UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.1)*
NAME OF ISSUER: Cognex Corporation
TITLE OF CLASS OF SECURITIES: Common Stock
CUSIP NUMBER: 192422103
DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT: December 31, 2019
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
- Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be 'filed' for the purpose of Section 18 of the Securities Exchange Act of 1934 ('Act') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NUMBER: 192422103
- Names of Reporting Persons The Bank of New York Mellon Corporation
IRS Identification Nos. of Above Persons | IRS No.13-2614959 |
- Check the Appropriate Box if a Member of a Group (See Instructions)
- ( ) (b) ( )
- SEC use only
(4) | Citizenship or Place of Organization | New York | ||
Number of Shares | (5) | Sole Voting Power | 10,686,892 | |
Beneficially | (6) | Shared Voting Power | 3,040 | |
Owned by Each | ||||
Reporting Person | (7) | Sole Dispositive Power | 11,125,945 | |
With | ||||
(8) | Shared Dispositive Power | 1,525,507 |
- Aggregate Amount Beneficially Owned
by Each Reporting Person | 12,827,244 | |
(10) | Check if the Aggregated Amount in Row (9) Excludes Certain | ( ) |
Shares (see Instructions) | ||
(11) | Percent of Class Represented by Amount in Row (9) | 7.51% |
(12) | Type of Reporting Person (See Instructions) | HC |
CUSIP NUMBER: 192422103 | ||
(1) | Names of Reporting Persons | BNY Mellon IHC, LLC |
IRS Identification Nos. of Above Persons | IRS No.82-2121983 |
- Check the Appropriate Box if a Member of a Group (See Instructions)
- ( ) (b) ( )
- SEC use only
(4) | Citizenship or Place of Organization | New York | ||
Number of Shares | (5) | Sole Voting Power | 9,614,818 | |
Beneficially | (6) | Shared Voting Power | 0 | |
Owned by Each | ||||
Reporting Person | (7) | Sole Dispositive Power | 10,215,657 | |
With | ||||
(8) | Shared Dispositive Power | 1,517,924 | ||
(9) | Aggregate Amount Beneficially Owned |
by Each Reporting Person | 11,906,948 | |
(10) | Check if the Aggregated Amount in Row (9) Excludes Certain | ( ) |
Shares (see Instructions) | ||
(11) | Percent of Class Represented by Amount in Row (9) | 6.97% |
(12) | Type of Reporting Person (See Instructions) | HC |
CUSIP NUMBER: 192422103 | ||
(1) | Names of Reporting Persons | MBC Investments Corporation |
IRS Identification Nos. of Above Persons | IRS No.51-0301132 |
- Check the Appropriate Box if a Member of a Group (See Instructions)
- ( ) (b) ( )
- SEC use only
(4) | Citizenship or Place of Organization | Delaware | ||
Number of Shares | (5) | Sole Voting Power | 9,614,818 | |
Beneficially | (6) | Shared Voting Power | 0 | |
Owned by Each | ||||
Reporting Person | (7) | Sole Dispositive Power | 10,215,657 | |
With | ||||
(8) | Shared Dispositive Power | 1,517,924 |
- Aggregate Amount Beneficially Owned
by Each Reporting Person | 11,906,948 | |
(10) | Check if the Aggregated Amount in Row (9) Excludes Certain | ( ) |
Shares (see Instructions) | ||
(11) | Percent of Class Represented by Amount in Row (9) | 6.97% |
(12) | Type of Reporting Person (See Instructions) | HC |
SCHEDULE 13G | ||||
Item 1(a) | Name of Issuer: | Cognex Corporation | ||
Item 1(b) | Address of Issuer's Principal Executive Office: | |||
One Vision Drive | ||||
Natick, Massachusetts 01760 | ||||
United States | ||||
Item 2(a) | Name of Person Filing: The Bank of New York Mellon Corporation | |||
and any other reporting person(s) | ||||
identified on the second part of the | ||||
cover page(s) and Exhibit I | ||||
Item 2(b) | Address of Principal Business Office, or if None, Residence: | |||
C/O The Bank of New York Mellon Corporation | ||||
240 Greenwich Street | ||||
New York, New York 10286 | ||||
(for all reporting persons) | ||||
Item 2(c) | Citizenship: | See cover page and Exhibit I | ||
Item 2(d) | Title of Class of Securities: | Common Stock | ||
CUSIP Number | 192422103 | |||
Item 3 | See Item 12 of cover page(s) ("Type of Reporting | |||
Person ") for each reporting person. | ||||
Symbol Category |
BD | = Broker or Dealer registered under Section 15 of the |
Securities Exchange Act of 1934 | |
BK | = Bank as defined in Section 3(a)(6) of the Securities |
Exchange Act of 1934 | |
IV | = Investment Company registered under Section 8 of the |
Investment Company Act of 1940 | |
IA | = Investment Advisor registered under Section 203 of the |
Investment Advisors Act of 1940 | |
EP | = Employee Benefit Plan, Pension Fund which is subject |
to the provisions of the Employee Retirement Income | |
Security Act of 1974 or Endowment Fund; see | |
Section 240.13 - d(1)(b)(1)(ii)(F) | |
HC | = Parent Holding Company, in accordance with Section |
240.13-d(1)(b)(1)(ii)(G) |
Item 4 Ownership: See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
The amount beneficially owned includes, where appropriate, securities not outstanding which are subject to options, warrants, rights or conversion privileges that are exercisable within 60 days. The securities reported herein as beneficially owned may exclude securities of the issuer with respect to which voting and/or dispositive power is exercised by subsidiaries of The Bank of New York Mellon Corporation, or departments or units thereof, independently from the exercise of those powers over the securities reported herein. See SEC Release No. 34-39538 (January 12, 1998). The filing of this Schedule 13G shall not be construed as an admission that The Bank of New York Mellon Corporation, or its direct or indirect subsidiaries, including The Bank of New York Mellon and BNY Mellon, National Association, are for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered by this Schedule 13G.
