June 30, 2018.

03/2019

	The Bank of New York Mellon Corporation									FR Y-9C
Legal Title of Bank									Page 35 of 69
	RSSD ID: 3587146
	Schedule HC-M-Memoranda
			Dollar Amounts in Thousands	BHCK	Amount
1.	Total number of holding company common shares		Number (Unrounded)
		outstanding.........................................................................................................	3459		922,198,877				1.
2.	Debt maturing in one year or less (included in Schedule HC, items 16 and 19.a) that is
		issued to unrelated third parties by bank subsidiaries.................................................................................					6555	4,363,000	2.
3.	Debt maturing in more than one year (included in Schedule HC, items 16 and 19.a) that is
		issued to unrelated third parties by bank subsidiaries.................................................................................					6556	3,547,000	3.
4.	Other assets acquired in satisfaction of debts previously contracted...........................................................					6557	0		4.
5.	Securities purchased under agreements to resell offset against securities sold under
		agreements to repurchase on Schedule HC................................................................................................					A288	60,094,000		5.

6. Assets covered by loss-sharing agreements with the FDIC:

a. Loans and leases (included in Schedule HC, items 4.a and 4.b):

1. Loans secured by real estate in domestic offices:

(a)	Construction, land development, and other land loans:	BHDM
	(1)	1-4 family residential construction loans..............................................................................	K169	0	6.a.(1)(a)(1)
	(2)	Other construction loans and all land development and other land loans.............................	K170	0	6.a.(1)(a)(2)
(b)	Secured by farmland.................................................................................................................	K171	0	6.a.(1)(b)

1. Secured by 1-4 family residential properties:
   (1) Revolving, open-end loans secured by 1-4 family residential properties and

	extended under lines of credit.............................................................................................	K172	0	6.a.(1)(c)(1)
(2)	Closed-end loans secured by 1-4 family residential properties:
	(a) Secured by first liens.......................................................................................................	K173	0	6.a.(1)(c)(2)(a)
	(b) Secured by junior liens....................................................................................................	K174	0	6.a.(1)(c)(2)(b)
(d) Secured by multifamily (5 or more) residential properties..........................................................	K175	0	6.a.(1)(d)
(e) Secured by nonfarm nonresidential properties:
(1)	Loans secured by owner-occupied nonfarm nonresidential properties.................................	K176	0	6.a.(1)(e)(1)
(2)	Loans secured by other nonfarm nonresidential properties..................................................	K177	0	6.a.(1)(e)(2)
		BHCK

1. Not applicable
2. Not applicable
3. Not applicable

(5)	All other loans and leases................................................................................................................	K183	0	6.a.(5)
b. Other real estate owned (included in Schedule HC, item 7):	BHDM
(1)	Construction, land development, and other land in domestic offices................................................	K187	0	6.b.(1)
(2)	Farmland in domestic offices...........................................................................................................	K188	0	6.b.(2)
(3)	1-4 family residential properties in domestic offices........................................................................	K189	0	6.b.(3)
(4)	Multifamily (5 or more) residential properties in domestic offices.....................................................	K190	0	6.b.(4)
(5)	Nonfarm nonresidential properties in domestic offices.....................................................................	K191	0	6.b.(5)

03/2018

	The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank				Page 36 of 69
	RSSD ID: 3587146
	Schedule HC-M-Continued
			Dollar Amounts in Thousands	BHFN	Amount
6.	b. (6) In foreign offices.........................................................................................................................................................		K260	0	6.b.(6)
		(7) Portion of covered other real estate owned included in items 6.b.(1) through (6)		BHCK
		above that is protected by FDIC loss-sharing agreements.........................................................................................		K192	0	6.b.(7)
		c. Debt securities (included in Schedule HC, items 2.a and 2.b)..........................................................................................		J461	0	6.c
		d. Other assets (exclude FDIC loss-sharing indemnification assets)....................................................................................		J462	0	6.d.
	Items 7.a and 7.b are to be completed annually in December report only.
7.	Captive insurance and reinsurance subsidiaries:
		a. Total assets of captive insurance subsidiaries1...............................................................................................................		K193	0	7.a.
		b. Total assets of captive reinsurance subsidiaries1............................................................................................................		K194	0	7.b.
8.	Has the holding company entered into a business combination during the calendar year that was	0=No	BHCK
		accounted for by the purchase method of accounting? (Enter "1" for Yes; enter "0" for No)...................................	1=Yes	C251	0	8.
9.	Has the holding company restated its financial statements during the last quarter as a result of new or	0=No	BHCK
		revised Statements of Financial Accounting Standards? (Enter ''1'' for Yes; enter ''0'' for No)................................	1=Yes	6689	0	9.

1. Not Applicable
2. Have all changes in investments and activities been reported to the Federal Reserve on the Report of Changes Changes in Organizational Structure (FR Y-10)? Holding companies must not leave blank or enter

"N/A." The holding company must enter "1" for yes or for no changes to report; or enter "0" for no.		0=No	BHCK
If the answer to this question is no, complete the FR Y-10.......................................................................................				1=Yes	6416	1	11.
	TEXT
	6428
		Name of Holding Company Official Verifying FR Y-10 Reporting		Area Code and Phone Number (TEXT 9009)
		(Please Type or Print)
							BHCK	Amount
12. Intangible assets:
a. Mortgage servicing assets...............................................................................................................................................					3164	0	12.a.
	(1) Estimated fair value of mortgage servicing assets..............................…......	6438		0				12.a.(1)
b. Goodwill..........................................................................................................................................................................					3163	17,248,000	12.b.
c. All other intangible assets................................................................................................................................................					JF76	3,124,000	12.c.
							BHCT
d. Total (sum of items 12.a, 12.b, and 12.c) (must equal Schedule HC, item 10).................................................................					2143	20,372,000	12.d.
13. Other real estate owned.......................................................................................................................................................					2150	2,000	13.
14. Other borrowed money:					BHCK
a. Commercial paper...........................................................................................................................................................					2309	3,538,000	14.a.
b. Other borrowed money with a remaining maturity of one year or less..............................................................................					2332	12,691,000	14.b.
c. Other borrowed money with a remaining maturity of more than one year........................................................................					2333	24,892,000	14.c.
							BHCT
d. Total (sum of items 14.a, 14.b, and 14.c) (must equal Schedule HC, item 16).................................................................					3190	41,121,000	14.d.
15. Does the holding company sell private label or third party mutual funds and annuities?		0=NO	BHCK
(Enter ''1'' for yes; enter ''0'' for no)..........................................................................................................................				1=YES	B569	1	15.
							BHCK	Amount
16. Assets under management in proprietary mutual funds and annuities..................................................................................					B570	344,896,000	16.

1. Report total assets before eliminating intercompany transactions between the consolidated insurance or reinsurance subsidiary and other
offices or consolidated subsidiaries of the reporting holding company.	06/2018

The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank				Page 37 of 69
RSSD ID: 3587146
Schedule HC-M-Continued
The following two questions (items 17 and 18) will be used to determine if the reporting holding company
must complete the Consolidated Holding Company Report of Equity Investments in Nonfinancial
Companies (FR Y-12). See the line item instructions for further details.
17. Does the holding company hold, either directly or indirectly through a subsidiary or affiliate, any non-
financial equity investments (see instructions for definition) within a Small Business Investment
Company (SBIC) structure, or under section 4(c)(6) or 4 (c)(7) of the Bank Holding Company Act, or
pursuant to the merchant banking authority of section 4(k)4(H) of the Bank Holding Company Act, or	0=No	BHCK
pursuant to the investment authority granted by Regulation K? (Enter ''1'' for Yes; enter ''0'' for No.)......................	1=Yes	C161	1	17.
If the answer to item 17 is no, your organization does not need to complete the FR Y-12. Skip item 18
and proceed to items 19.a and 19.b below. If the answer to item 17 is yes, proceed to item 18.

18. Do your aggregate nonfinancial equity investments (see instructions for definition) equal or exceed the

lesser of $100 million (on an acquisition cost basis) or 10 percent of the bank holding company's	0=No	BHCK
consolidated Tier 1 capital as of the report date? (Enter ''1''for yes; enter ''0'' for no).............................................	1=Yes	C159	1	18.

If the answer to both item 17 and item 18 is yes, your organization must complete the FR Y-12. Skip items 19.a and 19.b and proceed to item 20 below.

If the answer to either item 17 or item 18 is no, your organization does not need to complete the FR

Y-12. Proceed to items 19.a. and 19.b. below.

Items 19.a. and 19.b. are to be completed by all holding companies that are not required to file the FR Y-12.

19. a. Has the holding company sold or otherwise liquidated its holding of any nonfinancial	0=No	BHCK
equity investment since the previous reporting period? (Enter ''1'' for Yes; enter ''0'' for No).............................	1=Yes	C700		19.a.
b. Does the holding company manage any nonfinancial equity investments for the benefit of others?	0=No
(Enter ''1'' for Yes; enter ''0'' for No)......................................................................................................................	1=Yes	C701		19.b.
Dollar Amounts in Thousands	BHCK	Amount
Memoranda items 20 and 21 are to be completed only by holding companies who have made
an effective election to become a financial holding company. See the line item instructions for
further details.

20. Balances of broker-dealer subsidiaries engaged in underwriting or dealing securities pursuant to Section 4(k)(4)(E) of the Bank Holding Company Act as amended by the

Gramm-Leach-Bliley Act:

a. Net assets..........................................................................................................................................................................	C252	7,035,000	20.a.
b. Balances due from related institutions:
(1)	Due from the holding company (parent company only), gross....................................................................................	4832	1,000	20.b.(1)
(2)	Due from subsidiary banks of the holding company, gross.........................................................................................	4833	48,000	20.b.(2)
(3)	Due from nonbank subsidiaries of the holding company, gross.................................................................................	4834	52,000	20.b.(3)
c. Balances due to related institutions:
(1)	Due to holding company (parent company only), gross..............................................................................................	5041	4,000	20.c.(1)
(2)	Due to subsidiary banks of the holding company, gross.............................................................................................	5043	16,000	20.c.(2)
(3)	Due to nonbank subsidiaries of the holding company, gross......................................................................................	5045	246,000	20.c.(3)
d. Intercompany liabilities reported in items 20.c.(1), 20.c.(2), and 20.c.(3) above that qualify
as liabilities subordinated to claims of general creditors...................................................................................................	5047	100,000	20.d.

21. Net assets of subsidiaries engaged in insurance or reinsurance underwriting pursuant to Section 4(k)(4)(B) of the Bank Holding Company Act as amended by the Gramm-

Leach-Bliley Act (12 U.S.C. § 1843(k)(4)(B))1.......................................................................................................................	C253	19,000 21.

1. A savings and loan holding company that wishes to engage in financial holding company activities must have an effective election to be treated as a financial holding company or conducts activities under section 10(c)(2)(H)(i) of the HOLA (12 U.S.C. 1467a(c)(2)(H)(i)).

03/2013

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 38 of 69
RSSD ID: 3587146

Schedule HC-M-Continued

Memoranda item 22 is to be completed by holding companies with total assets of $30 billion or more.

