Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To: Company Name/Scheme ACN/ARSN
Bauxite Resources Limited (ASX: BAU)
ACN 119 699 982
1. Details of substantial holder (1)
Name
ACN/ARSN (if applicable)Mercantile OFM Pty Limited ACN 120 221 623
There was a change in the interests of the
substantial holder on 29/06/18
The previous notice was given to the company on 05/06/18
The previous notice was dated 05/06/18
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
Class of securities (4) | Previous notice | Present notice | ||
Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
Ordinary shares | 38,063,399 | 17.8% | 39,503,936 | 18.4% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme, are as follows:
Date of change | Person whose relevant interest changed | Nature of change (6) | Consideration given in relation to change (7) | Class and number of securities affected | Person's votes affected |
06/06/18 - 29/06/18 | Mercantile OFM and Mercantile Investment Company Limited (MVT), the owner of all shares in Mercantile OFM | On market purchases (please see Annexure A for all details of on-market purchases) Off-market purchases of BAU shares arising from the offer made by Mercantile OFM to acquire BAU shares as set out in the Bidder's Statement dated 22/11/2017, First Supplementary Bidder's Statement dated 13/12/2017 and Second Supplementary Bidder's Statement dated 25/01/2018 | $63,362 $0.06 for each fully paid BAU Ordinary Share (post return of capital) | 1,100,234 340,303 | 1,100,234 340,303 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) | Nature of relevant interest (6) | Class and number of securities | Person's votes |
Mercantile OFM and Mercantile Investment Company Limited (MVT), the owner of all shares in Mercantile OFM | One Managed Investments Ltd (OMI) | Mercantile Investment Company Ltd | Has the power to control the disposal of and/or the exercise of voting rights attached to securities held by OMI and so has a relevant interest under section 608(1) of the Corporations Act | 37,695,844 | 37,695,844 |
Mercantile OFM and Mercantile Investment Company Limited (MVT), the owner of all shares in Mercantile OFM | Mercantile OFM Pty Ltd | Mercantile Investment Company Ltd | Registered holder | 1,808,092 | 1,808,092 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) | Nature of association |
6. Addresses
The addresses of the persons named in this form are as follows:
Name | Address |
Mercantile Investment Company Limited | Level 5, 139 Macquarie Street, Sydney NSW 2000 |
Mercantile OFM Pty Ltd | Level 5, 139 Macquarie Street, Sydney NSW 2000 |
One Managed Investments Limited | Level 11, 20 Hunter Street, Sydney NSW 2000 |
Signature
print nameGabriel Radzyminski
capacity Director
sign here
DIRECTIONS
date 2 July 2018
604 GUIDE page 3/1 13 March 2000
(1)
If there are a number of substantial holders with similar or related relevant interests (eg, a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
(2)
See the definition of "associate" in section 9 of the Corporations Act 2001.
(3)
See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4)
The voting shares of a company constitute one class unless divided into separate classes.
(5)
(6)
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7)
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
(8) (9)
If the substantial holder is unable to determine the identity of the person (eg if the relevant interest arises because of an option) write "unknown". Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure A
Signed: 02/07/2018
Date | Price Paid (cps) | Shares purchased | Consideration |
06-Jun-18 | 6.0 | 45,468 | 2,728.08 |
08-Jun-18 | 6.0 | 6,834 | 410.04 |
08-Jun-18 | 6.0 | 3,166 | 189.96 |
08-Jun-18 | 6.0 | 17,055 | 1,023.30 |
08-Jun-18 | 5.9 | 2,945 | 173.76 |
08-Jun-18 | 6.0 | 21,834 | 1,310.04 |
08-Jun-18 | 6.0 | 8,166 | 489.96 |
12-Jun-18 | 6.0 | 8,616 | 516.96 |
12-Jun-18 | 6.0 | 1,384 | 83.04 |
12-Jun-18 | 6.0 | 58,616 | 3,516.96 |
12-Jun-18 | 6.0 | 37,600 | 2,256.00 |
12-Jun-18 | 6.0 | 8,145 | 488.70 |
12-Jun-18 | 5.9 | 10,639 | 627.70 |
15-Jun-18 | 5.6 | 30,341 | 1,699.10 |
18-Jun-18 | 5.6 | 6,656 | 372.74 |
19-Jun-18 | 5.5 | 843 | 46.37 |
19-Jun-18 | 5.5 | 27 | 1.49 |
19-Jun-18 | 5.5 | 3,600 | 198.00 |
19-Jun-18 | 5.5 | 3,627 | 199.49 |
19-Jun-18 | 5.6 | 1,373 | 76.89 |
19-Jun-18 | 5.5 | 3,627 | 199.49 |
19-Jun-18 | 5.6 | 46,373 | 2,596.89 |
19-Jun-18 | 5.8 | 191,969 | 11,134.20 |
20-Jun-18 | 5.6 | 4,500 | 252.00 |
20-Jun-18 | 5.6 | 71,798 | 4,020.69 |
20-Jun-18 | 5.6 | 1 | 0.06 |
21-Jun-18 | 5.6 | 639 | 35.78 |
22-Jun-18 | 5.9 | 12,984 | 766.06 |
22-Jun-18 | 5.9 | 16 | 0.94 |
22-Jun-18 | 5.9 | 13,000 | 767.00 |
22-Jun-18 | 5.6 | 50,114 | 2,806.38 |
22-Jun-18 | 5.6 | 3,944 | 220.86 |
26-Jun-18 | 5.8 | 13,052 | 757.02 |
26-Jun-18 | 5.8 | 448 | 25.98 |
26-Jun-18 | 5.8 | 8,500 | 493.00 |
27-Jun-18 | 5.6 | 6,808 | 381.25 |
28-Jun-18 | 5.6 | 139,643 | 7,820.01 |
28-Jun-18 | 5.6 | 30,083 | 1,684.65 |
29-Jun-18 | 5.6 | 200,800 | 11,244.80 |
29-Jun-18 | 5.6 | 25,000 | 1,400.00 |
Brokerage (inc. GST) | 346.53 | ||
Total | 1,100,234 | 63,362.14 |
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Bauxite Resources Limited published this content on 02 July 2018 and is solely responsible for the information contained herein. Distributed by Public, unedited and unaltered, on 01 July 2018 22:48:07 UTC