The following information applies if checked: ( | ) The Bank of New York |
Mellon and/or ( | ) The Bank of New York Mellon Trust Company, National |
Association is/are | the trustee of the issuer's employee benefit plan (the |
Plan), which is subject to ERISA. The securities reported include all shares held of record by such reporting person(s) as trustee of the Plan which have not been allocated to the individual accounts of employee participants in the Plan. The reporting person, however, disclaims beneficial ownership of all shares that have been allocated to the individual accounts of employee participants in the Plan for which directions have been received and followed.
Item 5 Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ( )
Item 6 Ownership of More than Five Percent on Behalf of Another Person:
All of the securities are beneficially owned by The Bank of New York Mellon Corporation and its direct or indirect subsidiaries in their various fiduciary capacities. As a result, another entity in every instance
is entitled to dividends or proceeds of sale. The number of individual accounts holding an interest of 5% or more is ( )
Item 7 | Identification and Classification of the Subsidiary Which Acquired | ||
the Security Being Reported by the Parent Holding Company: | |||
See Exhibit I. | |||
Item | 8 | Identification and Classification of Members of the Group: | N/A |
Item | 9 | Notice of Dissolution of Group: | N/A |
Item 10 Certification:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. This filing is signed by The Bank of New York Mellon Corporation on behalf of all reporting entities pursuant to Rule 13d-1(k)(1) promulgated under the Securities and Exchange Act of 1934, as amended.
Date: February 3, 2020
THE BANK OF NEW YORK MELLON CORPORATION
By: /s/ IVAN R. ARIAS
--------------------------
Ivan R. Arias Attorney-In-Fact
EXHIBIT I
The shares reported on the attached Schedule 13G are beneficially owned by the following direct or indirect subsidiaries of The Bank of New York Mellon Corporation, as marked (X):
- The Item 3 classification of each of the subsidiaries listed below is "Item 3(b) Bank as defined in Section 3(a)(6) of the Act" (15 U.S.C. 78c) or "Item 3(j)A non-U.S. institution in accordance with Rule 240.13d-1 (b)(1)(ii)(J)"
- The Bank of New York Mellon (parent holding company of Mellon Overseas Investment Corporation; BNY International Financing Corporation;
The Bank of New York Mellon SA/NV)
- The Bank of New York Mellon (parent holding company of Mellon Overseas Investment Corporation; BNY International Financing Corporation;
( ) The Bank of New York Mellon Trust Company, National Association
- BNY Mellon, National Association
- BNY Mellon Trust of Delaware
( ) The Bank of New York Mellon SA/NV (parent holding company of BNY Mellon Service Kapitalanlage-Gesellschaft mbH)
-
The Item 3 classification of each of the subsidiaries listed below is "Item 3(e) An investment adviser in accordance with Section 240.13d-1 (b)(1)(ii)(E)" or "Item 3(j) A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J)"
( ) ARX Investimentos Ltda (parent holding company of BNY Mellon Alocacao de Patrimonia Ltda.)
( ) BNY Mellon Alocacao de Patrimonia Ltda
( ) BNY Mellon Servicos Financeiros Distribuidora de
Titulos e Valores Mobiliarios S.A.(parent holding company of BNY Mellon Administracao de Ativos Ltda.)
( ) BNY Mellon Administracao de Ativos Ltda.
- BNY Mellon Investment Adviser, Inc (parent holding company of BNY Mellon Securities Corporation)
( ) Insight Investment Management (Global) Limited
( ) Insight North America LLC
- Lockwood Advisors, Inc.
- Mellon Investments Corporation
( ) Newton Investment Management (North America) Limited ( ) Newton Investment Management Limited
- Walter Scott & Partners Limited
( ) BNY Mellon Wealth Management, Advisory Services, Inc. ( ) BNY Mellon Trust Company(Cayman) Limited
-
BNY Mellon Investment Management Cayman Limited ( ) Insight Investment International Limited
( ) BNY Mellon Asset Management Japan Limited
-
BNY Mellon Investment Management Cayman Limited ( ) Insight Investment International Limited
- The Item 3 classification of each of the subsidiaries listed below is "Item 3(a) Broker or dealer registered under Section 15 of the Act"
(15 U.S.C. 78c) or "Item 3(j) A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J)"
( ) BNY Mellon Capital Markets, LLC- BNY Mellon Securities Corporation
( ) Pershing LLC
- The Item 3 classification of each of the subsidiaries listed below is "Item 3(g) a parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G)"
- The Bank of New York Mellon Corporation
- B.N.Y. Holdings (Delaware) Corporation (parent holding company of BNY Mellon Trust of Delaware)
- BNY Mellon IHC, LLC (as parent holding company of MBC Investments Corporation)
- MBC Investments Corporation (parent holding company of Mellon Investments Corporation; BNY Mellon Investment Management(Jersey) Ltd.; BNY Mellon Investment Management APAC LP; BNY Mellon Investment Adviser, Inc.; ARX Investimentos Ltda. ; Mellon Global Investing Corporation)
- BNY Mellon Investment Management (Jersey) Ltd. (parent holding company of BNY Mellon Investment Management (Europe) Ltd.)
