AJ Lucas : Change is substantial holding – Kerogen

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Al l en & Overy 6193737710

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3 November 20 16 Dear Sir/Madam

AJ Lucas Group Limited - Notice of change of substantial holding

On behalf of Kerogen Investments No. I (HK) Limited (Kerogen) we enclose a copy of Kerogen 's Form 604 Notice of change of interests of substantial shareholder in relation to AJ Lucas Group Limited.

Senior Lawyer

Encl.

Allen & Overy is affiliated with Allen & Overy LLP, alimited liability partnership registered in England and Wales withregistered office at One Bishops Square London E16AD.

Allen & Overy LLP or an affiliated undertaking has an office in each of: Abu Dhabi, Amsterdam, Antwerp, Bangkok. Barcelona. BeiJ ng, Belfast.Bratislava. Brussels, Bucl1arest (associated office). Budapest, Casablanca, Doha, Dubai, OOsseldorf, Frankfurt. Hamburg. Hanoi. Ho Chi Minh City, Hong Kong, Istanbul,Jakarta (associated office), Johannesburg, London. Luxembourg. Madrid, Milan. Moscow. Municl1. New York. Paris. Perth,Prague. Riyadh (cooperation office). Rome.Sao Paulo, Seoul, Shanghai, Singapore. Sydney, Tokyo, Warsaw,Washington. D.C. and Yangon.

Fonn604

Corporatiors Act 2001

Section 671B

Notice of change of interests of substantial holder

To: Coopany Narre/Scherre AJ Lucas Quup Lirrited (A.IL)

ACN'IIRSN 000300104

604 p,ge1/3 15July2001

1. Details of SUJS1antial holder (1)

Nam, Kerogen ln""5trrents lb.1 (HK) Lirrited (Kerogen lnvesbrenls), Kerogen General Partrer Lirrited (Kerogen) and each oftre entities

listed in "l'miexure Pl' (Kerogen Gloop)

ACN'IIRSN(if aPl]icable)

There was a d1arl)e inthe interests of tre

substantial holder on 02/11/2016

- - -

oo

The previous notice v.ias given to the corrpany on -27 ---00 ---16 -

The plBIAous notice was dated _Zl 1_6_

1. PreviOLSard present voting JXNl'll"

   The tolal nurrbet of votes attacl1ed to all tre voting shares intre rorrpany or voting interests inthe scherre that the stmtantial holder or an assodale (2) had a reant interest (3) invmen last required, and v.i1en CON required, to give asubstantial holding ootice to tre o:xri,any of scherre, are as fcile>Ml:

   aass of serurities (4)	Previous notice		Present notice
   	Person's votes	Votim °"""'(5) 54.43%	Person's votes	Votim """"(5) 53.12%(based on 300,512,165 Shares on issue)
   Fully paid ordinary shares (Shares)	207,443,135		207,443,135

2. Qianges inrelevant interes1s

Partirulars of each change in, or chan;;Je in the nature of, a relevant interest of the substantial holder or an associate invoting sea..uities of the a:rrpany or scherre, sines the

substantial !ciderwas last requiredto give a st.lJstantial holding notice to tre a:xrpany or schare as fcile>Ml:

Dale of change	Person MlOSe relevant interest changed	Nature of change(6)	Consideration given in relation to change(?)	aass and nurrbet of serulities affected	Re!son's votes affected
02/11/2016	Kerogen ln""5trrents	Cecrease in voting po,.er of Kerogen ln""5trrents as a result of tre issue of 9,402,000 Shares byAJL	NA'	Qdinary Shares	NA'
02/11/2016	Kerogen (inrrs capacity as general partrer of Ire Kerogen Ere!gy Fund LP (Kerogen Fllld)) and each rrermer ofthe Kerogen Quup	Each entity isan associate of and oontrols Kerogen ln""5trrentsandtherefore has a relevant interest under section 608(3) of the Corporations I'd.	/ls above	/ls above	/ls above

f-blder of relevant interest	Registered holder of securities Kerogen lm,e;trrents Ps above	Pe!son entitled to be registere:l as hokler(B) Kerogen lnvestrrents Psabove	Nature of re"""1!interest (6) Relevant interest under section 608(1)(a) of the Corporations />ct as the registered hokier of Shares Each entity is an associate of and oontrcJs Kerogen lrn.estrrenls ardtherefore has a relevant interest urder section 608(3) of the Coiporations />ct	aass and mnter of securities 207,443,135 Shares Ps above	Pe!son's votes 53.12% Ps above
Ke,ogen lnvestrrents Kerogen (in its capacity as general partner ofthe Kerogen Furd) ard each rreniler of the Kerogen Group

Narre	Address
lntertrust Corporate Sen,ioes (Cayrran) Lirrited, 100 Elgin Avenue, Gaoige TOM1, Grard c.aynren KY1-00'.l5, C,aynren l&ards
Each of the persons li&ed in Annexure A	See Annexure A

604 pa;ie2/3 15July 2001

Partirulars of each relevant interest of the substantial holder in voting securities after the change are as follON3:
6. Changes inassociation The persons v.oo have cea,re associates (2) of, oeased to be associates of, or have changed the nature of their association (9) Wlh, the soostantial hcjder in relation to voting interests inthe rorrpany or scherre are as fcilc,,,;: Narre and ICNIARSN (if awJicat,e) Nature of association Not awJica!,e Not awJica!,e 7. Actlresses 1he a:klres.ses of persons narred in this form are as folJCJAS:
Signature print name sign here	Julian Ball capacity Director ' / / date 3 / 11 / 2016
DIRECTIOOS Ifthere are a nurmer of substantial hcjders Wlh sirrilar or related relevant issues (eg. Aoorporation and its related oorporations, or the rranager andtrustee of an equity trust), the narres oould be indLKied inan annexure to the form Ifthe relevant interests of a group of persons are essentially &rrilar, they may be referred to throughout the form as a specifically narred group if the rrerr!Jershipof each group, Wth the narres and addresses of rrenilers is deany set out inparagraph 6 of the form Seethe definition of "associate'' in Sedion 9 of the Co!porations />ct 2001. See the definition of "relevant interest' in sections 608 and 6718(7) of the Co!porations Pd 2001. The voting shares of aoorrpany oonstitute one dass unless divided intoseparate dasses. The person's votes dided bythe total voles inthe txxly corporate or scherre nrultiµiedby 100. lndooe details of' any relevant agreerrent or other circumstanres byv.hich the relevant interest was acquired. If subsection 6718(4) applies, aoopy of any dooJrrent setting out the term; of any relevant agreerrent, ard a staterrent by the person giving full and aoourate details of any oontract, scherre or arrangerrent, nrust aooorrpany