22. Address (URL) for the reporting holding company's web page that displays risk disclosures, including those about credit

and market risk. (Example: www.examplebhc.com/riskdisclosures)

TEXT
C497	http://	www.bnymellon.com	22.
		Dollar Amounts in Thousands	BHCK	Amount

Memoranda items 23 and 24 are to be completed by all holding companies.

23. Secured liabilities:

a. Amount of "Federal funds purchased in domestic offices" that are secured

		(included in Schedule HC, item 14.a)...............................................................................................		F064	0	23.a.
	b. Amount of "Other borrowings" that are secured (included in Schedule HC-M, item 14.d)................		F065	10,020,000	23.b.
24.	Issuances associated with the U.S. Department of Treasury Capital Purchase Program:
	a.	Senior perpetual preferred stock or similar items.............................................................................		G234	0	24.a.
	b.	Warrants to purchase common stock or similar items.....................................................................		G235	0	24.b.

03/2013

The Bank of New York Mellon Corporation		For Federal Reserve Bank Use Only	FR Y-9C
Legal Title of Bank		C.I. __________	Page 39 of 69
RSSD ID: 3587146

Schedule HC-N-Past Due and Nonaccrual Loans,

Leases, and Other Assets		(Column A)		(Column B)			(Column C)
			Past due		Past due			Nonaccrual
		30 through 89 days	90 days or more
		and still accruing	and still accruing
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount		BHCK	Amount
1. Loans secured by real estate:
a.	Construction, land development, and other
	land loans in domestic offices:
	(1) 1-4 family residential construction loans..........	F172	0	F174		0	F176	0	1.a.(1)
	(2) Other construction loans and all land
	development and other land loans...................	F173	13,000	F175		0	F177	0	1.a.(2)
b.	Secured by farmland in domestic offices................	3493	0	3494		0	3495	0	1.b.

1. Secured by 1-4 family residential properties in domestic offices:
2. 1. Revolving, open-end loans secured by
      1-4 family residential properties and

extended under lines of credit..........................	5398	1,000	5399	0	5400	2,000 1.c.(1)

1. Closed-endloans secured by 1-4 family residential properties:

	(a) Secured by first liens..................................	C236	13,000	C237	0	C229	83,000	1.c.(2)(a)
	(b) Secured by junior liens...............................	C238	0	C239	0	C230	0	1.c.(2)(b)
d.	Secured by multifamily (5 or more)
	residential properties in domestic offices................	3499	0	3500	0	3501	0	1.d.

1. Secured by nonfarm nonresidential properties in domestic offices:
2. 1. Loans secured by owner-occupied

	nonfarm nonresidential properties....................		F178	0	F180	0	F182	0	1.e.(1)
	(2) Loans secured by other nonfarm
	non-residential properties.................................		F179	0	F181	0	F183	0	1.e.(2)
f.	In foreign offices.....................................................		B572	0	B573	0	B574	0	1.f.
2. Loans to depository institutions and
acceptances of other banks:

1. U.S. banks and other U.S. depository

		institutions...............................................................	5377	0	5378	0	5379	0	2.a.
	b.	Foreign banks.........................................................	5380	0	5381	0	5382	0	2.b.
3.	Loans to finance agricultural production and
	other loans to farmers........................................................	1594	0	1597	0	1583	0	3.
4.	Commercial and industrial loans........................................	1606	4,000	1607	0	1608	0	4.

5. Loans to individuals for household, family, and other personal expenditures:

a.	Credit cards............................................................		B575	0	B576	0	B577	0	5.a.
b.	Automobile loans....................................................		K213	0	K214	0	K215	0	5.b.

1. Other consumer loans (includes single payment, installment, all student loans, and

	revolving credit plans other than credit cards)........		K216	5,000	K217	0	K218	0	5.c.
6.	Loans to foreign
	governments and official institutions..................................		5389	0	5390	0	5391	0	6.
7.	All other loans..................................................................…		5459	136,000	5460	0	5461	0	7.

8. Lease financing receivables:

a. Leases to individuals for household, family,

	and other personal expenditures............................		F166	0	F167	0	F168	0			8.a.
b.	All other leases.......................................................		F169	0	F170	0	F171	0			8.b.
9. Total loans and leases (sum of items 1 through 8.b)	1406	172,000	1407	0	1403	85,000	9.

Amounts reported by loan and lease category in Schedule HC-N, items 1 through 8, above include guaranteed and unguaranteed
portions of past due and nonaccrual loans and leases. Report in item 11 and 12 below certain guaranteed loans and leases that have
already been included in the amounts reported in items 1 through 8.	03/2018

	The Bank of New York Mellon Corporation								FR Y-9C
Legal Title of Bank								Page 40 of 69
	RSSD ID: 3587146
	Schedule HC-N-Continued
			(Column A)		(Column B)		(Column C)
			Past due		Past due		Nonaccrual
		30 through 89 days	90 days or more
		and still accruing	and still accruing
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount	BHCK	Amount
	10. Debt securities and other assets (exclude
	other real estate owned and other
	repossessed assets)..................................…............	3505	6,000	3506	10,000	3507	0	10.
	11. Loans and leases reported in items 1
	through 8 above which are wholly or partially
	guaranteed by the U.S.Government
	(excluding loans and leases covered by
	loss-sharing agreements with the FDIC)...................	K036	0	K037	0	K038	0	11.
	a. Guaranteed portion of loans and leases
	(exclude rebooked "GNMA loans")
	included in item 11 above....................................	K039	0	K040	0	K041	0	11.a.
	b. Rebooked "GNMA loans" that have
	been repurchased or are eligible for
	repurchase included in item 11 above.................	K042	0	K043	0	K044	0	11.b.

12. Loans and leases in items 1 through 8 above which are covered by loss-sharing agreements with the FDIC:

1. Loans secured by real estate in domestic offices:
2. 1. Construction, land development, and other land loans:

(a) 1-4 family residential	BHDM		BHDM		BHDM
construction loans....................................	K045	0	K046	0	K047	0	12.a.(1)(a)
(b) Other construction loans and
all land development and
other land loans.......................................	K048	0	K049	0	K050	0	12.a.(1)(b)
(2) Secured by farmland.....................................	K051	0	K052	0	K053	0	12.a.(2)

1. Secured by 1-4 family residential properties:
2. 1. Revolving, open-end loans secured by 1-4 family residential properties and extended under

lines of credit...........................................	K054	0	K055	0	K056	0 12.a.(3)(a)

1. Closed-endloans secured by
   1-4 family residential properties:

(1)	Secured by first liens...........................	K057	0	K058	0	K059	0	12.a.(3)(b)(1)
(2)	Secured by junior liens........................	K060	0	K061	0	K062	0	12.a.(3)(b)(2)
(4) Secured by multifamily (5 or
more) residential properties...........................	K063	0	K064	0	K065	0	12.a.(4)

1. Secured by nonfarm nonresidential properties:
2. 1. Loans secured by owner- occupied nonfarm nonresidential

properties................................................	K066	0	K067	0	K068	0	12.a.(5)(a)
(b) Loans secured by other nonfarm
nonresidential properties..........................	K069	0	K070	0	K071	0	12.a.(5)(b)

b.-d. Not applicable

03/2018

	The Bank of New York Mellon Corporation									FR Y-9C
Legal Title of Bank									Page 41 of 69
	RSSD ID: 3587146
	Schedule HC-N-Continued
				(Column A)		(Column B)			(Column C)
				Past due		Past due			Nonaccrual
			30 through 89 days	90 days or more
			and still accruing	and still accruing
		Dollar Amounts in Thousands	BHCK		Amount	BHCK	Amount		BHCK	Amount
	12. e.	All other loans and leases......................................	K087	0	K088		0	K089	0	12.e.
	f.	Portion of covered loans and leases
		included in items 12.a through 12.e
		above that is protected by FDIC loss-
		sharing agreements................................................	K102	0	K103		0	K104	0	12.f.
	Memoranda
		Dollar Amounts in Thousands	BHDM		Amount	BHDM	Amount		BHDM	Amount
	1. Loans restructured in troubled debt
	restructurings included in Schedule HC-N,
	items 1 through 7, above (and not reported in
	Schedule HC-C, Memorandum item 1):
	a.	Construction, land development, and other
		land loans in domestic offices:
		(1) 1-4 family residential construction
		loans................................................................	K105	0	K106		0	K107	0	M.1.a.(1)
		(2) Other construction loans and all land
		development and other land loans..................	K108	0	K109		0	K110	0	M.1.a.(2)
	b.	Loans secured by 1-4 family residential	BHCK			BHCK			BHCK
		properties in domestic offices.................................	F661	2,000	F662		0	F663	60,000	M.1.b.
	c.	Secured by multifamily (5 or more) resi-	BHDM			BHDM			BHDM
		dential properties in domestic offices.....................	K111	0	K112		0	K113	0	M.1.c.
	d.	Secured by nonfarm nonresidential
		properties in domestic offices:
		(1) Loans secured by owner-occupied
		nonfarm nonresidential properties...................	K114	0	K115		0	K116	0	M.1.d.(1)
		(2) Loans secured by other nonfarm
		nonresidential properties.................................	K117	0	K118		0	K119	0	M.1.d.(2)

03/2018

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 42 of 69
RSSD ID: 3587146

Schedule HC-N-Continued

Memoranda-Continued

			(Column A)		(Column B)			(Column C)
			Past due		Past due			Nonaccrual
		30 through 89 days	90 days or more
		and still accruing	and still accruing
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount		BHCK	Amount
1. e. Commercial and industrial loans:
	(1) To U.S. addressees (domicile).......................................	K120	0	K121		0	K122	0	M.1.e.(1)
	(2) To non-U.S. addressees (domicile)................................	K123	0	K124		0	K125	0	M.1.e.(2)
f.	All other loans (include loans to individuals
	for household, family, and other personal
	expenditures).........................................................................	K126	0	K127		0	K128	0	M.1.f.
	Itemize and describe loan categories
	included in item 1.f, above that exceed 10
	percent of total loans restructured in troubled
	debt restructurings that are past due 30 days
	or more or in non-accrual status (sum of
	Memorandum items 1.a through 1.f, columns
	A through C):
	(1) Loans secured by farmland in domestic	BHDM		BHDM			BHDM
	offices.............................................................................	K130	0	K131		0	K132	0	M.1.f.(1)
	(2) Loans to finance agricultural production	BHCK		BHCK			BHCK
	and other loans to farmers..............................................	K138	0	K139		0	K140	0	M.1.f.(2)
	(3) Loans to individuals for household,
	family, and other personal expenditures:
	(a) Credit cards...............................................................	K274	0	K275		0	K276	0	M.1.f.(3)(a)
	(b) Automobile loans.......................................................	K277	0	K278		0	K279	0	M.1.f.(3)(b)
	(c) Other consumer loans (includes
	single payment, installment, all
	student loans, and revolving credit
	plans other than credit cards)...................................	K280	0	K281		0	K282	0	M.1.f.(3)(c)
g. Total loans restructured in troubled debt restructurings
	included in Schedule HC-N, items 1 through 7, above
	(sum of Memorandum items 1.a.(1) through item 1.f)1	HK26	2,000	HK27		0	HK28	60,000	M.1.g.
2. Loans to finance commercial real estate,
construction, and land development activities
(not secured by real estate) included in
Schedule HC-N, items 4 and 7 above........................................	6558	0	6559		0	6560	0	M.2.
3. Loans and leases included in Schedule
HC-N, items 1, 2, 4, 5, 6, 7, and 8 extended
to non-U.S. addressees..............................................................	3508	0	1912		0	1913	0	M.3.
4. Not applicable
5. Loans and leases held-for-sale (included in
Schedule HC-N, items 1 through 8 above)………………………	C240	0	C241		0	C226	0	M.5.