-
BNY Mellon Investment Management (Europe) Ltd. (parent holding company of BNY Mellon Investment Management Europe Holdings Ltd.;
BNY Mellon Investment Management Cayman Ltd.)
- BNY Mellon Investment Management Europe Holdings Ltd. (parent holding company of BNY Mellon International Asset Management Group Limited)
- BNY Mellon International Asset Management Group Limited (parent holding company of Newton Management Limited; BNY Mellon International
Asset Management (Holdings) Limited; Insight Investment Management Limited)
( ) Newton Management Limited (parent holding company of Newton Investment Management (North America) Limited; Newton Investment Management Limited)
- BNY Mellon International Asset Management (Holdings) Limited (parent holding company of BNY Mellon International Asset Management
(Holdings) No. 1 Limited)
- BNY Mellon International Asset Management (Holdings) No. 1 Limited (parent holding company of Walter Scott & Partners Limited)
( ) Insight Investment Management Limited (parent holding company of Insight Investment Management (Global) Limited; Insight Investment International Limited )
( ) BNY Mellon Investment Management APAC LP (Parent holding company of BNY Mellon Investment Management (APAC) Holdings Limited)
( ) BNY Mellon Investment Management (APAC) Holdings Limited (parent holding company of BNY Mellon Asset Management Japan Limited)
- Pershing Group LLC (parent holding company of Lockwood Advisors, Inc; Pershing LLC)
( ) Mellon Overseas Investment Corporation (parent holding company of Mellon Canada Holding Company; BNY Mellon Participacoes Ltda.)
( ) Mellon Canada Holding Company (parent holding company of BNY Mellon Wealth Management, Advisory Services, Inc)
( ) BNY Mellon Participacoes Ltda.(parent holding company of BNY Mellon Servicos Financeiros Distribuidora de Titulos e Valores Mobiliarios S.A.)
( ) BNY International Financing Corporation (parent holding company of BNY Mellon Trust Company (Cayman) Limited)
( ) BNY Capital Markets Holdings, Inc. (parent holding company of BNY Mellon Capital Markets, LLC)
( ) Mellon Global Investing Corporation (parent holding company of Insight North America LLC)
NOTE: ALL OF THE LEGAL ENTITIES LISTED UNDER (A), (B), (C) AND (D) ABOVE ARE DIRECT OR INDIRECT SUBSIDIARIES OF THE BANK OF NEW YORK MELLON CORPORATION. BENEFICIAL OWNERSHIP OF MORE THAN FIVE PERCENT OF THE CLASS BY ANY ONE OF THE SUBSIDIARIES OR INTERMEDIATE PARENT HOLDING COMPANIES LISTED ABOVE IS REPORTED ON A JOINT REPORTING PERSON PAGE FOR THAT SUBSIDIARY ON THE ATTACHED SCHEDULE 13G AND IS INCORPORATED IN THE TOTAL PERCENT OF CLASS REPORTED ON THE BANK OF NEW YORK MELLON CORPORATION'S REPORTING PERSON PAGE. (DO NOT ADD THE SHARES OR PERCENT OF CLASS REPORTED ON EACH JOINT REPORTING PERSON PAGE ON THE ATTACHED SCHEDULE 13G TO DETERMINE THE TOTAL PERCENT OF CLASS FOR THE BANK OF NEW YORK MELLON CORPORATION).
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS that each of the undersigned (each a "Company") does hereby make, constitute and appoint each of Ivan Arias and Andrew Weiser (and any other employee of The Bank of New York Mellon Corporation, or one of its affiliates, associated with the Global Holdings Reporting Group and designated in writing by one of the attorneys-in-fact), acting individually, its true and lawful attorney to execute and deliver in its name and on its behalf, whether the Company is acting individually or as representative of others, any and all filings, be they written or oral, required to be made by the Company with respect to securities which may be deemed to be beneficially owned by the Company or under the Company's investment discretion under:
*the Securities Exchange Act of 1934, as amended (the "Exchange Act"), including those filings required to be submitted on Form 13F, Schedule 13G, Schedule 13D and Forms 3, 4 and 5, and
*the laws of any jurisdiction other than the United States of America, including those filings made to disclose securities holdings as required to be submitted to regulatory agencies, exchanges and/or issuers,
giving and granting unto each said attorney-in-fact power and authority to correspond with issuers, regulatory authorities, and other entities as is required in support of the filings referenced above, and to act in the premises as fully and to all intents and purposes as the Company might or could do to comply with the applicable regulations if personally present by one of its authorized signatories (including, but not limited to, instructing local counsel on a Company's behalf), hereby ratifying and confirming all that said attorney-in-fact shall lawfully do or cause
THIS POWER OF ATTORNEY shall remain in full force and effect until either revoked in writing by the Company or until such time as the person or to whom power of attorney has been hereby granted cease(s) to be an persons employee of The Bank of New York Mellon Corporation or one of its affiliates.
