Allegiance Coal : Notification regarding unquoted securities - AHQ

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Announcement Summary

For personal use only

Entity name

ALLEGIANCE COAL LIMITED

Date of this announcement

Monday December 20, 2021

The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
AHQAB	PERFORMANCE RIGHTS	4,000,000	20/12/2021
AHQAA	OPTION EXPIRING VARIOUS DATES EX	750,000	20/12/2021
	VARIOUS PRICES

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 1 - Entity and announcement details

For personal use only

1.1 Name of entity

ALLEGIANCE COAL LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2	Registered number type	Registration number
ABN	47149490353
1.3	ASX issuer code
AHQ

1. The announcement is New announcement
2. Date of this announcement

20/12/2021

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

2.1 The +securities the subject of this notification are:

+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

For personal use only

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

has an existing ASX security code ("existing class")

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B

personal use only

ASX +security code and description

AHQAB : PERFORMANCE RIGHTS

Date the +securities the subject of this notification were issued

20/12/2021

Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class

Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Name of KMP		Name of registered holder	Number of +securities
			2,000,000
Mark Gray		Telkwa Holdings Limited
			2,000,000
Larry Cook		Larry Cook

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

Notice of 2021 Annual General Meeting

https://www.allegiancecoal.com.au/site/investor-information/ASX-Announcements

Any other information the entity wishes to provide about the +securities the subject of this notification

None

Issue details
For	Number of +securities
	4,000,000

Notification of Issue, Conversion or Payment up of Unquoted

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

ASX +security code and description

AHQAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES

			Date the +securities the subject of this notification were issued
only	20/12/2021
	Will these +securities rank equally in all respects from their issue date with the existing issued
			+securities in that class
			Yes
			Were any of the +securities issued to +key management personnel (KMP) or an +associate?
			Yes
use		Provide details of the KMP or +associates being issued +securities.
	Name of KMP		Name of registered holder	Number of +securities
				750,000
	Jonathan Reynolds		Jonathan Reynolds
	Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme
personalFor		or a summary of the terms
	Notice of 2021 Annual General Meeting
			https://www.allegiancecoal.com.au/site/investor-information/ASX-Announcements
			Any other information the entity wishes to provide about the +securities the subject of this notification
			None
	I	ue details
			Number of +securities
		750,000

Notification of Issue, Conversion or Payment up of Unquoted

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