1. Exclude amounts reported in Memorandum items 1.f.(1) through 1.f.(3) when calculating the total in Memorandum item 1.g.

06/2018

	The Bank of New York Mellon Corporation									FR Y-9C
Legal Title of Bank									Page 43 of 69
	RSSD ID: 3587146
	Schedule HC-N-Continued
	Memoranda-Continued
				(Column A)		(Column B)
				Past due		Past due
		30 through 89 days		90 days or more
		BHCK			Amount	BHCK	Amount
	Item 6 is to be reported only by holding companies
	with total consolidated assets of $1 billion or more,
	or with $2 billion or more in par/notional amounts of
	off-balance-sheet derivative contracts (as reported
	in Schedule HC-L, items 11.a through 11.e).
	6. Derivative contracts:
	Fair value of amounts carried as assets........................	3529		0	3530	0		M.6.
						Dollar Amounts in Thousands	BHCK	Amount
	Memorandum items 7, 8, 9.a and 9.b are to be completed semiannually in the June and
	December reports only.
	7. Additions to nonaccrual assets during the previous six months	..................................................................................			C410	0	M.7.
	8. Nonaccrual assets sold during the previous six months.............................................................................................						C411	0	M.8.
				(Column A)		(Column B)		(Column C)
				Past due		Past due		Nonaccrual
		30 through 89 days		90 days or more
		and still accruing	and still accruing
	Dollar Amounts in Thousands	BHCK			Amount	BHCK	Amount	BHCK	Amount
	9. Purchased credit-impaired loans accounted for in
	accordance with FASB ASC 310-30 (former
	AICPA Statement of Position 03-3) :1
	a. Outstanding balance..................................................	L183		0	L184	0	L185	0	M.9.a.
	b. Amount included in Schedule HC-N, items 1
	through 7, above.......................................................	L186		0	L187	0	L188	0	M.9.b.

1. Memorandum items 9.a and 9.b should be completed only by holding companies that have not yet adopted ASU 2016-13.

Schedule HC-P-1-4 Family Residential Mortgage Banking Activities in Domestic Offices

Schedule HC-P is to be completed by holding companies at which either 1-4 family residential mortgage loan originations and purchases for resale1 from all sources, loan sales, or quarter-end loans held for sale or trading in domestic offices exceed $10 million for two consecutive quarters.

			BHCK	Amount
1.	Retail originations during the quarter of 1-4 family residential mortgage loans for sale:1……………………………..	HT81	0	1.
2.	Wholesale originations and purchases during the quarter of 1-4 family residential mortgage
	loans for sale:1…………………………………………………………………………………………………………………	HT82	0	2.
3.	1-4 family residential mortgages sold during the quarter………………………………………………………………….	FT04	0	3.
4.	1-4 family residential mortgages held for sale or trading at quarter-end (included in Schedule
	HC, items 4.a and 5)……………………………………………………………………………………………………………	FT05	0	4.
5.	Noninterest income for the quarter from the sale, securitization, and servicing of 1-4 family
	residential mortgage loans (included in Schedule HI, items 5.c, 5.f, 5.g, and 5.i)………………………………………	HT85	0	5.
6.	Repurchases and indemnifications of 1-4 family residential mortgage loans during the quarter………………………	HT86	0	6.
7	Representation and warranty reserves for 1 - 4 family residential mortgage loans sold:
	a. For representations and warranties made to U.S. government agencies and government-
	sponsored agencies.................................................................................................................................................	L191	0	7.a.
	b. For representations and warranties made to other parties......................................................................................	L192	0	7.b.
	c. Total representation and warranty reserves (sum of items 7.a and 7.b).................................................................	M288	0	7.c.

1. Exclude originations and purchases of 1-4 family residential mortgage loans that are held for investment.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 44 of 69
RSSD ID: 3587146

Schedule HC-Q-Assets and Liabilities Measured at Fair Value on a Recurring Basis

Schedule HC-Q is to be completed by all holding companies that:

1. Have elected to report financial instruments or servicing assets and liabilities at fair value under a fair value option with changes in fair value recognized in earnings, or
2. Are required to complete Schedule HC-D, Trading Assets and Liabilities.

			(Column A)		(Column B)		(Column C)		(Column D)		(Column E)
		Total Fair Value	LESS: Amounts Netted	Level 1 Fair Value	Level 2 Fair Value	Level 3 Fair Value
			Reported on	in the Determination	Measurements	Measurements	Measurements
			Schedule HC	of Total Fair Value
Dollar Amounts in Thousands	BHCY	Amount	BHCK	Amount	BHCK	Amount	BHCK	Amount	BHCK	Amount

Assets

1. Available-for sale debt and equity securities with readily determinable fair values not held

	for trading.1………………………………………………………	JA36	89,413,000	G474	0	G475	24,115,000	G476	65,298,000	G477	0	1.
2.	Federal funds sold and securities	BHCK
	purchased under agreements to resell.................................	G478	0	G479	0	G480	0	G481	0	G482	0	2.
3.	Loans and leases held for sale.............................................	G483	0	G484	0	G485	0	G486	0	G487	0	3.
4.	Loans and leases held for investment..................................	G488	0	G489	0	G490	0	G491	0	G492	0	4.
5.	Trading assets:	BHCT
	a. Derivative assets...............................................................	3543	3,239,000	G493	6,681,000	G494	7,000	G495	9,913,000	G496	0	5.a.
		BHCK
	b. Other trading assets..........................................................	G497	6,440,000	G498	0	G499	2,950,000	G500	3,490,000	G501	0	5.b.

1. Nontrading securities at fair value with changes in fair value reported in current earnings (included in

	Schedule HC-Q, item 5.b, above)................................		F240	0	F684	0	F692	0	F241	0	F242	0		5.b.(1)
6.	All other assets......................................................................		G391	706,000	G392	(177,000)	G395	79,000	G396	450,000	G804	0		6.
7.	Total assets measured at fair value on a
	recurring basis......................................................................		G502	99,798,000	G503	6,504,000	G504	27,151,000	G505	79,151,000	G506	0	7.
Liabilities
8.	Deposits................................................................................		F252	0	F686	0	F694	0	F253	0	F254	0		8.
9.	Federal funds purchased and securities
	sold under agreements to repurchase..................................		G507	0	G508	0	G509	0	G510	0	G511	0	9.
10.	Trading liabilities:		BHCT
	a. Derivative liablities.............................................................		3547	2,547,000	G512	6,566,000	G513	12,000	G514	9,101,000	G515	0		10.a.
			BHCK
	b. Other trading liabilities.......................................................		G516	2,215,000	G517	0	G518	2,119,000	G519	96,000	G520	0		10.b.

1. For holding companies that have adopted ASU 2016-01, which includes provisions for governing the accounting for investments in equity securities, the amount reported in item 1, column A, must equal the sum of Schedule HC, items 2.b. and 2.c. For holding companies that have not adopted ASU 2106-01, the amount reported in item 1, column A, must equal Schedule HC, item 2.b.

06/2018

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 45 of 69

RSSD ID: 3587146

Schedule HC-Q-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

Total Fair Value

LESS: Amounts Netted

Level 1 Fair Value

Level 2 Fair Value

Level 3 Fair Value

Reported on

in the Determination

Measurements

Measurements

Measurements

Schedule HC

of Total Fair Value

Dollar Amounts in Thousands

BHCQ

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

Liabilities (continued)

11.

Other borrowed money...........................................

G521

386,000

G522

0

G523

0

G524

386,000

G525

0

11.

12.

Subordinated notes and debentures.......................

G526

0

G527

0

G528

0

G529

0

G530

0

12.

13.

All other liabilities....................................................

G805

614,000

G806

0

G807

2,000

G808

612,000

G809

0

13.

14.

Total liabilities measured at fair value on a

recurring basis.........................................................

G531

5,762,000

G532

6,566,000

G533

2,133,000

G534

10,195,000

G535

0

14.

Memoranda

Dollar Amounts in Thousands

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

BHCK

Amount

1. All other assets (itemize and describe amounts included in Schedule HC-Q, item 6 that are greater than $100,000 and exceed 25 percent of item 6):

a. Mortgage servicing assets..................................

G536

0

G537

0

G538

0

G539

0

G540

0

M.1.a.

b. Nontrading derivative assets..............................

G541

287,000

G542

0

G543

0

G544

287,000

G545

0

M.1.b.

c.

BHTX

G546

0

G547

0

G548

0

G549

0

G550

0

M.1.c.

G546

d.

BHTXG551

Assets Held At Net Asset Value

G551

177,000

G552

(177,000)

G553

0

G554

0

G555

0

M.1.d.

e.

BHTX

G556

0

G557

0

G558

0

G559

0

G560

0

M.1.e.

G556

f.

BHTX

G561

0

G562

0

G563

0

G564

0

G565

0

M.1.f.

G561

2. All other liabilities (itemize and describe amounts included in Schedule HC-Q, item 13 that are greater than $100,000 and exceed 25 percent of item 13):

a. Loan commitments

(not accounted for as derivatives)......................

F261

0

F689

0

F697

0

F262

0

F263

0

M.2.a.

b. Nontrading derivative liabilities...........................

G566

605,000

G567

0

G568

0

G569

605,000

G570

0

M.2.b.

c.

BHTX

G571

0

G572

0

G573

0

G574

0

G575

0

M.2.c.

G571

d.

BHTX

G576

0

G577

0

G578

0

G579

0

G580

0

M.2.d.

G576

e.

BHTX

G581

0

G582

0

G583

0

G584

0

G585

0

M.2.e.

G581

f.

BHTX

G586

0

G587

0

G588

0

G589

0

G590

0

M.2.f.