This Power of Attorney may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement effective as of the date set forth below.
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|Banks/Bank Holding Companies|
-----------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION
By: /S/ MITCHELL E.HARRIS
----------------------
Mitchell E. Harris
Chief Executive Officer,
Investment Management
Date: March 17, 2017
BNY MELLON, NATIONAL ASSOCIATION
By: /S/ THOMAS J. DICKER
---------------------
Thomas J. Dicker
Chief Operating Officer
Date: October 9, 2015
THE BANK OF NEW YORK MELLON
By: /S/ MITCHELL E. HARRIS
----------------------
Mitchell E. Harris
Senior Executive Vice President
Date: September 18, 2015
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
By: /S/ ANTONIO PORTUONDO
----------------------
Antonio Portuondo
President
Date: October 20, 2015
BNY MELLON TRUST OF DELAWARE
By: /S/ JAMES P. AMBAGIS
----------------------
James P. Ambagis
President
Date: October 21, 2015
BNY MELLON, NATIONAL ASSOCIATION
By: /S/ DONALD HEBERLE
---------------------
Donald Heberle
Chief Executive Officer
Date: September 16, 2015
THE BANK OF NEW YORK MELLON SA/NV
By: /S/ LAURA AHTO
------------------
Laura Ahto
Chief Executive Officer
Date: May 17, 2016
THE BANK OF NEW YORK MELLON
By: /S/ CURTIS ARLEDGE
---------------------
Curtis Arledge
Vice Chairman
Date: August 26, 2015
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
By: /S/ KURTIS R. KURIMSKY
---------------------
Kurtis R. Kurimsky
Executive Vice President
Date: March 8, 2016
BNY MELLON TRUST OF DELAWARE
By: /S/ LEE JAMES WOOLLEY
---------------------
Lee James Woolley
Chairman and
Chief Executive Officer
Date: October 19, 2015
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|Investment Advisers and/or Broker-Dealers|
-----------------------------------------------------------------------------
PERSHING LLC | BNY MELLON CAPITAL MARKETS, LLC |
By: /S/ CLAIRE SANTANIELLO
---------------------
Claire Santaniello
Chief Administrative Officer
and Chief Risk Officer
Date: May 24, 2016
ARX INVESTIMENTOS LTDA
By: /S/ CAMILA SOUZA
----------------------
Camila Souza
Director
Date: January 4, 2016
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.
By: /S/ CARLOS ALBERTO SARAIVA
----------------------
Carlos Alberto Saraiva
Director
Date: May 5, 2016
BNY MELLON ADMINISTRACAO DE ATIVOS LTDA
By: /S/ CARLOS ALBERTO SARAIVA
----------------------
Carlos Alberto Saraiva
Director
Date: May 5, 2016
BNY MELLON ALOCACAO DE PATRIMONIO LTDA
By: /S/ GUSTAVO CASTELLO BRANCO
----------------------
Gustavo Castello Branco
Director
Date: January 4, 2016
BNY MELLON INVESTMENT ADVISER, INC
By: /S/ JAMES BITETTO
----------------------
James Bitetto
Secretary
Date: June 03, 2019
LOCKWOOD ADVISORS, INC.
By: /S/ JOHN J. BRETT
----------------------
John J. Brett
Chairman
Date: July 30, 2015
MELLON INVESTMENTS CORPORATION
By: /S/ JENNIFER CASSEDY
----------------------
Jennifer Cassedy
Chief Compliance Officer
Date: January 10, 2019
NEWTON INVESTMENT MANAGEMENT LIMITED
By: /S/ JAMES HELBY
----------------------
James Helby
Director
Date: July 17, 2015
WALTER SCOTT & PARTNERS LIMITED
By: /S/ RODGER NISBET
----------------------
Rodger Nisbet
By: /S/ JEFF GEARHART
----------------------
Jeff Gearhart
Chief Operating Officer
Date: October 19, 2016
ARX INVESTIMENTOS LTDA
By: /S/ GUILHERME ABRY
---------------------
Guilherme Abry
Director
Date: January 4, 2016
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.