G586

06/2018

The Bank of New York Mellon Corporation

Legal Title of Bank

RSSD ID: 3587146

Schedule HC-Q-Continued

Memoranda

		Dollar Amounts in Thousands	BHCK	Amount
Memorandum items 3 and 4 are to be completed by holding companies that have elected to measure
loans included in Schedule HC-C, items 1 through 9, at fair value under a fair value option.
3	Loans measured at fair value:
	a. Loans secured by real estate:
	(1)	Secured by 1- 4 family residential properties………………………………………….………………………	HT87	0	M.3.a.(1)
	(2)	All other loans secured by real estate………………………………………………………………….………	HT88	0	M.3.a.(2)
	b. Commercial and industrial loans.....................................................................................................…..........	F585	0	M.3.b.
	c. Loans to individuals for household, family, and other personal expenditures
	(i.e., consumer loans) (includes purchased paper)………………………………………..……………...…………	HT89	0	M.3.c.
	d. Other loans......................................................................................…...............................................…......	F589	0	M.3.d.
4	Unpaid principal balances of loans measured at fair value (reported in memorandum item 3):
	a. Loans secured by real estate:
	(1)	Secured by 1-4 family residential properties……………………………...……………………………………	HT91	0	M.4.a.(1)
	(2)	All other loans secured by real estate………………………………………………………..…………………	HT92	0	M.4.a.(2)
	b. Commercial and industrial loans..................................................................................................................	F597	0	M.4.b.
	c. Loans to individuals for household, family, and other personal expenditures
	(i.e., consumer loans) (includes purchased paper)……………………………..…………………………………	HT93	0	M.4.c.
	d. Other loans..................................................................................................................................................	F601	0	M.4.d.

FR Y-9C

Page 46 of 69

06/2018

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 47 of 69
RSSD ID: 3587146

Schedule HC-R- Regulatory Capital

Part I. Regulatory Capital Components and Ratios

Dollar Amounts in Thousands

BHCA

Amount

Common Equity Tier 1 Capital

1. Common stock plus related surplus, net of treasury stock and unearned employee stock

	ownership plan (ESOP) shares............................................................................................................................................	P742	9,682,000	1.
		BHCA
2.	Retained earnings1...............................................................................................................................................................	KW00	30,789,000	2.
		0=No	BHCA
	a. To be completed only by institutions that have adopted ASU 2016-13.	1=Yes
	Does your institution have a CECL transition election in effect as of the quarter-end report date?
	(enter "1" for Yes; enter "0" for No.)................................................................................................................................	JJ29	0		2.a.
		BHCA
3.	Accumulated other comprehensive income (AOCI).............................................................................................................	B530	(2,893,000)	3.
		0=No	BHCA
	a. AOCI opt-out election (enter "1" for Yes; enter "0" for No.)	1=Yes
	(Advanced approaches institutions must enter "0" for No.)............................................................................................	P838	0		3.a.
		BHCA	Amount
4.	Common equity tier 1 minority interest includable in common equity tier 1 capital..............................................................	P839	0	4.
5.	Common equity tier 1 capital before adjustments and deductions (sum of items 1 through 4)............................................	P840	37,578,000	5.
Common Equity Tier 1 Capital: Adjustments and Deductions
6.	LESS: Goodwill net of associated deferred tax liabilities (DTLs).........................................................................................	P841	16,449,000	6.
7.	LESS: Intangible assets (other than goodwill and mortgage servicing assets (MSAs)), net of
	associated DTLs...................................................................................................................................................................	P842	2,502,000	7.
8.	LESS: Deferred tax assets (DTAs) that arise from net operating loss and tax credit carryforwards,
	net of any related valuation allowances and net of DTLs.....................................................................................................	P843	44,000	8.

9. AOCI-related adjustments (items 9.a through 9.e are effective January 1, 2015) (if entered "1" for Yes in item 3.a, complete only items 9.a through 9.e; if entered "0" for No in item 3.a, complete only item 9.f): a. LESS: Net unrealized gains (losses) on available-for-sale securities

(if a gain, report as a positive value; if a loss, report as a negative value)2...................................................................		P844		9.a.
b. LESS: Net unrealized loss on available-for-sale preferred stock classified as an equity security
under GAAP and available-for-sale equity exposures (report loss as a positive value)3...............................................		P845		9.b.
c. LESS: Accumulated net gains (losses) on cash flow hedges
(if a gain, report as a positive value; if a loss, report as a negative value).....................................................................		P846		9.c.

1. LESS: Amounts recorded in AOCI attributed to defined benefit postretirement plans resulting from the initial and subsequent application of the relevant GAAP standards that pertain to such

	plans (if a gain, report as a positive value; if a loss, report as a negative value) ..........................................................	P847		9.d.
e.	LESS: Net unrealized gains (losses) on held-to-maturity securities that are included in AOCI
	(if a gain, report as a positive value; if a loss, report as a negative value).....................................................................	P848		9.e.
f.	To be completed only by holding companies that entered "0" for No in 3.a:
	LESS: Accumulated net gain (loss) on cash flow hedges included in AOCI, net of applicable
	income taxes, that relate to the hedging of items that are not recognized at fair value on the
	balance sheet (if a gain, report as a positive value; if a loss, report as a negative value)..............................................	P849	(2,000) 9.f.

1. Institutions that have adopted ASU-2016-13 and have elected to apply the CECL transition provision should include the applicable portion of the CECL transitional amount in this item.
2. Holding companies that entered "1" for Yes in item 3.a and have adopted ASU 2016-01 , which includes provisions governing the accounting for

investments in equity securities, should report net unrealized gains (losses)	on available-for-sale debt securities in item 9.a. Holding companies
that entered "1" for Yes in item 3.a and have not adopted ASU 2016-01 should report net unrealized gains (losses) on available-for-sale debt and
equitiy securities in item 9.a.
3. Item 9.b is to be completed only by holding companies that entered "1" for Yes in item 3.a. and have not adopted ASU 2016-01. See instructions for
further detail on ASU 2016-01.	03/2019

	The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank							Page 48 of 69
	RSSD ID: 3587146
	Schedule HC-R - Continued
	Part I.-Continued
				Dollar Amounts in Thousands	BHCA	Amount
10.	Other deductions from (additions to) common equity Tier 1 capital before threshold-based deductions:
		a.	LESS: Unrealized net gain (loss) related to changes in the fair value of liabilities that are due to
			changes in own credit risk (if a gain, report as a positive value; if a loss, report as a
			negative value)..................................................................................................................................................		Q258	1,000		10.a.
		b.	LESS: All other deductions from (additions to) common equity Tier 1 capital
			before threshold-based deductions...................................................................................................................		P850	388,000		10.b.
11.	LESS: Non-significant investments in the capital of unconsolidated financial institutions in the form of
		common stock that exceed the 10 percent threshold for non-significant investments..............................................................		P851	0		11.
12.	Subtotal (item 5 minus items 6 through 11)..............................................................................................................................		P852	18,196,000		12.

13. LESS: Significant investments in the capital of unconsolidated financial institutions in the form of

	common stock, net of associated DTLs, that exceed the 10 percent common equity Tier 1 capital
	deduction threshold..................................................................................................................................................................	P853	0	13.
14.	LESS: MSAs, net of associated DTLs, that exceed the 10 percent common equity Tier 1 capital
	deduction threshold..................................................................................................................................................................	P854	0	14.
15.	LESS: DTAs arising from temporary differences that could not be realized through net operating
	loss carrybacks, net of related valuation allowances and net of DTLs, that exceed the 10 percent
	common equity Tier 1 capital deduction threshold...................................................................................................................	P855	0	15.

16. LESS: Amount of significant investments in the capital of unconsolidated financial institutions in the form of common stock, net of associated DTLs; MSAs, net of associated DTLs; and DTAs arising from temporary differences that could not be realized through net operating loss carrybacks,

	net of related valuation allowances and net of DTLs; that exceeds the 15 percent common equity
	Tier 1 capital deduction threshold.............................................................................................................................................		P856	0	16.
17.	LESS: Deductions applied to common equity tier 1 capital due to insufficient amounts of additional
	Tier 1 capital and Tier 2 capital to cover deductions................................................................................................................		P857	0		17.
18.	Total adjustments and deductions for common equity tier 1 capital (sum of items 13 through 17)..........................................		P858	0		18.
19.	Common equity Tier 1 capital (item 12 minus item 18).........................................................................................................	P859	18,196,000	19.
Additional Tier 1 Capital
20.	Additional Tier 1 capital instruments plus related surplus........................................................................................................		P860	3,542,000		20.
21.	Non-qualifying capital instruments subject to phase out from additional Tier 1 capital............................................................		P861	0		21.
22.	Tier 1 minority interest not included in common equity Tier 1 capital.......................................................................................		P862	0	22.
23.	Additional Tier 1 capital before deductions (sum of items 20, 21, and 22)...............................................................................		P863	3,542,000		23.
24.	LESS: Additional Tier 1 capital deductions...............................................................................................................................		P864	61,000		24.
25.	Additional Tier 1 capital (greater of item 23 minus item 24 or zero)......................................................................................	P865	3,481,000	25.
Tier 1 Capital
26.	Tier 1 capital (sum of items 19 and 25) ..................................................................................................................................	8274	21,677,000	26.
Tier 2 Capital
27.	Tier 2 capital instruments plus related surplus.........................................................................................................................		P866	1,250,000		27.
28.	Non-qualifying capital instruments subject to phase out from Tier 2 capital.............................................................................		P867	0	28.
29.	Total capital minority interest that is not included in Tier 1 capital...........................................................................................		P868	0		29.
30.	a.	Allowance for loan and lease losses includable in Tier 2 capital4,5..................................................................		5310	224,000		30.a.
	b.	(Advanced approaches holding companies that exit parallel run only): eligible credit reserves		BHCW
		includable in Tier 2 capital................................................................................................................................		5310	0		30.b.
31.	Unrealized gains on available-for-sale preferred stock classified as an equity security under		BHCA
	GAAP and available-for-sale equity exposures includable in tier 2 capital6.............................................................................		Q257			31.

1. Institutions that have adopted ASU 2016-13 should report in item 30.a the adjusted allowances for credit losses (AACL), as defined in the regulatory capital rule in item 30.a.
2. Institutions that have adopted ASU 2016-13 and have elected to apply the transition provision should subtract the applicable portion of the AACL

transitional amount from item 30.a. See instructions for further detail on ASU 2016-13.

6. Item 31 is to be completed only by holding companies that have not adopted ASU2016-01, which includes provisions governing the accounting for investments in equity securities. See instructions for further detail on ASU 2016-01.