By: /S/ MARCUS VINICIUS MATHIAS PEREIRA
-----------------------------------
Marcus Vinicius Mathias Pereira
Director
Date: May 5, 2016
BNY MELLON ADMINISTRACAO DE ATIVOS LTDA
By: /S/ MARCUS VINICIUS MATHIAS PEREIRA
-----------------------------------
Marcus Vinicius Mathias Pereira
Director
Date: May 5, 2016
BNY MELLON ALOCACAO DE PATRIMONIO LTDA
By: /S/ CAMILA SOUZA
---------------------
Camila Souza
Director
Date: January 4, 2016
INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED
By: /s/ CHARLES FARQUHARSON
----------------------
Charles Farquharson
Chief Risk Officer
Date: February 16, 2016
BNY MELLON ASSET MANAGEMENT JAPAN LIMITED
By: /S/ SHIZU KISHIMOTO
---------------------
Shizu Kishimoto Representative Director and President
Date: August 5, 2015
BNY MELLON SECURITIES CORPORATION
By: /S/ KENNETH J. BRADLE
---------------------
Kenneth J. Bradle
President
Date: June 03, 2019
NEWTON INVESTMENT MANAGEMENT (NORTH AMERICA) LIMITED
By: /S/ JAMES HELBY
---------------------
James Helby
Chief Risk Officer
Date: June 30, 2016
INSIGHT INVESTMENT INTERNATIONAL LIMITED
By: /S/ LEE PALMER
----------------------
Lee Palmer
Executive Chairman | Chief Compliance Officer |
Date: July 15, 2015 | Date: February 14, 2018 |
BNY MELLON WEALTH MANAGEMENT, | BNY MELLON INVESTMENT MANAGEMENT |
ADVISORY SERVICES, INC. | CAYMAN LTD |
By: /S/ MARIE-CLAUDE LEPAGE | By: /S/ BRENDON J. DONNELLAN |
---------------------- | ---------------------- |
Marie-Claude Lepage | Brendon J.Donnellan |
Chief Compliance Officer | Director |
Date: May 9, 2016 | Date: August 22, 2016 |
BNY MELLON TRUST COMPANY | BNY MELLON TRUST COMPANY |
(CAYMAN) LIMITED | (CAYMAN) LIMITED |
By: CANELLA SECRETARIES | By: CANELLA SECRETARIES |
(CAYMAN) LTD, SECRETARY | (CAYMAN) LTD, SECRETARY |
By: /S/GILLIAN NELSON | By: /S/ PATRICIA BRUZIO |
----------------------- | ----------------------- |
Gillian Nelson | Patricia Bruzio |
Authorized Person | Authorized Person |
Date: May 17, 2016 | Date: May 17, 2016 |
INSIGHT NORTH AMERICA LLC
By: /S/ JOHN ARIOLA
---------------------
John Ariola
Head of Financial Analysis
Date: December 7, 2016
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|Parent Holding Companies/Control Persons|
-----------------------------------------------------------------------------
B.N.Y. HOLDINGS (DELAWARE) CORPORATION | PERSHING GROUP LLC | |
By: /S/ JAMES P. AMBAGIS | By: /S/ CLAIRE SANTANIELLO | |
James----------------------P.Ambagis | --------------------- | |
Claire Santaniello | ||
President | Chief Administrative Officer | |
Date: October 21, 2015 | and Chief Risk Officer | |
Date: | May 11, 2016 | |
BNY MELLON INVESTMENT MANAGEMENT | BNY MELLON INVESTMENT MANAGEMENT | |
(APAC) HOLDINGS LIMITED | (APAC) HOLDINGS LIMITED | |
By: /S/ EMILY CHAN | By: /S/ DONI SHAMSUDDIN | |
Emily----------------------Chan | --------------------- | |
Doni Shamsuddin | ||
Director | Director | |
Date: April 19, 2016 | Date: April 19, 2016 | |
BNY MELLON INTERNATIONAL ASSET | NEWTON MANAGEMENT LIMITED | |
MANAGEMENT GROUP LIMITED | ||
By: /S/ GREG BRISK | By: /S/ | HELENA MORRISSEY |
Greg----------------------Brisk | ---------------------- | |
Helena Morrissey | ||
Director | Director | |
Date: October 21, 2015 | Date: | July 17, 2015 |
BNY MELLON IHC, LLC | MBC INVESTMENTS CORPORATION | |
By: /S/ KURTIS R. KURIMSKY | By: /S/ PAUL A. GRIFFITHS | |
---------------------KurtisR. Kurimsky | --------------------- | |
Paul A. Griffiths | ||
Vice President and | Chairman, President and | |
Controller | Chief Executive Officer | |
Date: March 29, 2017 | Date: | April 29, 2016 |
MELLON OVERSEAS INVESTMENT | INSIGHT INVESTMENT MANAGEMENT | |
CORPORATION | LIMITED | |
By: /S/ KURTIS R. KURIMSKY | By: /S/ CHARLES FARQUHARSON | |
Kurtis----------------------R.Kurimsky | --------------------- | |
Charles Farquharson | ||
Vice President and Controller | Chief Risk Officer | |
Date: October 7, 2015 | Date: February 16, 2016 | |
BNY INTERNATIONAL FINANCING | BNY INTERNATIONAL FINANCING | |
CORPORATION | CORPORATION |
By: /S/ KURTIS R. KURIMSKY | By: /S/ JOHN M. ROY | |
Kurtis----------------------R.Kurimsky | ---------------------- | |
John M. Roy | ||
President and Comptroller | Vice President | |
Date: | May 12, 2016 | Date: August 15, 2016 |
BNY MELLON INVESTMENT MANAGEMENT | BNY MELLON INVESTMENT MANAGEMENT | |
EUROPE HOLDINGS LIMITED | (EUROPE)LIMITED | |
By: /S/ GREG BRISK | By: /S/ GREG BRISK | |
Greg-----------------------Brisk | ------------------------ | |
Greg Brisk | ||
Director | Director | |
Date: | October 21, 2015 | Date: October 21, 2015 |
BNY MELLON INVESTMENT MANAGEMENT | BNY CAPITAL MARKETS HOLDINGS, INC. | |
(JERSEY)LIMITED | ||
By: /S/ GREG BRISK | By: /S/ THOMAS P. GIBBONS | |
Greg-------------------------Brisk | ------------------------ | |