03/2019

	The Bank of New York Mellon Corporation						FR Y-9C
Legal Title of Bank							Page 49 of 69
	RSSD ID: 3587146
	Schedule HC-R - Continued
	Part I.-Continued
						Dollar Amounts in Thousands	BHCA	Amount
32.	a.	Tier 2 capital before deductions (sum of items 27 through 30.a, plus item 31)...................................................................................			P870	1,474,000	32.a.
		b.	(Advanced approaches holding companies that exit parallel run only): Tier 2 capital before			BHCW
			deductions (sum of items 27 through 29, plus items 30.b and 31)...........................................	............................................................		P870	1,250,000	32.b.
							BHCA
33.	LESS: Tier 2 capital deductions.............................................................................................................................................................................			P872	6,000	33.
34.	a.	Tier 2 capital (greater of item 32.a minus item 33, or zero)................................................................................................................			5311	1,468,000	34.a.
		b.	Advanced approaches holding companies that exit parallel run only): Tier 2 capital			BHCW
			(greater of item 32.b minus item 33, or zero)............................................................................	............................................................		5311	1,244,000	34.b.
	Total Capital					BHCA
35.	a.	Total capital (sum of items 26 and 34.a).............................................................................................................................................			3792	23,145,000	35.a.
		b.	(Advanced approaches holding companies that exit parallel run only): Total capital			BHCW
			(sum of items 26 and 34.b)....................................................................................................................................................................			3792	22,921,000	35.b.
	Total Assets for the Leverage Ratio
							BHCA
36.	........................................................................................................................................................................Average total consolidated assets7			KW03	349,188,000	36.
37.	LESS: Deductions from common equity tier 1 capital and additional tier 1 capital (sum of
		items 6, 7, 8, 10.b, 11, 13 through 17, and certain elements of item 24 - see instructions)..................................................................................			P875	19,438,000	37.
38.	LESS: Other deductions from (additions to) assets for leverage ratio purposes..................................................................................................			B596	(1,491,000)	38.
39.	Total assets for the leverage ratio (item 36 minus items 37 and 38)................................................................................................................			A224	331,241,000	39.
	Total Risk-Weighted Assets
40.	a.	Total risk-weightedassets (from Schedule HC-R, Part II, item 31)..................................................................................................			A223	148,399,000	40.a.
		b.	(Advanced approaches holding companies that exit parallel run only): Total risk-weighted assets		BHCW
			using advanced approaches rule (from FFIEC 101 Schedule A, item 60)...........................................................................................			A223	164,172,496	40.b.
						Column A		Column B
					BHCA	Percentage	BHCW	Percentage
	Risk-Based Capital ratios
41.	Common equity Tier 1 capital ratio (Column A: item 19 divided by item 40.a) (Advanced
		approaches holding companies that exit parallel run only: Column B: item 19 divided by
		item 40.b)....................................................................................................................................................		P793	12.2615%	P793	11.0835%	41.
42.	Tier 1 capital ratio (Column A: item 26 divided by item 40.a) (Advanced approaches
		holding companies that exit parallel run only: Column B: item 26 divided by item 40.b)..........................	7206	14.6072%	7206	13.2038%	42.
43.	Total capital ratio (Column A: item 35.a divided by item 40.a) (Advanced approaches
		holding companies that exit parallel run only: Column B: item 35.b divided by item 40.b).......................	7205	15.5965%	7205	13.9615%	43.
							BHCA	Percentage
	Leverage Capital Ratios
44.	Tier 1 leverage ratio (item 26 divided by item 39)..................................................................................................................................................			7204	6.5442%	44.
45.	Advanced approaches holding companies only: supplementary leverage ratio
		(FFIEC 101 Schedule A, Table 2, item 2.22).........................................................................................................................................................			H036	6.0378%	45.

7. Institutions that have adopted ASU 2016-13 and have elected to apply the transition provision include the applicable portion of the CECL transitional amount in item 36.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 50 of 69
RSSD ID: 3587146

Schedule HC-R - Continued

Part I.-Continued

BHCA Percentage

Capital Buffer*

46. Institution-specific capital buffer necessary to avoid limitations on distributions and discretionary bonus payments :

	a.	Capital conservation buffer....................................................................................................................................................................	H311	5.9615%	46.a.
	b.	(Advanced approaches holding companies that exit parallel run only): Total applicable
		capital buffer..........................................................................................................................................................................................	H312	8.5000%	46.b.
			Dollar Amounts in Thousands	BHCA	Amount
Institutions must complete items 47 and 48 if the amount in item 46.a is less than or equal to the applicable
minimum capital conservation buffer:
47.	Eligible retained income..........................................................................................................................................................................................	H313		47.
48.	Distributions and discretionary bonus payments during the quarter......................................................................................................................	H314		48.

* Report each ratio and buffer as a percentage, rounded to four decimal places, e.g., 12.3456.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 51 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-Weighted Assets

This schedule is to be submitted on a consolidated basis.

Holding companies (HC) are required to assign a 100 percent risk-weight to all assets not specifically assigned a risk-weight under Subpart D of the Federal Reserve's regulatory capital rules1 and not deducted from tier 1 or tier 2 capital.

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Totals From

Adjustments

Schedule

to Totals

Allocation by Risk Weight Category

HC

Reported in

Column A

0%

2%

4%

10%

20%

50%

100%

150%

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Balance Sheet Asset

Categories 2

1.

Cash and balances

due from depository

BHCK D957

BHCK S396

BHCK D958

BHCK D959

BHCK S397

BHCK D960

BHCK S398

institutions.........................................

95,480,000

0

74,114,000

14,869,000

3,732,000

2,154,000

611,000

1.

2.

Securities:

a. Held-to-maturity

BHCK D961

BHCK S399

BHCK D962

BHCK HJ74

BHCK HJ75

BHCK D963

BHCK D964

BHCK D965

BHCK S400

securities3.....................................

33,693,000

0

8,156,000

0

0

25,524,000

13,000

0

0

2.a.

b. Available-for-sale debt

securities and equity securities

with readily determinable fair

BHCK JA21

BHCK S402

BHCK D967

BHCK HJ76

BHCK HJ77

BHCK D968

BHCK D969

BHCK D970

BHCK S403

values not held for trading

79,593,000

0

39,188,000

0

0

36,003,000

1,837,000

2,106,000

59,000

2.b.

3. Federal funds sold and

securities purchased under

agreements to resell:

a. Federal funds sold

BHCK D971

BHCK D972

BHCK D973

BHCK S410

BHCK D974

BHCK S411

(in domestic offices)..........................

0

0

0

0

0

0

3.a.

b. Securities purchased

under agreements to

BHCK H171

BHCK H172

resell3................................................

43,723,000

43,723,000

3.b.

4.

Loans and leases held for

sale:

a. Residential mortgage

BHCK S413

BHCK S414

BHCK H173

BHCK S415

BHCK S416

BHCK S417

exposures…………………….........

0

0

0

0

0

0

4.a.

b. High volatility

commercial real estate

BHCK S419

BHCK S420

BHCK H174

BHCK H175

BHCK H176

BHCK H177

BHCK S421

exposures......................................

0

0

0

0

0

0

0

4.b.

1. For bank holding companies, 12 CFR Part 217 and 225; and for covered savings and loan holding companies, 12 CFR Part 217.
2. All securitization exposures held as on-balance sheet assets of the reporting institution are to be excluded from items 1 through 8 and are to be reported instead in item 9.
3. Institutions that have adopted ASU 2016-13 should report as a negative number allowances includable in tier 2 capital in Column B, which excludes PCD allowances.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 52 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column K)

(Column L)

(Column M)

(Column N)

(Column O)

(Column P)

(Column Q)

(Column R)

(Column S)

Application of Other Risk-

Allocation by Risk-Weight Category

Weighting Approaches 4

Exposure

Risk-Weighted

250%5

300%

400%

600%

625%

937.5%

1250%

Amount

Asset Amount

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Balance Sheet Asset

Categories (continued)

1.

Cash and balances

1.

due from depository

institutions..........................................

2.

Securities:

a. Held-to-maturity

securities.......................................

2.a.

b. Available-for-sale debt securities

and equity securities with

readily determinable fair values

BHCK H270

BHCK S405

BHCK S406

BHCK H271

BHCK H272

not held for trading………………..

0

0

0

400,000

192,000

2.b.

3. Federal funds sold and

securities purchased under

agreements to resell:

a. Federal funds sold

in domestic offices)........................

3.a.

b. Securities purchased

under agreements to

resell..............................................

3.b.

4. Loans and leases held for

sale:

a. Residential mortgage

BHCK H273

BHCK H274

exposures.....................................

0

0

4.a.

b. High volatility

commercial real estate

BHCK H275

BHCK H276

exposures.....................................

0

0

4.b.

1. Includes, for example, investments in mutual funds/investment funds, exposures collateralized by securitization exposures or mutual funds, exposures to which the collateral haircut approach is applied, separate account bank-owned life insurance, and default fund contributions to central counterparties.
2. Column K - 250% risk weight is applicable to advanced approaches holding companies only. The 250% risk weight currently is not applicable to non-advanced approaches holding companies.

03/2019

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 53 of 69

RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Totals From

Adjustments

Schedule

to Totals

Allocation by Risk-Weight Category

HC

Reported in

0%

2%

4%

10%

20%

50%

100%

150%

Column A

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

4. Loans and leases held for

sale (continued):

c. Exposures past due

90 days or more or

BHCK S423

BHCK S424

BHCK S425

BHCK HJ78

BHCK HJ79

BHCK S426

BHCK S427

BHCK S428

BHCK S429

on nonaccrual 6.................

0

0

0

0

0

0

0

0

0

4.c.

d. All other

BHCK S431

BHCK S432

BHCK S433

BHCK HJ80

BHCK HJ81

BHCK S434

BHCK S435

BHCK S436

BHCK S437

exposures.........................

0

0

0

0

0

0

0

0

0

4.d.

5.

Loans and leases, held for

investment:7

a. Residential mortgage

BHCK S439

BHCK S440

BHCK H178

BHCK S441

BHCK S442

BHCK S443

exposures.........................

571,000

0

0

0

0

571,000

5.a.

b. High volatility

commercial real estate

BHCK S445

BHCK S446

BHCK H179

BHCK H180

BHCK H181

BHCK H182

BHCK S447

exposures.........................

64,000

0

0

0

0

0

64,000

5.b.

c. Exposures past due

90 days or more or on

BHCK S449

BHCK S450

BHCK S451

BHCK HJ82

BHCK HJ83

BHCK S452

BHCK S453

BHCK S454

BHCK S455

nonaccrual8.......................

11,000

0

0

0

0

0

0

0

11,000

5.c.

BHCK S457

BHCK S458

BHCK S459

BHCK HJ84

BHCK HJ85

BHCK S460

BHCK S461

BHCK S462

BHCK S463

d. All other exposures………

53,768,000

0

9,879,000

0

0

3,100,000

2,316,000

36,564,000

1,909,000

5.d.

6. LESS: Allowance for loan

BHCX 3123

BHCY 3123

and lease losses9..................

127,000

127,000

6.

1. For loans and leases held for sale, exclude residential mortgage exposures, high volatility commercial real estate exposures, or sovereign exposures that are past due 90 days or more or on nonaccrual.
2. Institutions that have adopted ASU-2016-13 should report as a positive number the PCD allowances in items 5.a through 5.d, column B.
3. For loans and leases held for investment, exclude residential mortgage exposures, high volatility commercial real estate exposures, or sovereign exposures that are past due 90 days or more or on nonaccrual.

9. Institutions that have adopted ASU 2016-13 should report the allowance for credit losses on loans and leases in item 6, column A.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 54 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column K)

(Column L)

(Column M)

(Column N)

(Column O)

(Column P)

(Column Q)

(Column R)

(Column S)

Application of Other Risk-

Allocation by Risk-Weight Category

Weighting Approaches 10

Exposure

Risk-Weighted

250%11

300%

400%

600%

625%

937.5%

1250%

Amount

Asset Amount

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

4. Loans and leases held for

sale (continued):

c. Exposures past due

90 days or more or

BHCK H277

BHCK H278

on nonaccrual12..............................