Thomas P. Gibbons | ||
Director | Vice Chairman and Chief | |
Date: October 21, 2015 | Financial Officer | |
Date: October 24, 2015 | ||
BNY MELLON INTERNATIONAL ASSET | BNY MELLON INTERNATIONAL ASSET | |
MANAGEMENT (HOLDINGS) LIMITED | MANAGEMENT (HOLDINGS) No. 1 LIMITED | |
By: /S/ GREG BRISK | By: /S/ GREG BRISK | |
Greg-------------------------Brisk | -------------------------- | |
Greg Brisk | ||
Director | Director | |
Date: October 21, 2015 | Date: October 21, 2015 |
MELLON CANADA HOLDING COMPANY
By: /S/ KELLY SCHWARTZ | |
---------------------- | |
Kelly Schwartz | |
President and Director | |
Date: May 3, 2016 | |
BNY MELLON PARTICIPACOES LTDA | BNY MELLON PARTICIPACOES LTDA |
By: /S/ CARLOS ALBERTO SARAIVA | By: /S/ MARCUS VINICIUS MATHIAS PEREIRA |
-------------------- | ---------------------------------- |
Carlos Alberto Saraiva | Marcus Vinicius Mathias Pereira |
Director | Director |
Date: May 5, 2016 | Date: May 5, 2016 |
BNY MELLON INVESTMENT MANAGEMENT | MELLON GLOBAL INVESTING CORPORATION |
APAC LP | |
By: BNY MELLON INVESTMENT MANAGEMENT | |
HOLDINGS, LLC, GENERAL PARTNER | |
By: /S/ PAUL A. GRIFFITHS | By: /S/ LEO P. GROHOWSKI |
------------------------ | ---------------------------------- |
Paul A. Griffiths | Leo P . Grohowski |
President | President |
Date: April 29, 2016 | Date: June 29, 2018 |
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|Fund Administrators|
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BNY MELLON SERVICE KAPITALANLAGE- | BNY MELLON SERVICE KAPITALANLAGE- |
GESELLSCHAFT mbH | GESELLSCHAFT mbH |
By: /S/ KATARINA MELVAN | By: /S/ CAROLINE SPECHT |
Katarina----------------------Melvan | ---------------------- |
Caroline Specht | |
Managing Director(Chairman) | Managing Director |
Date: August 19, 2016 | Date: August 19, 2016 |
JOINT FILING AGREEMENT
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the undersigned hereby agree to any and all joint filings required to be made on their behalf on Schedule 13G (including amendments thereto) under the Exchange Act, with respect to securities which may be deemed to be beneficially owned by them under the Exchange Act, and that this Agreement be included as an Exhibit to any such joint filing. This Agreement may be executed in any number of counterparts all of which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement effective as of the date set forth below.
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|Banks/Bank Holding Companies|
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THE BANK OF NEW YORK MELLON CORPORATION
By: /S/ MITCHELL E.HARRIS
----------------------
Mitchell E. Harris
Chief Executive Officer,
Investment Management
Date: March 17, 2017
BNY MELLON, NATIONAL ASSOCIATION
By: /S/ THOMAS J. DICKER
---------------------
Thomas J. Dicker
Chief Operating Officer
Date: October 9, 2015
THE BANK OF NEW YORK MELLON
By: /S/ MITCHELL E. HARRIS
----------------------
Mitchell E. Harris
Senior Executive Vice President
Date: August 27, 2015
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
By: /S/ ANTONIO PORTUONDO
----------------------
Antonio Portuondo
President
Date: October 20, 2015
BNY MELLON TRUST OF DELAWARE
By: /S/ JAMES P. AMBAGIS
----------------------
James P. Ambagis
President
Date: October 21, 2015
BNY MELLON, NATIONAL ASSOCIATION
By: /S/ DONALD HEBERLE
---------------------
Donald Heberle
Chief Executive Officer
Date: September 16, 2015
THE BANK OF NEW YORK MELLON SA/NV
By: /S/ LAURA AHTO
------------------
Laura Ahto
Chief Executive Officer
Date: May 17, 2016
THE BANK OF NEW YORK MELLON
By: /S/ CURTIS ARLEDGE
---------------------
Curtis Arledge
Vice Chairman
Date: August 26, 2015
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
By: /S/ KURTIS R. KURIMSKY
---------------------
Kurtis R. Kurimsky
Executive Vice President
Date: March 8, 2016
BNY MELLON TRUST OF DELAWARE
By: /S/ LEE JAMES WOOLLEY
---------------------
Lee James Woolley
Chairman and
Chief Executive Officer
Date: October 19, 2015
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|Investment Advisers and/or Broker-Dealers|
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PERSHING LLC
By: /S/ CLAIRE SANTANIELLO
---------------------
Claire Santaniello
Chief Administrative Officer
and Chief Risk Officer
Date: May 24, 2016
ARX INVESTIMENTOS LTDA
By: /S/ CAMILA SOUZA
----------------------
Camila Souza
Director
Date: January 4, 2016
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.
BNY MELLON CAPITAL MARKETS, LLC
By: /S/ JEFF GEARHART
----------------------
Jeff Gearhart
Chief Operating Officer
Date: October 19, 2016
ARX INVESTIMENTOS LTDA
By: /S/ GUILHERME ABRY
---------------------
Guilherme Abry
Director
Date: January 4, 2016
BNY MELLON SERVICOS FINANCEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS S.A.
By: /S/ CARLOS ALBERTO SARAIVA | By: /S/ MARCUS VINICIUS MATHIAS PEREIRA | ||
Carlos----------------------AlbertoSaraiva | ----------------------------------- | ||
Marcus Vinicius Mathias Pereira | |||
Director | Director | ||
Date: | May 5, 2016 | Date: | May 5, 2016 |
BNY MELLON ADMINISTRACAO DE ATIVOS | BNY MELLON ADMINISTRACAO DE ATIVOS | ||
LTDA | LTDA | ||
By: /S/ CARLOS ALBERTO SARAIVA | By: /S/ MARCUS VINICIUS MATHIAS PEREIRA | ||
Carlos----------------------AlbertoSaraiva | ----------------------------------- | ||
Marcus Vinicius Mathias Pereira | |||
Director | Director | ||
Date: | May 5, 2016 | Date: | May 5, 2016 |
BNY MELLON ALOCACAO DE PATRIMONIO | BNY MELLON ALOCACAO DE PATRIMONIO | ||
LTDA | LTDA | ||
By: /S/ GUSTAVO CASTELLO BRANCO | By: /S/ CAMILA SOUZA | ||
Gustavo----------------------Castello Branco | --------------------- | ||
Camila Souza | |||
Director | Director | ||
Date: | January 4, 2016 | Date: | January 4, 2016 |
BNY MELLON INVESTMENT ADVISER, INC | INSIGHT INVESTMENT MANAGEMENT | ||
(GLOBAL) LIMITED | |||
By: /S/ JAMES BITETTO | By: /s/ CHARLES FARQUHARSON | ||
James----------------------Bitetto | ---------------------- | ||
Charles Farquharson | |||
Secretary | Chief Risk Officer | ||
Date: | June 03, 2019 | Date: | February 16, 2016 |
LOCKWOOD ADVISORS, INC. | BNY MELLON ASSET MANAGEMENT JAPAN | ||
By: /S/ JOHN J. BRETT | LIMITED | ||
By: /S/ SHIZU KISHIMOTO | |||
John----------------------J.Brett | --------------------- | ||
Shizu Kishimoto | |||
Chairman | Representative Director | ||
Date: | July 30, 2015 | and President | |
Date: | August 5, 2015 | ||
MELLON INVESTMENTS CORPORATION | BNY MELLON SECURITIES CORPORATION | ||
By: /S/ JENNIFER CASSEDY | By: /S/ | KENNETH J. BRADLE | |
Jennifer----------------------Cassedy | --------------------- | ||
Kenneth J. Bradle | |||
Chief Compliance Officer | President | ||
Date: | January 10, 2019 | Date: JUNE 03, 2019 | |
NEWTON INVESTMENT MANAGEMENT LIMITED | NEWTON INVESTMENT MANAGEMENT | ||
(NORTH AMERICA) LIMITED | |||
By: /S/ | JAMES HELBY | By: /S/ | JAMES HELBY |
James----------------------Helby | --------------------- | ||
James Helby | |||
Director | Chief Risk Officer | ||
Date: | July 17, 2015 | Date: | June 30, 2016 |
WALTER SCOTT & PARTNERS LIMITED | INSIGHT INVESTMENT INTERNATIONAL | ||
By: /S/ RODGER NISBET | LIMITED | ||
By: /S/ LEE PALMER | |||
Rodger----------------------Nisbet | ---------------------- | ||
Lee Palmer | |||
Executive Chairman | Chief Compliance Officer | ||
Date: July 15, 2015 | Date: February 14, 2018 | ||
BNY MELLON WEALTH MANAGEMENT, | BNY MELLON INVESTMENT MANAGEMENT | ||
ADVISORY SERVICES, INC. | CAYMAN LTD | ||
By: /S/ MARIE-CLAUDE LEPAGE | By: /S/ BRENDON J. DONNELLAN | ||
Marie-----------------------ClaudeLepage | ---------------------- | ||
Brendon J.Donnellan | |||
Chief Compliance Officer | Director | ||
Date: | May 9, 2016 | Date: August 22, 2016 | |
BNY MELLON TRUST COMPANY | BNY MELLON TRUST COMPANY | ||
(CAYMAN) LIMITED | (CAYMAN) LIMITED | ||
By: CANELLA SECRETARIES | By: CANELLA SECRETARIES | ||
(CAYMAN) LTD, SECRETARY | (CAYMAN) LTD, SECRETARY | ||
By: /S/GILLIAN NELSON | By: /S/ PATRICIA BRUZIO | ||
----------------------- | ----------------------- |
Gillian Nelson | Patricia Bruzio |
Authorized Person | Authorized Person |
Date: May 17, 2016 | Date: May 17, 2016 |
INSIGHT NORTH AMERICA LLC
By: /S/ JOHN ARIOLA
---------------------
John Ariola
Head of Financial Analysis
Date: December 7, 2016
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|Parent Holding Companies/Control Persons|
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B.N.Y. HOLDINGS (DELAWARE) CORPORATION | PERSHING GROUP LLC | ||
By: /S/ JAMES P. AMBAGIS | By: /S/ CLAIRE SANTANIELLO | ||
James----------------------P.Ambagis | --------------------- | ||
Claire Santaniello | |||
President | Chief Administrative Officer | ||
Date: | October 21, 2015 | and Chief Risk Officer | |
Date: | May 11, 2016 | ||
BNY MELLON INVESTMENT MANAGEMENT | BNY MELLON INVESTMENT MANAGEMENT | ||
(APAC) HOLDINGS LIMITED | (APAC) HOLDINGS LIMITED | ||