0

0

4.c.

d. All other

BHCK H279

BHCK H280

exposures..................................

0

0

4.d.

5.

Loans and leases, held for

investment:

a. Residential mortgage

BHCK H281

BHCK H282

exposures.................................

0

0

5.a.

b. High volatility

commercial real estate

BHCK H283

BHCK H284

exposures.................................

0

0

5.b.

c. Exposures past due 90

days or more or on

BHCK H285

BHCK H286

nonaccrual13..............................

0

0

5.c.

BHCK H287

BHCK H288

d. All other exposures...................

0

0

5.d.

6. LESS: Allowance for loan

and lease losses...........................

6.

10. Includes, for example, investments in mutual funds/investment funds, exposures collateralized by securitization exposures or mutual funds, exposures to which the collateral haircut approach is applied, separate account bank-owned life insurance, and default fund contributions to central counterparties.

11 Column K - 250% risk weight is applicable to advanced approaches holding companies only. The 250% risk weight currently is not applicable to non-advanced approaches holding companies.

1. For loans and leases, held for sale, exclude residential mortgage exposures, high volatility commercial real estate exposures, or sovereign exposures that are past due 90 days or more or on nonaccrual.
2. For loans and leases held for investment, exclude residential mortgage exposures, high volatility commercial real estate exposures, or sovereign exposures that are past due 90 days or more or

on nonaccrual.

03/2019

een e

FR Y-9C

Legal Title of Bank

Page 55 of 69

RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Totals From

Adjustments

Schedule

to Totals

Allocation by Risk-Weight Category

HC

Reported in

0%

2%

4%

10%

20%

50%

100%

150%

Column A

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

BHCK D976

BHCK S466

BHCK D977

BHCK HJ86

BHCK HJ87

BHCK D978

BHCK D979

BHCK D980

BHCK S467

7.

Trading assets...................

9,679,000

9,368,000

6,000

0

0

4,000

4,000

297,000

0

7.

BHCK D981

BHCK S469

BHCK D982

BHCK HJ88

BHCK HJ89

BHCK D983

BHCK D984

BHCK D985

BHCK H185

8.

All other assets14,1 5, 16...........

46,770,000

22,070,000

1,374,000

0

0

294,000

583,000

16,113,000

81,000

8.

a. Separate account

bank-owned life

insurance.......................

8.a.

b. Default fund

contributions to central

counterparties................

8.b.

1. Includes premises and fixed assets; other real estate owned; investments in unconsolidated subsidiaries and associated companies; direct and indirect investments in real estate ventures; intangible assets; and other assets.
2. Institutions that have adopted ASU 2016-13 and have elected to apply the transition provision should subtract the applciable portion of the DTA transitional amount from item 8, column B.
3. Institutions that have adopted ASU 2016-13 should report as a negative number the allowances includable in tier 2 capital in item 8, column B, which excludes PCD allowances.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 56 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

		(Column K)	(Column L)	(Column M)	(Column N)	(Column O)	(Column P)	(Column Q)	(Column R)	(Column S)
									Application of Other Risk-
					Allocation by Risk-Weight Category			Weighting Approaches17
									Exposure	Risk-Weighted
		250%18	300%	400%	600%	625%	937.5%	1250%	Amount	Asset Amount
	Dollar Amounts in Thousands	Amount	Amount	Amount	Amount	Amount	Amount	Amount	Amount	Amount
		BHCK H289	BHCK H186	BHCK H290	BHCK H187				BHCK H291	BHCK H292
7.	Trading assets...............................	0	0	0	0				0	1,000	7.
		BHCK H293	BHCK H188	BHCK S470	BHCK S471				BHCK H294	BHCK H295
8.	All other assets19………………….	602,000	0	0	23,000				81,000	544,000	8.
	a. Separate account
	bank-owned life								BHCK H296	BHCK H297
	insurance...................................								3,170,000	1,598,000	8.a.
	b. Default fund
	contributions to central								BHCK H298	BHCK H299
	counterparties...........................								2,379,000	473,000	8.b.

1. Includes, for example, investments in mutual funds/investment funds, exposures collateralized by securitization exposures or mutual funds, exposures to which the collateral haircut approach is applied, separate account bank-owned life insurance, and default fund contributions to central counterparties.
2. Column K - 250% risk weight is applicable to advanced approaches holding companies only. The 250% risk weight currently is not applicable to non-advanced approaches holding companies.
3. Includes premises and fixed assets; other real estate owned; investments in unconsolidated subsidiaries and associated companies; direct and indirect investments in real estate ventures; intangible

assets; and other assets.

03/2019

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 57 of 69

RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column A)

(Column B)

(Column Q)

(Column T)

(Column U)

Totals

Adjustments

Allocation by

Total Risk-Weighted Asset

to Totals

Risk-Weight

Amount by Calculation

Reported in

Category

Methodology

Column A

1250%

SSFA20

Gross-Up

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Securitization Exposures: On-andOff-Balance Sheet

9. On-balance sheet securitization exposures:

BHCK S475

BHCK S476

BHCK S477

BHCK S478

BHCK S479

..........................................................................................................................................a. Held-to-maturity securities21

85,000

85,000

0

40,000

0

9.a.

BHCK S480

BHCK S481

BHCK S482

BHCK S483

BHCK S484

b. Available-for-sale securities......................................................................................................................................

9,820,000

9,820,000

0

4,552,000

0

9.b.

BHCK S485

BHCK S486

BHCK S487

BHCK S488

BHCK S489

c. Trading assets............................................................................................................................................................

0

0

0

0

0

9.c.

BHCK S490

BHCK S491

BHCK S492

BHCK S493

BHCK S494

d. All other on-balance sheet securitization exposures.................................................................................................

145,000

137,000

8,000

197,000

0

9.d.

BHCK S495

BHCK S496

BHCK S497

BHCK S498

BHCK S499

10. Off-balance sheet securitization exposures..................................................................................................................

99,000

99,000

0

79,000

0

10.

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Totals

Adjustments

From Schedule

to Totals

Allocation by Risk-Weight Category

HC

Reported in

Column A

0%

2%

4%

10%

20%

50%

100%

150%

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

11. Total balance sheet

BHCT 2170

BHCK S500

BHCK D987

BHCK HJ90

BHCK HJ91

BHCK D988

BHCK D989

BHCK D990

BHCK S503

assets22......................

373,275,000

85,076,000

132,717,000

0

0

79,794,000

8,485,000

57,805,000

2,735,000

11.

(Column K)

(Column L)

(Column M)

(Column N)

(Column O)

(Column P)

(Column Q)

(Column R)

Application of

Allocation by Risk-Weight Category

Other Risk-

Weighting

Approaches

Exposure

250%23

300%

400%

600%

625%

937,5%

1250%

Amount

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

11. Total balance sheet

BHCK S504

BHCK S505

BHCK S506

BHCK S507

BHCK S510

BHCK H300

assets22.................................................................................

602,000

0

0

23,000

8,000

6,030,000

11.

1. Simplilfied Supervisory Formula Approach.
2. Institutions that have adopted ASU 2016-13 should report as a negative number allowances includable in tier 2 capital in item 9.a, column B, which excludes PCD allowances.
3. For each of columns A through R of item 11, report the sum of items 1 through 9. For item 11, the sum of columns B through R must equal column A.
4. Column K - 250% risk weight is applicable to advanced approaches holding companies only. The 250% risk weight currently is not applicable to non-advanced approaches holding companies.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 58 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Face, Notional

CCF24

Credit

or Other

Equivalent

Allocation by Risk-Weight Category

Amount

Amount25

0%

2%

4%

10%

20%

50%

100%

150%

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Derivatives, Off-Balance

Sheet Items, and Other

Items Subject to Risk-

Weighting (Excluding

Securitization

Exposure)26

12. Financial standby

BHCK D991

BHCK D992

BHCK D993

BHCK HJ92

BHCK HJ93

BHCK D994

BHCK D995

BHCK D996

BHCK S511

letters of credit................

2,488,000

1.0

2,488,000

0

0

0

328,000

94,000

2,050,000

16,000

12.

13. Performance standby

letters of credit and

transaction-related

BHCK D997

BHCK D998

BHCK D999

BHCK G603

BHCK G604

BHCK G605

BHCK S512

contingent items...............

84,000

0.5

42,000

0

3,000

0

39,000

0

13.

14. Commercial and

similar letters of credit

with an original

maturity of one year

BHCK G606

BHCK G607

BHCK G608

BHCK HJ94

BHCK HJ95

BHCK G609

BHCK G610

BHCK G611

BHCK S513

or less..............................

150,000

0.2

30,000

0

0

0

1,000

6,000

8,000

15,000

14.

Retained recourse

15. on small business

obligations sold

BHCK G612

BHCK G613

BHCK G614

BHCK G615

BHCK G616

BHCK G617

BHCK S514

with recourse..................

0

1.0

0

0

0

0

0

0

15.

1. Credit conversion factor.
2. Column A multiplied by credit conversion factor. For each of items 12 through 21, the sum of columns C through J plus column R must equal column B.
3. All derivatives and off-balance sheet items that are securitization exposures are to be excluded from items 12 through 21 and are to be reported instead in item 10.

03/2019

The Bank of New York Mellon Corporation

FR Y-9C

Legal Title of Bank

Page 59 of 69

RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

(Column A)

(Column B)

(Column C)

(Column D)

(Column E)

(Column F)

(Column G)

(Column H)

(Column I)

(Column J)

Face, Notional

CCF27

Credit

or Other

Equivalent

Allocation by Risk-Weight Category

Amount

Amount28

0%

2%

4%

10%

20%

50%

100%

150%

Dollar Amounts in Thousands

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

Amount

16. Repo-style

BHCK S515

BHCK S516

BHCK S517

BHCK S518

BHCK S519

BHCK S520

BHCK S521

BHCK S522

BHCK S523

transactions29........................

39,875,000

1.0

39,875,000

238,000

850,000

0

11,751,000

1,214,000

25,771,000

51,000

16.

17. All other off-balance

BHCK G618

BHCK G619

BHCK G620

BHCK G621

BHCK G622

BHCK G623

BHCK S524

sheet liabilitites.......................

0

1.0

0

0

0

0

0

0

17.

18. Unused commitments:

(exclude unused

commitments to

asset-backed

commercial paper

conduits):

a. Original maturity of

BHCK S525

BHCK S526

BHCK S527

BHCK HJ96

BHCK HJ97

BHCK S528

BHCK S529

BHCK S530

BHCK S531

one year or less................

30,165,000

0.2

6,033,000

0

518,000

0

119,000

0

5,396,000

0

18.a.

b. Original maturity

exceeding one

BHCK G624

BHCK G625

BHCK G626

BHCK HJ98

BHCK HJ99

BHCK G627

BHCK G628

BHCK G629

BHCK S539

year....................................

20,128,000

0.5

10,064,000

0

0

0

0

52,000

10,010,000

2,000

18.b.

19. Unconditionally

cancelable

BHCK S540

BHCK S541

commitments...........................