By: /S/ EMILY CHAN | By: /S/ DONI SHAMSUDDIN | ||
Emily----------------------Chan | --------------------- | ||
Doni Shamsuddin | |||
Director | Director | ||
Date: April 19, 2016 | Date: April 19, 2016 | ||
BNY MELLON INTERNATIONAL ASSET | NEWTON MANAGEMENT LIMITED | ||
MANAGEMENT GROUP LIMITED | |||
By: /S/ GREG BRISK | By: /S/ | HELENA MORRISSEY | |
Greg----------------------Brisk | ---------------------- | ||
Helena Morrissey | |||
Director | Director | ||
Date: October 21, 2015 | Date: | July 17, 2015 | |
BNY MELLON IHC, LLC | MBC INVESTMENTS CORPORATION | ||
By: /S/ KURTIS R. KURIMSKY | By: /S/ PAUL A. GRIFFITHS | ||
---------------------KurtisR. Kurimsky | --------------------- | ||
Paul A. Griffiths | |||
Vice President and | Chairman, President and | ||
Controller | Chief Executive Officer | ||
Date: March 29, 2017 | Date: | April 29, 2016 | |
MELLON OVERSEAS INVESTMENT | INSIGHT INVESTMENT MANAGEMENT | ||
CORPORATION | LIMITED | ||
By: /S/ KURTIS R. KURIMSKY | By: /S/ CHARLES FARQUHARSON | ||
Kurtis----------------------R.Kurimsky | --------------------- | ||
Charles Farquharson | |||
Vice President and Controller | Chief Risk Officer | ||
Date: October 7, 2015 | Date: February 16, 2016 | ||
BNY INTERNATIONAL FINANCING | BNY INTERNATIONAL FINANCING | ||
CORPORATION | CORPORATION | ||
By: /S/ KURTIS R. KURIMSKY | By: /S/ JOHN M. ROY | ||
Kurtis----------------------R.Kurimsky | ---------------------- | ||
John M. Roy | |||
President and Comptroller | Vice President | ||
Date: | May 12, 2016 | Date: | August 15, 2016 |
BNY MELLON INVESTMENT MANAGEMENT | BNY MELLON INVESTMENT MANAGEMENT | ||
EUROPE HOLDINGS LIMITED | (EUROPE)LIMITED | ||
By: /S/ GREG BRISK | By: /S/ GREG BRISK | ||
Greg-----------------------Brisk | ------------------------ | ||
Greg Brisk | |||
Director | Director | ||
Date: | October 21, 2015 | Date: October 21, 2015 | |
BNY MELLON INVESTMENT MANAGEMENT | BNY CAPITAL MARKETS HOLDINGS, INC. | ||
(JERSEY)LIMITED | |||
By: /S/ GREG BRISK | By: /S/ THOMAS P. GIBBONS |
Greg-------------------------Brisk | ------------------------ |
Thomas P. Gibbons | |
Director | Vice Chairman and Chief |
Date: October 21, 2015 | Financial Officer |
Date: October 24, 2015 | |
BNY MELLON INTERNATIONAL ASSET | BNY MELLON INTERNATIONAL ASSET |
MANAGEMENT (HOLDINGS) LIMITED | MANAGEMENT (HOLDINGS) No. 1 LIMITED |
By: /S/ GREG BRISK | By: /S/ GREG BRISK |
Greg-------------------------Brisk | -------------------------- |
Greg Brisk | |
Director | Director |
Date: October 21, 2015 | Date: October 21, 2015 |
MELLON CANADA HOLDING COMPANY
By: /S/ KELLY SCHWARTZ | |
---------------------- | |
Kelly Schwartz | |
President and Director | |
Date: May 3, 2016 | |
BNY MELLON PARTICIPACOES LTDA | BNY MELLON PARTICIPACOES LTDA |
By: /S/ CARLOS ALBERTO SARAIVA | By: /S/ MARCUS VINICIUS MATHIAS PEREIRA |
-------------------- | ---------------------------------- |
Carlos Alberto Saraiva | Marcus Vinicius Mathias Pereira |
Director | Director |
Date: May 5, 2016 | Date: May 5, 2016 |
BNY MELLON INVESTMENT MANAGEMENT | MELLON GLOBAL INVESTING CORPORATION |
APAC LP | |
By: BNY MELLON INVESTMENT MANAGEMENT | |
HOLDINGS, LLC, GENERAL PARTNER | |
By: /S/ PAUL A. GRIFFITHS | By: /S/ LEO P. GROHOWSKI |
------------------------ | ---------------------------------- |
Paul A. Griffiths | Leo P . Grohowski |
President | President |
Date: April 29, 2016 | Date: June 29, 2018 |
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|Fund Administrators|
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BNY MELLON SERVICE KAPITALANLAGE- | BNY MELLON SERVICE KAPITALANLAGE- |
GESELLSCHAFT mbH | GESELLSCHAFT mbH |
By: /S/ KATARINA MELVAN | By: /S/ CAROLINE SPECHT |
Katarina----------------------Melvan | ---------------------- |
Caroline Specht | |
Managing Director(Chairman) | Managing Director |
Date: August 19, 2016 | Date: August 19, 2016 |
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Disclaimer
The Bank of New York Mellon Corporation published this content on 03 February 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 03 February 2020 17:10:01 UTC