0

0.0

0

19.

20. Over-the-counter

BHCK S542

BHCK S543

BHCK HK00

BHCK HK01

BHCK S544

BHCK S545

BHCK S546

BHCK S547

BHCK S548

derivatives..............................

10,925,000

2,575,000

0

0

0

1,985,000

622,000

5,733,000

10,000

20.

21. Centrally cleared

BHCK S549

BHCK S550

BHCK S551

BHCK S552

BHCK S554

BHCK S555

BHCK S556

BHCK S557

derivatives..............................

2,060,000

0

924,000

1,136,000

0

0

0

0

21.

22. Unsettled transactions

BHCK H191

BHCK H193

BHCK H194

BHCK H195

BHCK H196

BHCK H197

(failed trades)30......................

834,000

654,000

0

0

131,000

0

22.

1. Credit conversion factor.
2. For items 18.b. and 19, column A multiplied by credit conversion factor.
3. Includes securities purchased under agreements to resell (reverse repos), securities sold under agreements to repurchase (repos), securities borrowed, and securities lent.
4. For item 22, the sum of columns C through Q must equal column A.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 60 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

		(Column O)	(Column P)	(Column Q)	(Column R)	(Column S)
					Application of Other Risk-
		Allocation by Risk-Weight Category	Weighting Approaches31
					Credit	Risk-Weighted
		625%	937.5%	1250%	Equivalent	Asset Amount
					Amount
	Dollar Amounts in Thousands	Amount	Amount	Amount	Amount	Amount
16.	Repo-style				BHCK H301	BHCK H302
	transactions32..................................................................................................................................................................................................				0	0	16.
17.	All other off-balance
	sheet liabilitites.................................................................................................................................................................................................						17.
18.	Unused commitments:
	(exclude unused
	commitments to
	asset-backed
	commercial paper
	conduits):
	a. Original maturity of				BHCK H303	BHCK H304
	one year or less........................................................................................................................................................................................				0	0	18.a.
	b. Original maturity
	exceeding one				BHCK H307	BHCK H308
	year..........................................................................................................................................................................................................				0	0	18.b.
19.	Unconditionally
	cancelable
	commitments.................................................................................................................................................................................................						19.
20.	Over-the-counter				BHCK H309	BHCK H310
	derivatives....................................................................................................................................................................................................				0	0	20.
21.	Centrally cleared
	derivatives....................................................................................................................................................................................................						21.
22.	Unsettled transactions	BHCK H198	BHCK H199	BHCK H200
	(failed trades)33.............................................................................................................................................................................................	48,000	0	1,000			22.

1. Includes, for example, exposures collateralized by securitization exposures or mutual funds and exposures to which the collateral haircut approach is applied.
2. Includes securities purchased under agreements to resell (reverse repos), securities sold under agreements to repurchase (repos), securities borrowed, and securities lent.
3. For item 22, the sum of columns C through Q must equal column A.

03/2019

	The Bank of New York Mellon Corporation										FR Y-9C
Legal Title of Bank									Page 61 of 69
	RSSD ID: 3587146
	Schedule HC-R-Continued
	Part II. Risk-WeightedAssets-Continued
			(Column C)	(Column D)	(Column E)	(Column F)	(Column G)	(Column H)	(Column I)	(Column J)
						Allocation by Risk-Weight Category
			0%	2%	4%	10%	20%	50%	100%	150%
	Dollar Amounts in Thousands	Amount	Amount	Amount	Amount	Amount	Amount	Amount	Amount
	23. Total assets, derivatives,
	off-balance sheet items,
	and other items subject
	to risk weighting by risk-
	weight category (for
	each of columns C
	through P, sum of items
	11 through 22; for
	column Q, sum of items	BHCK G630	BHCK S558	BHCK S559	BHCK S560	BHCK G631	BHCK G632	BHCK G633	BHCK S561
	items 10 through 22).......................................................................	136,184,000	2,292,000	1,136,000	0	93,981,000	10,473,000	106,943,000	2,829,000	23.
	24. Risk weight factor...........................................................................	X 0%	X 2%	X 4%	X 10%	X 20%	X 50%	X 100%	X 150%	24.
	25. Risk-weighted assets
	by risk-weight
	category (for each
	column, item 23
	multiplied by	BHCK G634	BHCK S569	BHCK S570	BHCK S571	BHCK G635	BHCK G636	BHCK G637	BHCK S572
	item 24)...........................................................................................	0	46,000	45,000	0	18,796,000	5,237,000	106,943,000	4,244,000	25.

03/2015

The Bank of New York Mellon Corporation								FR Y-9C
Legal Title of Bank								Page 62 of 69
RSSD ID: 3587146
Schedule HC-R-Continued
Part II. Risk-WeightedAssets-Continued
		(Column K)	(Column L)	(Column M)	(Column N)	(Column O)	(Column P)	(Column Q)
					Allocation by Risk-Weight Category
		250%34	300%	400%	600%	625%	937.5%	1250%
	Dollar Amounts in Thousands	Amount	Amount	Amount	Amount	Amount	Amount	Amount
23.	Total assets, derivatives,
	off-balance sheet items,
	and other items subject
	to risk weighting by risk-
	weight category (for
	each of columns C
	through P, sum of items
	11 through 22; for
	column Q, sum of items	BHCK S562	BHCK S563	BHCK S564	BHCK S565	BHCK S566	BHCK S567	BHCK S568
	items 10 through 22).......................................................................	602,000	0	0	23,000	48,000	0	9,000	23.
24.	Risk weight factor...........................................................................	X 250%34	X 300%	X 400%	X 600%	X 625%	X 937.5%	X 1250%	24.
25.	Risk-weighted assets
	by risk-weight category
	(for each
	column, item 23
	multiplied by	BHCK S573	BHCK S574	BHCK S575	BHCK S576	BHCK S577	BHCK S578	BHCK S579
	item 24)...........................................................................................	1,505,000	0	0	138,000	300,000	0	113,000	25.
							Totals
					Dollar Amounts in Thousands	BHCK	Amount
26.	Risk-weighted assets for purposes of calculating the allowance for loan and lease losses 1.25 percent threshold35.....................................................................			S580	145,055,000	26.
27.	Standardized market-risk weighted assets (applicable only to holding companies that are covered by the market risk capital rules)............................................		S581	3,356,000	27.
28	Risk-weighted assets before deductions for excess allowance of loan and lease losses and allocated risk transfer risk reserve35, 36...............................................		B704	148,399,000	28.
29.	LESS: Excess allowance for loan and lease losses35..........................................................................................................................................................................					A222	0	29.
30.	LESS: Allocated transfer risk reserve................................................................................................................................................................................................					3128	0	30.
31.	Total risk-weighted assets (item 28 minus items 29 and 30)..............................................................................................................................................................					G641	148,399,000	31.

1. Column K - 250% risk weight is applicable to advanced approaches holding companies only. The 250% risk weight currently is not applicable to non-advanced approaches holding companies.
2. Institutions that have adopted ASU 2016-13 should report the allowance for credit losses in items 26, 28 and 29.
3. Sum of items 2.b. through 20, column S; items 9.a., 9.b., 9.c., 9.d., and 10, columns T and U; item 25, columns C through Q; and item 27 (if applicable).

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 63 of 69
RSSD ID: 3587146

Schedule HC-R-Continued

Part II. Risk-WeightedAssets-Continued

Memoranda

					Dollar Amounts in Thousands	BHCK	Amount
1. Current credit exposure across all derivative contracts covered by the regulatory capital rules.........................................................................................................				G642	6,581,000	M.1.
				With a remaining maturity of
			(Column A)		(Column B)		(Column C)
			One year or less		Over one year		Over five years
				through five years
	Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount	BHCK	Amount
2. Notional principal amounts of over-the-counter derivative contracts:
a. Interest rate......................................................................................................................	S582	42,421,000	S583	22,815,000	S584	38,570,000	M.2.a.
b. Foreign exchange rate and gold.......................................................................................	S585	748,984,000	S586	5,138,000	S587	2,353,000	M.2.b.
c.	Credit (investment grade reference asset).......................................................................	S588	0	S589	0	S590	0	M.2.c.
d.	Credit (non-investment grade reference asset)................................................................	S591	0	S592	0	S593	0	M.2.d.
e.	Equity................................................................................................................................	S594	1,329,000	S595	99,000	S596	0	M.2.e.
f.	Precious metals (except gold)..........................................................................................	S597	0	S598	0	S599	0	M.2.f.
g. Other.................................................................................................................................	S600	0	S601	0	S602	0	M.2.g.
3. Notional principal amounts of centrally cleared derivative contracts:
a. Interest rate......................................................................................................................	S603	128,097,000	S604	44,177,000	S605	60,967,000	M.3.a.
b. Foreign exchange rate and gold.......................................................................................	S606	0	S607	0	S608	0	M.3.b.
c.	Credit (investment grade reference asset).......................................................................	S609	0	S610	165,000	S611	0	M.3.c.
d.	Credit (non-investment grade reference asset)................................................................	S612	0	S613	0	S614	0	M.3.d.
e.	Equity................................................................................................................................	S615	87,000	S616	0	S617	0	M.3.e.
f.	Precious metals (except gold)..........................................................................................	S618	0	S619	0	S620	0	M.3.f.
g. Oth AlconsS	S621	0	S622	0	S623	0	M.3.g.
					Dollar Amounts in Thousands	BHCK	Amount
4. Standardized market risk-weighted assets attributable to specific risk (included in Schedule HC-R, item 27)...................................................................................			S624	1,376,000	M.4.
5. Amount of allowances for credit losses on purchased credit-deteriorated assets:1
a.	Loans and leases held for investment............................................................................................................................................................................................					JJ30		M.5.a.
b.	Held-to-maturity debt securities......................................................................................................................................................................................................					JJ31		M.5.b.
c.	Other financial assets measured at amortized cost.......................................................................................................................................................................					JJ32		M.5.c.

1. Memorandum items 5.a. through 5.c. should be completed only by institutions that have adopted ASU 2016-13.

03/2019

The Bank of New York Mellon Corporation		For Federal Reserve Bank Use Only
Legal Title of Bank		C.I. _________
RSSD ID: 3587146

FR Y-9C

Page 64 of 69

Schedule HC-S-Servicing, Securitization, and Asset Sale Activities

							C000
	(Column A)	(Column B)	(Column C)	(Column D)	(Column E)	(Column F)	(Column G)
	1-4 Family	Home	Credit	Auto	Other	Commercial	All Other Loans,
	Residential	Equity	Card	Loans	Consumer	and Industrial	All Leases, and
	Loans	Lines	Receivables		Loans	Loans	All Other Assets
Dollar Amounts in Thousands	Amount	Amount	Amount	Amount	Amount	Amount	Amount
Securitization Activities
1. Outstanding principal balance of assets
sold and securitized with servicing retained
or with recourse or other seller-provided	BHCK B705	BHCK B706	BHCK B707	BHCK B708	BHCK B709	BHCK B710	BHCK B711
credit enhancements............................................	62,000	0	0	0	0	0	0	1.
2. Maximum amount of credit exposure
arising from recourse or other seller-
provided credit enhancements provided to	BHCK HU09	BHCK HU10	BHCK HU11	BHCK HU12	BHCK HU13	BHCK HU14	BHCK HU15
structures reported in item 1..……...…...…………	0	0	0	0	0	0	0	2.
Item 3 is to be completed by holding companies
with $100 billion or more in total assets 1 .
3. Reporting institution's unused commitments
to provide liquidity to structures reported in	BHCK B726	BHCK B727	BHCK B728	BHCK B729	BHCK B730	BHCK B731	BHCK B732
item 1...................................................................	0	0	0	0	0	0	0	3.
4. Past due loan amounts included in item 1:	BHCK B733	BHCK B734	BHCK B735	BHCK B736	BHCK B737	BHCK B738	BHCK B739
a. 30-89 days past due.......................................	0	0	0	0	0	0	0	4.a.
	BHCK B740	BHCK B741	BHCK B742	BHCK B743	BHCK B744	BHCK B745	BHCK B746
b. 90 days or more past due…….........................	1,000	0	0	0	0	0	0	4.b.
5. Charge-offs and recoveries on assets sold
and securitized with servicing retained or
with recourse or other seller-provided credit
enhancements (calendar year-to-date)
	BHCK B747	BHCK B748	BHCK B749	BHCK B750	BHCK B751	BHCK B752	BHCK B753
a. Charge-offs......................................................	0	0	0	0	0	0	0	5.a.
	BHCK B754	BHCK B755	BHCK B756	BHCK B757	BHCK B758	BHCK B759	BHCK B760
b. Recoveries.......................................................	0	0	0	0	0	0	0	5.b.

1. The $100 billion asset-size test is based on the total assets reported on the June 30, 2018 report.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 65 of 69
RSSD ID: 3587146

Schedule HC-S-Continued

		(Column A)		(Column B)	(Column C)	(Column D)	(Column E)	(Column F)	(Column G)
		1-4 Family		Home	Credit	Auto	Other	Commercial	All Other Loans,
		Residential		Equity	Card	Loans	Consumer	and Industrial	All Leases, and
		Loans		Lines	Receivables		Loans	Loans	All Other Assets
	Dollar Amounts in Thousands	Amount		Amount	Amount	Amount	Amount	Amount	Amount
Items 6 and 10 are to be completed by
holding companies with $10 billion or more in
total assets 2 .
6.	Total amount of ownership (or seller's)			BHCK HU16	BHCK HU17			BHCK HU18
	interest carried as securities or loans………………			0	0			0		6.
7-8.	Not applicable…………...……………………………
For Securitization Facilities Sponsored By
or Otherwise Established By Other
Institutions
9.	Maximum amount of credit exposure
	arising from credit enhancements
	provided by the reporting institution to
	other institutions' securitization structures
	in the form of standby letters of credit,
	purchased subordinated securities, and	BHCK B776				BHCK B779	BHCK B780	BHCK B781	BHCK B782
	other enhancements.........................................………		0			0	0	0	0	9.
10.	Reporting institution's unused
	commitments to provide liquidity to other	BHCK B783				BHCK B786	BHCK B787	BHCK B788	BHCK B789
	institutions' securitization structures...............………		0			0	0	0	15,000	10.
Asset Sales
11.	Assets sold with recourse or other seller-
	provided credit enhancements and not	BHCK B790							BHCK B796
	securitized.........................................................………		0						0	11.
12.	Maximum amount of credit exposure
	arising from recourse or other seller-
	provided credit enhancements provided to	BHCK B797							BHCK B803
	assets reported in item 11..............................………		0						0	12.

2. The $10 billion asset-size tests are based on the total assets reported on the June 30, 2018 report.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 66 of 69
RSSD ID: 3587146

Schedule HC-S-Continued

Memoranda

	Dollar Amounts in Thousands	BHCK	Amount
1.	Not applicable
2.	Outstanding principal balance of assets serviced for others (includes participations serviced for others):
	a. 1-4 family residential mortgages serviced with recourse or other servicer-provided credit enhancements.........................................................................	B804	0	M.2.a.
	b. 1-4 family residential mortgages serviced with no recourse or other servicer-provided credit enhancements....................................................................	B805	81,000	M.2.b.
	c. Other financial assets1.................................................................................................…...................................................................................................	A591	0	M.2.c.
	d. 1-4 family residential mortgages serviced for others that are in process of foreclosure at quarter-end (includes closed-end and
	open-end loans)..................................................................................................................................................................................................................	F699	0	M.2.d.

Memorandum item 3 is to be completed by holding companies with $10 billion or more in total assets. 2

3. Asset-backed commercial paper conduits:

1. Maximum amount of credit exposure arising from credit enhancements provided to conduit structures in the form of standby letters of credit, subordinated securities, and other enhancements:

(1)	Conduits sponsored by the bank, a bank affiliate, or the holding company2.................................................................................................................		B806	0	M.3.a.(1)
(2)	Conduits sponsored by other unrelated institutions2.....................................................................................................................................................		B807	0	M.3.a.(2)
b. Unused commitments to provide liquidity to conduit structures:
(1)	Conduits sponsored by the bank, a bank affiliate, or the holding company...................................................................................................................		B808	0	M.3.b.(1)
(2)	Conduits sponsored by other unrelated institutions.......................................................................................................................................................		B809	0	M.3.b.(2)
4. Outstanding credit card fees and finance charges (included in Schedule HC-S, item 1, column G)2,3......................................................................................		C407	0	M.4.

1. Memorandum item 2.c is to be completed if the principal balance of other financial assets serviced for others is more than $10 million.
2. The $10 billion asset-size test is based on the total assets reported on the June 30, 2018 report.
3. Memorandum item 4 is to be completed by holding companies with $10 billion or more in total assets that (1) together with affiliated institutions, have outstanding credit card receivables (as defined in the instructions) that exceed $500 million as of the report date or (2) holding companies that on a consolidated basis are credit card specially holding companies (as defined in the instructions).

03/2019

	The Bank of New York Mellon Corporation						FR Y-9C
Legal Title of Bank					Page 67 of 69
	RSSD ID: 3587146
	Schedule HC-V-Variable Interest Entities1
					(Column A)		(Column B)
				Securitization Vehicles		Other VIEs
		Dollar Amounts in Thousands	BHCK	Amount	BHCK	Amount
1.	Assets of consolidated variable interest entities (VIEs) that can be used only
		to settle obligations of consolidated VIEs:
		a. Cash and balances due from depository institutions.....................................................	J981	0	JF84	22,000	1.a.
		b. Securities not held for trading.......................................................................................	HU20	400,000	HU21	0	1.b.
		c. Loans and Leases held for investment, net of allowance,
		and held for sale...........................................................................................................	HU22	0	HU23	0	1.c.
		d. Other real estate owned...............................................................................................	K009	0	JF89	0	1.d.
		e. Other assets.................................................................................................................	JF91	0	JF90	10,000	1.e.
2.	Liabilities of consolidated VIEs for which creditors do not have recourse to
		the general credit of the reporting holding company:
		a. Other borrowed money…………………………...……………………………………………	JF92	386,000	JF85	0	2.a.
		b. Other liabilities..............................................................................................................	JF93	0	JF86	15,000	2.b.
3.	All other assets of consolidated VIEs
		(not included in items 1.a through 1.e above).....................................................................	K030	0	JF87	349,000	3.
4.	All other liabilities of consolidated VIEs
		(not included in items 2.a through 2.b above)....................................................................	K033	0	JF88	0	4.
				Dollar Amounts in Thousands	BHCK	Amount
5.	Total assets of asset-backed commercial paper (ABCP) conduit VIEs..........................................................................			JF77	0	5.
6.	Total liabilities of ABCP conduit VIEs………………………………………………………………………...……………………	JF78	0	6.

1. Institutions that have adopted ASU 2016-13 should report assets net of any applicable allowance for credit losses.

03/2019

The Bank of New York Mellon Corporation	FR Y-9C
Legal Title of Bank	Page 68 of 69
RSSD ID: 3587146

Notes to the Balance Sheet-Predecessor Financial Items

For holding companies involved in a business combination(s) during the quarter, provide on the lines below quarterly average information for any acquired company(ies) with aggregated assets of $10 billion or more or 5 percent of the reporting holding company's total consolidated assets as of the previous quarter-end, whichever is less.

	Dollar Amounts in Thousands	BHBC	Amount
1.	Average loans and leases (held for investment and held for sale)...............................................................	3516	0	1.
2.	Average earning assets...............................................................................................................................	3402	0	2.
3.	Average total consolidated assets................................................................................................................	3368	0	3.
4.	Average equity capital..................................................................................................................................	3519	0	4.

Notes to the Balance Sheet-Other

Enter in the lines provided below any additional information on specific line items on the balance sheet or its supporting schedules that the holding company wishes to explain, that has been separately disclosed in the holding company's quarterly reports to its sharehold- ers, in its press releases, or on its quarterly reports to the Securities and Exchange Commission (SEC).

Each additional piece of information disclosed should include the appropriate reference to schedule and item number, as well as a description of the additional information and the dollar amount (in thousands of dollars) associated with that disclosure.

Example

A holding company has guaranteed a new loan for its leveraged Employee Stock Ownership Plan (ESOP) for $750 thousand and that amount has increased the holding company's long-term unsecured debt by a material amount. The holding company has disclosed that change to its stockholders and to the SEC. Enter on the line item below the following information:

	TEXT		BHCK	Amount
	0000	Sch. HC, item 16, New loan to holding company's ESOP guaranteed
		by holding company
			0000	750
Notes to the Balance Sheet-Other
	TEXT	Dollar Amounts in Thousands	BHCK	Amount
1.		Outstanding issuances of perpetual preferred stock associated with the U.S. Department
		of Treasury Community Development Capital Initiative (CDCI) program included in
		Schedule HC, item 23, Perpetual preferred stock and related surplus (for Subchapter S
		corporations, outstanding issuances of subordinated debt securities associated with
		CDCI included in Schedule HC, item 19.a, Subordinated notes and debentures)
			K141	0	1.
2.	5357		5357	0	2
3.	5358		5358	0	3.
4.	5359		5359	0	4.
5.	5360		5360	0	5.
6.	B027		B027	0	6.

03/2018

The Bank of New York Mellon Corporation					FR Y-9C
Legal Title of Bank				Page 69 of 69
RSSD ID: 3587146
Notes to the Balance Sheet-Other, Continued
	TEXT			Dollar Amounts in Thousands	BHCK	Amount
7.	B028				B028	0	7.
8.	B029				B029	0	8.
9.	B030				B030	0	9.
10.	B031				B031	0	10.
11.	B032				B032	0	11.
12.	B033				B033	0	12.
13.	B034				B034	0	13.
14.	B035				B035	0	14.
15.	B036				B036	0	15.
16.	B037				B037	0	16.
17.	B038				B038	0	17.
18.	B039				B039	0	18.
19.	B040				B040	0	19.
20.	B041				B041	0	20.

03/2003